BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+44.16%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$612M
AUM Growth
+$612M
Cap. Flow
+$187M
Cap. Flow %
30.65%
Top 10 Hldgs %
94.45%
Holding
37
New
11
Increased
2
Reduced
2
Closed
9

Top Buys

1
EOSE icon
Eos Energy Enterprises
EOSE
$136M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$52.8M
3
BW icon
Babcock & Wilcox
BW
$8.35M
4
DBDRU
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$6.76M
5
CMPO icon
CompoSecure
CMPO
$6.57M

Top Sells

1
SAIIU
Software Acquisition Group Inc. II Unit
SAIIU
$17.8M
2
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$7.46M
3
SXC icon
SunCoke Energy
SXC
$3.42M
4
SPOK icon
Spok Holdings
SPOK
$2.02M
5
CXDO icon
Crexendo
CXDO
$1.88M

Sector Composition

1 Industrials 69.29%
2 Technology 9.95%
3 Financials 5.6%
4 Consumer Discretionary 3.8%
5 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$138M 22.43% 4,547,462 – –
EOSE icon
2
Eos Energy Enterprises
EOSE
$1.79B
$136M 22.05% +6,531,279 New +$136M
BW icon
3
Babcock & Wilcox
BW
$225M
$58.2M 9.42% 16,570,652 +2,379,376 +17% +$8.35M
ALTG icon
4
Alta Equipment Group
ALTG
$267M
$57.8M 9.36% 5,848,317 – –
SQQQ icon
5
ProShares UltraPro Short QQQ
SQQQ
$2.39B
$52.8M 8.56% +3,479,630 New +$52.8M
QMCO icon
6
Quantum Corp
QMCO
$99M
$52.3M 8.48% 8,547,611 – –
GSL icon
7
Global Ship Lease
GSL
$1.07B
$26.1M 4.23% 2,196,224 – –
SIC
8
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$23.2M 3.76% 3,248,000 – –
NHLD
9
DELISTED
National Holdings Corporation
NHLD
$18.7M 3.02% 6,159,550 – –
RILY icon
10
B. Riley Financial
RILY
$168M
$14.1M 2.28% 317,915 +141,728 +80% +$6.27M
SONM icon
11
Sonim Technologies
SONM
$10.4M
$8.56M 1.39% 11,819,577 – –
DBDRU
12
DELISTED
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$6.76M 1.1% +650,000 New +$6.76M
CMPO icon
13
CompoSecure
CMPO
$1.96B
$6.57M 1.06% +650,000 New +$6.57M
EOSEW icon
14
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.81M
$2.91M 0.47% +350,000 New +$2.91M
ALTG.WS
15
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$2.79M 0.45% 1,399,420 – –
LSEA
16
DELISTED
Landsea Homes
LSEA
$1.8M 0.29% +169,126 New +$1.8M
TURN
17
180 Degree Capital
TURN
$49.8M
$1.55M 0.25% 696,659 -14,945 -2% -$33.2K
SGAMU
18
DELISTED
Seaport Global Acquisition Corp. Unit
SGAMU
$1.05M 0.17% +100,000 New +$1.05M
CMPOW icon
19
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$778K 0.13% +638,350 New +$778K
GIFI icon
20
Gulf Island Fabrication
GIFI
$108M
$575K 0.09% 187,944 -245,082 -57% -$750K
SAIIW
21
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$270K 0.04% +200,000 New +$270K
TMTSW
22
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$112K 0.02% +100,000 New +$112K
TRITW
23
DELISTED
Triterras, Inc. Warrant
TRITW
$68K 0.01% +30,500 New +$68K
CURI icon
24
CuriosityStream
CURI
$265M
– – -92,054 Closed -$917K
CXDO icon
25
Crexendo
CXDO
$191M
– – -336,927 Closed -$1.88M
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