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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-7.53%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$790M
AUM Growth
+$31.7M
Cap. Flow
+$116M
Cap. Flow %
14.64%
Top 10 Hldgs %
81.08%
Holding
52
New
20
Increased
3
Reduced
7
Closed
12

Top Buys

Rank Stock Value
1
DDI
DoubleDown Interactive
DDI
+$32.4M
2
TLS icon
Telos
TLS
+$27.1M
3
GSL icon
Global Ship Lease
GSL
+$23.8M
4
PPTA
Perpetua Resources
PPTA
+$20.6M
5
LFMD icon
LifeMD
LFMD
+$12.3M

Top Sells

Rank Stock Value
1
CLBR.U
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
+$15.4M
2
FRG
Franchise Group, Inc.
FRG
+$6.78M
3
SONM icon
DNA X Inc
SONM
+$5.85M
4
EOSE icon
Eos Energy Enterprises
EOSE
+$5.23M
5
IMBI
iMedia Brands, Inc. Class A Common Stock
IMBI
+$4.85M

Sector Composition

Rank Sector Weight
1 Industrials 59.14%
2 Consumer Discretionary 13.17%
3 Technology 13.07%
4 Communication Services 5.14%
5 Financials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.18B
$175M 22.13%
27,291,437
– –
EOSE icon
2
Eos Energy Enterprises
EOSE
$1.14B
$86.7M 10.97%
6,178,250
-353,029
-5% -$5.23M
ALTG icon
3
Alta Equipment Group
ALTG
$194M
$85.9M 10.87%
6,257,729
+41,367
+0.7% +$542K
GSL icon
4
Global Ship Lease
GSL
$1.56B
$61.3M 7.76%
2,586,542
+1,189,286
+85% +$23.8M
FRG
5
DELISTED
Franchise Group, Inc.
FRG
$50.3M 6.36%
1,419,294
-194,301
-12% -$6.78M
SIC
6
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$46.8M 5.93%
3,248,000
– –
QMCO icon
7
Quantum Corp
QMCO
$411M
$39.4M 4.99%
380,381
– –
DDI
8
DoubleDown Interactive
DDI
$573M
$33.5M 4.24%
+1,902,324
New +$32.4M
SNCR
9
DELISTED
Synchronoss Technologies
SNCR
$33.2M 4.2%
1,536,282
– –
TTSH
10
DELISTED
Tile Shop Holdings
TTSH
$28.7M 3.63%
3,743,576
-191,343
-5% -$1.46M
TLS icon
11
Telos
TLS
$331M
$25.6M 3.24%
+900,083
New +$27.1M
RILY icon
12
BRC Group Holdings
RILY
$264M
$18.8M 2.38%
317,915
– –
PPTA
13
Perpetua Resources
PPTA
$2.16B
$18.4M 2.32%
+3,686,960
New +$20.6M
RDNW
14
RideNow Group
RDNW
$256M
$12.3M 1.55%
+315,010
New +$11.5M
INSE icon
15
Inspired Entertainment
INSE
$183M
$9.59M 1.21%
820,000
-80,000
-9% -$933K
LFMD icon
16
LifeMD
LFMD
$176M
$8.99M 1.14%
+1,446,966
New +$12.3M
VATE icon
17
INNOVATE Corp
VATE
$106M
$8.29M 1.05%
+202,225
New +$7.56M
MCHX icon
18
Marchex
MCHX
$77.8M
$7.14M 0.9%
2,392,179
+193,081
+9% +$563K
VIP
19
Vulcan Infrastructure and Power Inc. Class A Common Stock
VIP
$35.4M
$6.17M 0.78%
+24,150
New +$7.41M
BRIVU
20
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$5.95M 0.75%
600,000
-108,177
-15% -$1.07M
GORV
21
DELISTED
Lazydays
GORV
$5.49M 0.69%
+8,578
New +$5.76M
PRBM.U
22
DELISTED
Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant
PRBM.U
$5.33M 0.67%
+534,600
New +$5.33M
BRPMU
23
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$5.21M 0.66%
520,000
– –
FIEE
24
FiEE Inc
FIEE
$27.3M
$5.15M 0.65%
+110,716
New +$7.24M
INAB icon
25
IN8bio
INAB
$10.3M
$1.76M 0.22%
+8,579
New +$2.13M
1
2 3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Financial held 52 positions worth $790M, up 4.2% from $759M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

B. Riley Financial deployed $116M of net new capital in Q3 2021, opening 20 new positions and adding to 3 existing holdings. Its largest new stake was DoubleDown Interactive: 1,902,324 shares worth $33.5M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, down from 66% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $6.78M trimmed.

  • B. Riley Financial's largest Q3 2021 buy was DoubleDown Interactive: 1,902,324 shares worth $33.5M.
  • B. Riley Financial added most to Global Ship Lease in Q3 2021, an estimated $23.8M increase.
  • B. Riley Financial's biggest Q3 2021 reduction was Franchise Group, Inc., cutting an estimated $6.78M.
  • B. Riley Financial fully exited Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant in Q3 2021, selling an estimated $15.4M.
  • B. Riley Financial's ten largest holdings make up 81% of its $790M portfolio in Q3 2021.
  • B. Riley Financial opened 20 new positions and closed 12 in Q3 2021.
  • B. Riley Financial's portfolio value rose 4.2% quarter-over-quarter to $790M.

Based on B. Riley Financial's 13F filing for Q3 2021, filed 10 Nov 2021.