BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
-3.17%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$759M
AUM Growth
+$759M
Cap. Flow
-$28.1M
Cap. Flow %
-3.71%
Top 10 Hldgs %
90.62%
Holding
47
New
12
Increased
4
Reduced
7
Closed
11

Top Buys

1
SNCR icon
Synchronoss Technologies
SNCR
$49.6M
2
TTSH icon
Tile Shop Holdings
TTSH
$31.7M
3
CLBR.U
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$15.4M
4
INSE icon
Inspired Entertainment
INSE
$11.5M
5
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
$7.05M

Top Sells

1
FRG
Franchise Group, Inc.
FRG
$72.1M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$50.9M
3
GSL icon
Global Ship Lease
GSL
$15.5M
4
AGAC.U
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$7.52M
5
QMCO icon
Quantum Corp
QMCO
$6.48M

Sector Composition

1 Industrials 65.81%
2 Technology 14.22%
3 Consumer Discretionary 10.65%
4 Financials 3.56%
5 Communication Services 1.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$225M
$215M 28.35% 27,291,437 – –
EOSE icon
2
Eos Energy Enterprises
EOSE
$1.79B
$117M 15.46% 6,531,279 – –
ALTG icon
3
Alta Equipment Group
ALTG
$267M
$82.6M 10.89% 6,216,362 +368,045 +6% +$4.89M
FRG
4
DELISTED
Franchise Group, Inc.
FRG
$56.9M 7.5% 1,613,595 -2,044,508 -56% -$72.1M
QMCO icon
5
Quantum Corp
QMCO
$99M
$52.4M 6.91% 7,607,611 -940,000 -11% -$6.48M
SNCR icon
6
Synchronoss Technologies
SNCR
$69.2M
$49.6M 6.54% +13,826,538 New +$49.6M
TTSH icon
7
Tile Shop Holdings
TTSH
$278M
$31.7M 4.18% +3,934,919 New +$31.7M
SIC
8
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$30.5M 4.02% 3,248,000 – –
GSL icon
9
Global Ship Lease
GSL
$1.07B
$27.3M 3.6% 1,397,256 -792,568 -36% -$15.5M
RILY icon
10
B. Riley Financial
RILY
$168M
$24M 3.16% 317,915 – –
CLBR.U
11
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$15.4M 2.03% +1,555,812 New +$15.4M
INSE icon
12
Inspired Entertainment
INSE
$250M
$11.5M 1.51% +900,000 New +$11.5M
BRIVU
13
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$7.05M 0.93% +708,177 New +$7.05M
IMBI
14
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$6.82M 0.9% +847,205 New +$6.82M
MCHX icon
15
Marchex
MCHX
$86.6M
$6.73M 0.89% 2,199,098 +647,548 +42% +$1.98M
SONM icon
16
Sonim Technologies
SONM
$10.4M
$5.85M 0.77% 10,439,577 – –
BRPMU
17
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$5.27M 0.69% +520,000 New +$5.27M
EOSEW icon
18
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.81M
$2.52M 0.33% 350,000 – –
CDZI icon
19
Cadiz
CDZI
$294M
$2.04M 0.27% +150,252 New +$2.04M
SRAX
20
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$1.85M 0.24% +339,371 New +$1.85M
AGAC
21
DELISTED
African Gold Acquisition Corporation
AGAC
$1.45M 0.19% 150,000 -411,112 -73% -$3.97M
JSPR icon
22
Jasper Therapeutics
JSPR
$45.5M
$1.24M 0.16% +124,460 New +$1.24M
SAII
23
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$1.09M 0.14% 109,988 +25,000 +29% +$249K
WES icon
24
Western Midstream Partners
WES
$15B
$815K 0.11% +38,029 New +$815K
AGAC.WS
25
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$422K 0.06% 669,750 +121,732 +22% +$76.7K
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