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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-20.53%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$157M
AUM Growth
-$140M
Cap. Flow
-$56.7M
Cap. Flow %
-36.14%
Top 10 Hldgs %
94.27%
Holding
27
New
2
Increased
5
Reduced
4
Closed
7

Top Buys

Rank Stock Value
1
RGF
The Real Good Food Company, Inc. Class A Common Stock
RGF
+$2.15M
2
ULY
Urgent.ly
ULY
+$1.57M
3
DDI
DoubleDown Interactive
DDI
+$799K
4
SNCR
Synchronoss Technologies
SNCR
+$349K
5
BW icon
Babcock & Wilcox
BW
+$336K

Top Sells

Rank Stock Value
1
AREN icon
Arena Group
AREN
+$24.5M
2
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$14.2M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$8.18M
4
LSEA
Landsea Homes
LSEA
+$7.79M
5
GSM icon
FerroAtlántica
GSM
+$2.34M

Sector Composition

Rank Sector Weight
1 Industrials 55.68%
2 Communication Services 22.43%
3 Technology 11.83%
4 Materials 4.94%
5 Utilities 1.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTG icon
1
Alta Equipment Group
ALTG
$194M
$44.7M 28.45%
3,609,763
– –
BW icon
2
Babcock & Wilcox
BW
$1.18B
$40.1M 25.53%
27,446,522
+157,883
+0.6% +$336K
DDI
3
DoubleDown Interactive
DDI
$573M
$30.4M 19.4%
4,141,616
+96,740
+2% +$799K
SNCR
4
DELISTED
Synchronoss Technologies
SNCR
$8.78M 5.59%
1,413,852
+71,574
+5% +$349K
TACT icon
5
Transact Technologies
TACT
$50.5M
$7.77M 4.95%
1,112,633
– –
PPTA
6
Perpetua Resources
PPTA
$2.16B
$4.72M 3.01%
1,489,903
+24,152
+2% +$81.4K
CDZI icon
7
Cadiz
CDZI
$251M
$3.03M 1.93%
1,083,093
-262,731
-20% -$792K
IPX
8
IperionX
IPX
$733M
$3.03M 1.93%
327,078
-50,574
-13% -$454K
MCHX icon
9
Marchex
MCHX
$78M
$2.78M 1.77%
2,042,791
– –
LILM
10
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$2.66M 1.69%
2,253,102
-2,095,951
-48% -$1.91M
ASPS icon
11
Altisource Portfolio Solutions
ASPS
$58.4M
$2.32M 1.48%
81,462
-5,842
-7% -$185K
FAZE
12
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$1.99M 1.26%
11,028,151
– –
RGF
13
DELISTED
The Real Good Food Company, Inc. Class A Common Stock
RGF
$1.59M 1.01%
+86,931
New +$2.15M
ULY
14
DELISTED
Urgent.ly
ULY
$1.32M 0.84%
+34,747
New +$1.57M
QMCO icon
15
Quantum Corp
QMCO
$411M
$697K 0.44%
99,765
– –
NNAVW
16
DELISTED
NextNav Inc Warrant
NNAVW
$476K 0.3%
661,730
– –
LEV.WS.A
17
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$464K 0.3%
1,399,006
– –
EOSEW
18
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$54.9K 0.04%
274,400
– –
FAZEW
19
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$671 ﹤0.01%
156,001
– –
AREN icon
20
Arena Group
AREN
$55.2M
– –
-5,715,870
Closed -$24.5M
DERM icon
21
Journey Medical
DERM
$169M
– –
-429,595
Closed -$1.18M
GORV
22
DELISTED
Lazydays
GORV
– –
-2,500
Closed -$570K
GSM icon
23
FerroAtlántica
GSM
$590M
– –
-449,667
Closed -$2.34M
LSEA
24
DELISTED
Landsea Homes
LSEA
– –
-866,850
Closed -$7.79M
SPXS icon
25
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$362M
– –
-90,000
Closed -$14.2M
1
2

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Financial held 27 positions worth $157M, down 47% from $297M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

B. Riley Financial withdrew a net $56.7M in Q4 2023, closing 7 positions and reducing 4 holdings. Its most notable exit was Arena Group, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 56% of assets, up from 54% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in The Real Good Food Company, Inc. Class A Common Stock worth $1.59M.

  • B. Riley Financial's largest Q4 2023 buy was The Real Good Food Company, Inc. Class A Common Stock: 86,931 shares worth $1.59M.
  • B. Riley Financial added most to DoubleDown Interactive in Q4 2023, an estimated $799K increase.
  • B. Riley Financial's biggest Q4 2023 reduction was Lilium N.V. Class A Ordinary Shares, cutting an estimated $1.91M.
  • B. Riley Financial fully exited Arena Group in Q4 2023, selling an estimated $24.5M.
  • B. Riley Financial's ten largest holdings make up 94% of its $157M portfolio in Q4 2023.
  • B. Riley Financial opened 2 new positions and closed 7 in Q4 2023.
  • B. Riley Financial's portfolio value fell 47% quarter-over-quarter to $157M.

Based on B. Riley Financial's 13F filing for Q4 2023, filed 12 Feb 2024.