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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+44.73%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$617M
AUM Growth
+$237M
Cap. Flow
+$108M
Cap. Flow %
17.46%
Top 10 Hldgs %
93.6%
Holding
35
New
12
Increased
2
Reduced
2
Closed
10

Top Buys

Rank Stock Value
1
EOSE icon
Eos Energy Enterprises
EOSE
+$84.2M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$67.5M
3
BW icon
Babcock & Wilcox
BW
+$7.46M
4
DBDRU
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
+$6.72M
5
GPGI
GPGI Inc
GPGI
+$6.53M

Top Sells

Rank Stock Value
1
SAIIU
Software Acquisition Group Inc. II Unit
SAIIU
+$17.8M
2
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
+$7.46M
3
SXC icon
SunCoke Energy
SXC
+$3.42M
4
SPOK icon
Spok Holdings
SPOK
+$2.02M
5
CXDO icon
Crexendo
CXDO
+$1.88M

Sector Composition

Rank Sector Weight
1 Industrials 68.66%
2 Technology 9.86%
3 Financials 5.55%
4 Consumer Discretionary 3.76%
5 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$138M 22.43%
4,547,462
– –
EOSE icon
2
Eos Energy Enterprises
EOSE
$1.14B
$136M 22.05%
+6,531,279
New +$84.2M
BW icon
3
Babcock & Wilcox
BW
$1.18B
$58.2M 9.42%
16,570,652
+2,379,376
+17% +$7.46M
ALTG icon
4
Alta Equipment Group
ALTG
$194M
$57.8M 9.36%
5,848,317
– –
SQQQ icon
5
ProShares UltraPro Short QQQ
SQQQ
$2.31B
$52.8M 8.56%
+27,837
New +$67.5M
QMCO icon
6
Quantum Corp
QMCO
$411M
$52.3M 8.48%
427,381
– –
GSL icon
7
Global Ship Lease
GSL
$1.56B
$26.1M 4.23%
2,196,224
– –
SIC
8
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$23.2M 3.76%
3,248,000
– –
NHLD
9
DELISTED
National Holdings Corporation
NHLD
$18.7M 3.02%
6,159,550
– –
RILY icon
10
BRC Group Holdings
RILY
$264M
$14.1M 2.28%
317,915
+141,728
+80% +$4.57M
SONM icon
11
DNA X Inc
SONM
$4.63M
$8.56M 1.39%
6,566
– –
DBDRU
12
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$6.76M 1.1%
+650,000
New +$6.72M
GPGI
13
GPGI Inc
GPGI
$3.87B
$6.57M 1.06%
+782,600
New +$6.53M
PLTR icon
14
PUT
Palantir
PLTR
$295B
$5.58M 0.9%
+236,900
New +$4.24M
EOSEW
15
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$2.91M 0.47%
+350,000
New +$999K
ALTG.WS
16
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$2.79M 0.45%
1,399,420
– –
LSEA
17
DELISTED
Landsea Homes
LSEA
$1.8M 0.29%
+169,126
New +$1.79M
TURN
18
DELISTED
180 Degree Capital
TURN
$1.55M 0.25%
232,220
-4,981
-2% -$28.7K
SGAMU
19
DELISTED
Seaport Global Acquisition Corp. Unit
SGAMU
$1.04M 0.17%
+100,000
New +$1.03M
CMPOW
20
DELISTED
CompoSecure Inc Warrant
CMPOW
$778K 0.13%
+638,350
New +$581K
GIFI
21
DELISTED
Gulf Island Fabrication
GIFI
$575K 0.09%
187,944
-245,082
-57% -$780K
SAIIW
22
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$270K 0.04%
+200,000
New +$154K
TMTSW
23
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$112K 0.02%
+100,000
New +$78.4K
TRITW
24
DELISTED
Triterras, Inc. Warrant
TRITW
$68K 0.01%
+30,500
New +$82.1K
CURI icon
25
CuriosityStream
CURI
$148M
– –
-92,054
Closed -$917K
1
2

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
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EGP
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AWM
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AWMG
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B. Riley Financial's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Financial held 35 positions worth $617M, up 62% from $380M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

B. Riley Financial deployed $108M of net new capital in Q4 2020, opening 12 new positions and adding to 2 existing holdings. Its largest new stake was Eos Energy Enterprises: 6,531,279 shares worth $136M.

By sector, the portfolio is most concentrated in Industrials at 69% of assets, up from 55% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Gulf Island Fabrication, an estimated $780K trimmed.

  • B. Riley Financial's largest Q4 2020 buy was Eos Energy Enterprises: 6,531,279 shares worth $136M.
  • B. Riley Financial added most to Babcock & Wilcox in Q4 2020, an estimated $7.46M increase.
  • B. Riley Financial's biggest Q4 2020 reduction was Gulf Island Fabrication, cutting an estimated $780K.
  • B. Riley Financial fully exited Software Acquisition Group Inc. II Unit in Q4 2020, selling an estimated $17.8M.
  • B. Riley Financial's ten largest holdings make up 94% of its $617M portfolio in Q4 2020.
  • B. Riley Financial opened 12 new positions and closed 10 in Q4 2020.
  • B. Riley Financial's portfolio value rose 62% quarter-over-quarter to $617M.

Based on B. Riley Financial's 13F filing for Q4 2020, filed 12 Feb 2021.