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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+5.99%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$382M
AUM Growth
-$63.4M
Cap. Flow
-$45.5M
Cap. Flow %
-11.91%
Top 10 Hldgs %
92.67%
Holding
79
New
13
Increased
4
Reduced
15
Closed
29

Top Buys

Rank Stock Value
1
DHC
Diversified Healthcare Trust
DHC
+$2.6M
2
AEAE
AltEnergy Acquisition Corp
AEAE
+$1.54M
3
FRXB
Forest Road Acquisition Corp. II
FRXB
+$1.38M
4
LGVC
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
+$977K
5
FUBO icon
FuboTV Inc
FUBO
+$953K

Top Sells

Rank Stock Value
1
ASTS icon
AST SpaceMobile
ASTS
+$8.78M
2
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.33M
3
NN icon
NextNav
NN
+$5.36M
4
VATE icon
INNOVATE Corp
VATE
+$5.05M
5
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$4.62M

Sector Composition

Rank Sector Weight
1 Industrials 70.72%
2 Communication Services 15.73%
3 Technology 6.71%
4 Materials 2.09%
5 Financials 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.18B
$165M 43.26%
27,288,639
– –
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$95.1M 24.88%
6,000,763
– –
DDI
3
DoubleDown Interactive
DDI
$573M
$30.8M 8.06%
3,862,278
-13,939
-0.4% -$128K
AREN icon
4
Arena Group
AREN
$55.2M
$19.5M 5.11%
4,592,793
– –
SNCR
5
DELISTED
Synchronoss Technologies
SNCR
$11.4M 2.97%
1,342,278
– –
PPTA
6
Perpetua Resources
PPTA
$2.16B
$7.99M 2.09%
1,795,000
-735,641
-29% -$2.55M
TACT icon
7
Transact Technologies
TACT
$50.5M
$6.89M 1.8%
1,112,633
– –
BRIVU
8
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$6.1M 1.6%
600,000
– –
LILM
9
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$6M 1.57%
9,223,836
-6,906,327
-43% -$7.33M
FAZE
10
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$5.07M 1.33%
11,028,151
– –
MCHX icon
11
Marchex
MCHX
$78M
$4.1M 1.07%
2,253,966
-763,530
-25% -$1.47M
QMCO icon
12
Quantum Corp
QMCO
$411M
$3.49M 0.91%
151,537
-39,704
-21% -$1.04M
DHC
13
Diversified Healthcare Trust
DHC
$2.15B
$3.4M 0.89%
+2,516,320
New +$2.6M
VATE icon
14
INNOVATE Corp
VATE
$106M
$3.29M 0.86%
110,881
-172,778
-61% -$5.05M
NN icon
15
NextNav
NN
$1.79B
$2.21M 0.58%
1,087,642
-1,999,150
-65% -$5.36M
LFMD icon
16
LifeMD
LFMD
$176M
$1.57M 0.41%
922,045
-159,667
-15% -$282K
AEAE
17
DELISTED
AltEnergy Acquisition Corp
AEAE
$1.56M 0.41%
+149,900
New +$1.54M
FRXB
18
DELISTED
Forest Road Acquisition Corp. II
FRXB
$1.37M 0.36%
+137,454
New +$1.38M
DERM icon
19
Journey Medical
DERM
$169M
$1.22M 0.32%
774,796
-89,899
-10% -$168K
ASTS icon
20
AST SpaceMobile
ASTS
$15.8B
$1.03M 0.27%
202,654
-1,522,817
-88% -$8.78M
LGVC
21
DELISTED
LAMF Global Ventures Corp. I Class A Ordinary Shares
LGVC
$985K 0.26%
+94,267
New +$977K
LEV.WS.A
22
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$827K 0.22%
1,399,006
+709,251
+103% +$566K
SQNS
23
Sequans Communications SA
SQNS
$37.4M
$693K 0.18%
13,863
-1,109
-7% -$75.6K
FUBO icon
24
FuboTV Inc
FUBO
$260M
$605K 0.16%
+41,667
New +$953K
CHRA
25
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$549K 0.14%
262,881
-26,008
-9% -$146K
1
2 3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Financial held 79 positions worth $382M, down 14% from $446M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

B. Riley Financial withdrew a net $45.5M in Q1 2023, closing 29 positions and reducing 15 holdings. Its most notable exit was Sorrento Therapeutics, Inc., an estimated $4.62M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 71% of assets, up from 59% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in Diversified Healthcare Trust worth $3.4M.

  • B. Riley Financial's largest Q1 2023 buy was Diversified Healthcare Trust: 2,516,320 shares worth $3.4M.
  • B. Riley Financial added most to The Lion Electric Company Warrants to purchase common shares in Q1 2023, an estimated $566K increase.
  • B. Riley Financial's biggest Q1 2023 reduction was AST SpaceMobile, cutting an estimated $8.78M.
  • B. Riley Financial fully exited Sorrento Therapeutics, Inc. in Q1 2023, selling an estimated $4.62M.
  • B. Riley Financial's ten largest holdings make up 93% of its $382M portfolio in Q1 2023.
  • B. Riley Financial opened 13 new positions and closed 29 in Q1 2023.
  • B. Riley Financial's portfolio value fell 14% quarter-over-quarter to $382M.

Based on B. Riley Financial's 13F filing for Q1 2023, filed 9 May 2023.