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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+33.17%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$398M
AUM Growth
+$127M
Cap. Flow
+$112M
Cap. Flow %
28.03%
Top 10 Hldgs %
94.71%
Holding
63
New
12
Increased
5
Reduced
8
Closed
26

Top Buys

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$70.1M
2
ECC
Eagle Point Credit Company
ECC
+$3.2M
3
PBPB
Potbelly
PBPB
+$1.96M
4
NKLA
Nikola Corporation Common Stock
NKLA
+$565K
5
LACQ
Leisure Acquisition Corp.
LACQ
+$515K

Top Sells

Rank Stock Value
1
VSI
Vitamin Shoppe Inc.
VSI
+$6.56M
2
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.09M
3
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$2.14M
4
LSAK icon
Lesaka Technologies
LSAK
+$1.29M
5
CLW icon
Clearwater Paper
CLW
+$1.29M

Sector Composition

Rank Sector Weight
1 Industrials 37.3%
2 Consumer Discretionary 7.68%
3 Financials 6.53%
4 Technology 2.6%
5 Energy 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$166M 41.64%
1,000,000
+405,300
+68% +$64.1M
FRG
2
DELISTED
Franchise Group, Inc.
FRG
$95.3M 23.94%
+4,105,728
New +$70.1M
SIC
3
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$27.6M 6.93%
3,066,351
– –
BW icon
4
Babcock & Wilcox
BW
$1.18B
$25.2M 6.32%
6,911,608
– –
GSL icon
5
Global Ship Lease
GSL
$1.56B
$18.4M 4.64%
2,089,226
– –
NHLD
6
DELISTED
National Holdings Corporation
NHLD
$15.7M 3.95%
6,159,550
– –
VATE icon
7
INNOVATE Corp
VATE
$106M
$9.03M 2.27%
416,106
-5,367
-1% -$118K
SONM icon
8
DNA X Inc
SONM
$4.63M
$8.03M 2.02%
1,229
– –
BFYT
9
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$7.28M 1.83%
377,608
– –
BRPM.U
10
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$4.63M 1.16%
462,500
– –
RNGR icon
11
Ranger Energy Services
RNGR
$354M
$3.16M 0.79%
490,111
-189,123
-28% -$1.19M
ECC
12
Eagle Point Credit Company
ECC
$497M
$3.07M 0.77%
+210,000
New +$3.2M
TURN
13
DELISTED
180 Degree Capital
TURN
$2.97M 0.75%
459,972
+3,476
+0.8% +$22.3K
PBPB
14
DELISTED
Potbelly
PBPB
$1.9M 0.48%
+450,000
New +$1.96M
TUES
15
DELISTED
Tuesday Morning Corp
TUES
$1.65M 0.41%
889,276
-75,000
-8% -$119K
LONE
16
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$1.51M 0.38%
580,640
-913,335
-61% -$2.14M
IMMR icon
17
Immersion
IMMR
$243M
$650K 0.16%
87,500
+50,000
+133% +$374K
RTW
18
DELISTED
RTW Retailwinds, Inc.
RTW
$584K 0.15%
729,452
-103,544
-12% -$131K
NKLA
19
DELISTED
Nikola Corporation Common Stock
NKLA
$568K 0.14%
+1,833
New +$565K
LACQ
20
DELISTED
Leisure Acquisition Corp.
LACQ
$521K 0.13%
+50,000
New +$515K
LSAK icon
21
Lesaka Technologies
LSAK
$384M
$513K 0.13%
137,985
-390,615
-74% -$1.29M
SKIL icon
22
Skillsoft
SKIL
$66.3M
$512K 0.13%
+2,477
New +$507K
FRGI
23
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$495K 0.12%
+50,000
New +$470K
FTK icon
24
Flotek Industries
FTK
$789M
$350K 0.09%
29,167
– –
ATEN icon
25
A10 Networks
ATEN
$2.07B
$344K 0.09%
50,000
-37,500
-43% -$252K
1
2 3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Financial held 63 positions worth $398M, up 47% from $270M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

B. Riley Financial deployed $112M of net new capital in Q4 2019, opening 12 new positions and adding to 5 existing holdings. Its largest new stake was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.

By sector, the portfolio is most concentrated in Industrials at 37% of assets, up from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $2.14M trimmed.

  • B. Riley Financial's largest Q4 2019 buy was Franchise Group, Inc.: 4,105,728 shares worth $95.3M.
  • B. Riley Financial added most to Immersion in Q4 2019, an estimated $374K increase.
  • B. Riley Financial's biggest Q4 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $2.14M.
  • B. Riley Financial fully exited Vitamin Shoppe Inc. in Q4 2019, selling an estimated $6.56M.
  • B. Riley Financial's ten largest holdings make up 95% of its $398M portfolio in Q4 2019.
  • B. Riley Financial opened 12 new positions and closed 26 in Q4 2019.
  • B. Riley Financial's portfolio value rose 47% quarter-over-quarter to $398M.

Based on B. Riley Financial's 13F filing for Q4 2019, filed 5 Feb 2020.