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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+2.91%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$366M
AUM Growth
-$1.41M
Cap. Flow
-$7.62M
Cap. Flow %
-2.08%
Top 10 Hldgs %
26.88%
Holding
357
New
141
Increased
81
Reduced
33
Closed
53

Top Buys

Rank Stock Value
1
BVH
Bluegreen Vacations Holding Corporation
BVH
+$6.25M
2
TWX
Time Warner Inc
TWX
+$5.79M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.37M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.34M
5
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$4.28M

Top Sells

Rank Stock Value
1
COVS
Covisint Corporation
COVS
+$7.7M
2
KEM
KEMET Corporation
KEM
+$5.51M
3
GSM icon
FerroAtlántica
GSM
+$2.71M
4
VERI icon
Veritone
VERI
+$2.02M
5
CJ
C&J Energy Services, Inc.
CJ
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Industrials 6.18%
3 Financials 5.52%
4 Consumer Discretionary 4.15%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$450B
$35.1M 9.57%
241,200
-60,000
-20% -$8.6M
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$9.3M 2.54%
91,344
+26,010
+40% +$2.65M
VV icon
3
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
$9.23M 2.52%
79,977
+1,788
+2% +$202K
RY icon
4
PUT
Royal Bank of Canada
RY
$292B
$7.74M 2.11%
100,000
– –
VATE icon
5
INNOVATE Corp
VATE
$111M
$6.79M 1.85%
128,664
-14,787
-10% -$789K
BVH
6
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$6.78M 1.85%
+183,969
New +$6.25M
DIA icon
7
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$6.04M 1.65%
26,992
+24,400
+941% +$5.34M
BFYT
8
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.87M 1.6%
405,000
+155,000
+62% +$4.28M
TWX
9
DELISTED
Time Warner Inc
TWX
$5.85M 1.6%
+57,060
New +$5.79M
VUG icon
10
Vanguard Morningstar Growth ETF
VUG
$218B
$5.81M 1.58%
262,476
+247,008
+1,597% +$5.37M
TNAV
11
DELISTED
Telenav Inc.
TNAV
$5.52M 1.51%
869,660
+494,267
+132% +$3.44M
SGI
12
Somnigroup International
SGI
$14.1B
$5.48M 1.5%
340,000
+60,000
+21% +$886K
MCFT icon
13
MasterCraft Boat Holdings
MCFT
$597M
$5.38M 1.47%
264,071
-53,836
-17% -$1M
FNJN
14
DELISTED
Finjan Holdings, Inc.
FNJN
$4.85M 1.32%
2,063,351
+399,032
+24% +$1.09M
GSM icon
15
FerroAtlántica
GSM
$600M
$4.73M 1.29%
359,600
-208,435
-37% -$2.71M
SUNS
16
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.72M 1.29%
273,933
-3,898
-1% -$65.7K
VCSH icon
17
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$4.6M 1.26%
57,430
+15,183
+36% +$1.22M
MSFT icon
18
Microsoft
MSFT
$3.35T
$3.67M 1%
49,318
+2,963
+6% +$216K
IWR icon
19
iShares Russell Mid-Cap ETF
IWR
$56.1B
$3.62M 0.99%
73,436
+2,264
+3% +$109K
VO icon
20
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.54M 0.97%
96,428
+3,664
+4% +$132K
MU icon
21
Micron Technology
MU
$988B
$3.18M 0.87%
80,748
+21,786
+37% +$689K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.15M 0.86%
61,772
+2,147
+4% +$109K
LONE
23
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$3.13M 0.86%
893,275
+255,174
+40% +$868K
USNA icon
24
PUT
Usana Health Sciences
USNA
$409M
$2.88M 0.79%
50,000
– –
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$2.87M 0.78%
11,409
+4,229
+59% +$1.04M
1
2 3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Financial held 357 positions worth $366M, down 0.38% from $368M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Financial's Q3 2017 filing shows 141 new, 81 increased, 33 reduced and 53 closed positions. Its largest new stake was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M. The largest sale was Covisint Corporation, an estimated $7.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 10% a quarter earlier, followed by Industrials and Financials.

  • B. Riley Financial's largest Q3 2017 buy was Bluegreen Vacations Holding Corporation: 183,969 shares worth $6.78M.
  • B. Riley Financial added most to Vanguard Morningstar Growth ETF in Q3 2017, an estimated $5.37M increase.
  • B. Riley Financial's biggest Q3 2017 reduction was FerroAtlántica, cutting an estimated $2.71M.
  • B. Riley Financial fully exited Covisint Corporation in Q3 2017, selling an estimated $7.7M.
  • B. Riley Financial's ten largest holdings make up 27% of its $366M portfolio in Q3 2017.
  • B. Riley Financial opened 141 new positions and closed 53 in Q3 2017.
  • B. Riley Financial's portfolio value fell 0.38% quarter-over-quarter to $366M.

Based on B. Riley Financial's 13F filing for Q3 2017, filed 13 Nov 2017.