BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+5.99%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$382M
AUM Growth
+$382M
Cap. Flow
-$40.5M
Cap. Flow %
-10.59%
Top 10 Hldgs %
92.67%
Holding
79
New
13
Increased
4
Reduced
15
Closed
29

Top Buys

1
DHC
Diversified Healthcare Trust
DHC
$3.4M
2
AEAE
AltEnergy Acquisition Corp. Class A Common Stock
AEAE
$1.56M
3
FRXB
Forest Road Acquisition Corp. II
FRXB
$1.37M
4
LGVC
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
$985K
5
FUBO icon
fuboTV
FUBO
$605K

Top Sells

1
ASTS icon
AST SpaceMobile
ASTS
$7.74M
2
VATE icon
INNOVATE Corp
VATE
$5.13M
3
SRNE
Sorrento Therapeutics, Inc.
SRNE
$4.62M
4
LILM
Lilium N.V. Class A Ordinary Shares
LILM
$4.49M
5
AGS
PlayAGS
AGS
$4.29M

Sector Composition

1 Industrials 70.72%
2 Communication Services 15.73%
3 Technology 6.71%
4 Materials 2.09%
5 Financials 1.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$225M
$165M 43.26% 27,288,639 – –
ALTG icon
2
Alta Equipment Group
ALTG
$267M
$95.1M 24.88% 6,000,763 – –
DDI
3
DoubleDown Interactive
DDI
$478M
$30.8M 8.06% 3,862,278 -13,939 -0.4% -$111K
AREN icon
4
Arena Group
AREN
$280M
$19.5M 5.11% 4,592,793 – –
SNCR icon
5
Synchronoss Technologies
SNCR
$69.2M
$11.4M 2.97% 12,080,499 – –
PPTA
6
Perpetua Resources
PPTA
$2.03B
$7.99M 2.09% 1,795,000 -735,641 -29% -$3.27M
TACT icon
7
Transact Technologies
TACT
$43.8M
$6.89M 1.8% 1,112,633 – –
BRIVU
8
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$6.1M 1.6% 600,000 – –
LILM
9
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$6M 1.57% 9,223,836 -6,906,327 -43% -$4.49M
FAZE
10
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$5.07M 1.33% 11,028,151 – –
MCHX icon
11
Marchex
MCHX
$86.6M
$4.1M 1.07% 2,253,966 -763,530 -25% -$1.39M
QMCO icon
12
Quantum Corp
QMCO
$99M
$3.49M 0.91% 3,030,746 -794,065 -21% -$913K
DHC
13
Diversified Healthcare Trust
DHC
$920M
$3.4M 0.89% +2,516,320 New +$3.4M
VATE icon
14
INNOVATE Corp
VATE
$72.1M
$3.29M 0.86% 1,108,805 -1,727,786 -61% -$5.13M
NN icon
15
NextNav
NN
$2.37B
$2.21M 0.58% 1,087,642 -1,999,150 -65% -$4.06M
LFMD icon
16
LifeMD
LFMD
$294M
$1.57M 0.41% 922,045 -159,667 -15% -$271K
AEAE
17
DELISTED
AltEnergy Acquisition Corp. Class A Common Stock
AEAE
$1.56M 0.41% +149,900 New +$1.56M
FRXB
18
DELISTED
Forest Road Acquisition Corp. II
FRXB
$1.37M 0.36% +137,454 New +$1.37M
DERM icon
19
Journey Medical
DERM
$176M
$1.22M 0.32% 774,796 -89,899 -10% -$141K
ASTS icon
20
AST SpaceMobile
ASTS
$13.2B
$1.03M 0.27% 202,654 -1,522,817 -88% -$7.74M
LGVC
21
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
$985K 0.26% +94,267 New +$985K
LEV.WS.A
22
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$827K 0.22% 1,399,006 +709,251 +103% +$419K
SQNS
23
Sequans Communications
SQNS
$129M
$693K 0.18% 346,569 -27,727 -7% -$55.5K
FUBO icon
24
fuboTV
FUBO
$1.21B
$605K 0.16% +500,000 New +$605K
CHRA
25
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$549K 0.14% 262,881 -26,008 -9% -$54.4K
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