B. Riley Financial’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

B. Riley Financial’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,037	Closed	-$539K	–	121
2018 Q3	$539K	Sell	2,037 -7,970	-80%	-$2.04M	0.15%	91
2018 Q2	$2.48M	Buy	10,007 +3,740	+60%	+$918K	0.65%	36
2018 Q1	$1.51M	Sell	6,267 -12,922	-67%	-$3.25M	0.42%	55
2017 Q4	$4.75M	Sell	19,189 -7,803	-29%	-$1.85M	1.24%	18
2017 Q3	$6.04M	Buy	26,992 +24,400	+941%	+$5.34M	1.65%	7
2017 Q2	$553K	Sell	2,592 -94	-3%	-$19.7K	0.15%	143
2017 Q1	$554K	Sell	2,686 -900	-25%	-$184K	0.28%	74
2016 Q4	$708K	Sell	3,586 -125	-3%	-$23.6K	0.47%	53
2016 Q3	$678K	Sell	3,711 -85	-2%	-$15.6K	0.43%	49
2016 Q2	$679K	Buy	3,796 +1	+0%	+$178	0.39%	51
2016 Q1	$670K	Sell	3,795 -592	-13%	-$98.6K	0.49%	47
2015 Q4	$763K	Buy	+4,387	New	+$766K	0.55%	42

Other funds holding DIA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

B. Riley Financial's DIA Position: Q4 2018 in Review

B. Riley Financial sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2018, closing a stake of 2,037 shares — an estimated $539K sold.

B. Riley Financial first reported a position in DIA in Q4 2015 and held it in 12 quarters. The position peaked at $6.04M in Q3 2017. 632 funds tracked by Wall St. Rank hold DIA as of Q4 2018.

B. Riley Financial reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 2,037 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2018, an estimated $539K.
B. Riley Financial first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2015 and held it in 12 quarters.
B. Riley Financial's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $6.04M in Q3 2017.
632 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.