BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+6.03%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$172M
AUM Growth
+$172M
Cap. Flow
-$10.5M
Cap. Flow %
-6.1%
Top 10 Hldgs %
85.61%
Holding
66
New
16
Increased
6
Reduced
7
Closed
13

Top Buys

1
GSL icon
Global Ship Lease
GSL
$15.8M
2
NFINU
Netfin Acquisition Corp. Unit
NFINU
$3.09M
3
TURN
180 Degree Capital
TURN
$2.93M
4
CLW icon
Clearwater Paper
CLW
$1.29M
5
RTW
RTW Retailwinds, Inc.
RTW
$1.14M

Top Sells

1
BW icon
Babcock & Wilcox
BW
$19.1M
2
RRGB icon
Red Robin
RRGB
$6.67M
3
MGNI icon
Magnite
MGNI
$3.75M
4
RRC icon
Range Resources
RRC
$2.79M
5
TST
TheStreet, Inc.
TST
$2.09M

Sector Composition

1 Industrials 34.59%
2 Consumer Discretionary 23.83%
3 Financials 17.64%
4 Technology 6.04%
5 Energy 5.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIC
1
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$39.8M 14.71% 3,066,351 – –
BW icon
2
Babcock & Wilcox
BW
$225M
$33.1M 12.24% 6,911,608 -3,997,105 -37% -$19.1M
NHLD
3
DELISTED
National Holdings Corporation
NHLD
$16.9M 6.24% 6,159,550 – –
GSL icon
4
Global Ship Lease
GSL
$1.07B
$16M 5.91% 2,089,226 +2,061,987 +7,570% +$15.8M
VATE icon
5
INNOVATE Corp
VATE
$72.1M
$9.91M 3.66% 4,214,730 – –
BFYT
6
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$9.41M 3.48% 377,608 – –
VSI
7
DELISTED
Vitamin Shoppe Inc.
VSI
$6.56M 2.43% 1,006,000 – –
SONM icon
8
Sonim Technologies
SONM
$10.4M
$6.48M 2.4% 2,212,743 – –
BRPM.U
9
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$4.6M 1.7% 462,500 – –
RNGR icon
10
Ranger Energy Services
RNGR
$312M
$4.38M 1.62% 679,234 -7,032 -1% -$45.4K
LONE
11
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$4.06M 1.5% 1,493,975 -490,016 -25% -$1.33M
NFINU
12
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$3.09M 1.14% +306,100 New +$3.09M
TURN
13
180 Degree Capital
TURN
$49.8M
$2.93M 1.08% +1,369,488 New +$2.93M
LSAK icon
14
Lesaka Technologies
LSAK
$383M
$1.89M 0.7% 528,600 – –
TUES
15
DELISTED
Tuesday Morning Corp
TUES
$1.51M 0.56% 964,276 +665,276 +223% +$1.04M
CLW icon
16
Clearwater Paper
CLW
$347M
$1.29M 0.48% +61,260 New +$1.29M
RTW
17
DELISTED
RTW Retailwinds, Inc.
RTW
$1.14M 0.42% +832,996 New +$1.14M
EHTH icon
18
eHealth
EHTH
$118M
$1.09M 0.4% +16,318 New +$1.09M
AEHR icon
19
Aehr Test Systems
AEHR
$746M
$841K 0.31% 470,000 +33,068 +8% +$59.2K
CELH icon
20
Celsius Holdings
CELH
$16.2B
$835K 0.31% +240,200 New +$835K
KVHI icon
21
KVH Industries
KVHI
$110M
$666K 0.25% 62,500 +37,500 +150% +$400K
TLRD
22
DELISTED
Tailored Brands, Inc.
TLRD
$660K 0.24% +150,000 New +$660K
ATEN icon
23
A10 Networks
ATEN
$1.28B
$607K 0.22% 87,500 +12,500 +17% +$86.7K
CNXM
24
DELISTED
CNX Midstream Partners LP
CNXM
$494K 0.18% +35,000 New +$494K
AMLP icon
25
Alerian MLP ETF
AMLP
$10.7B
$457K 0.17% +50,000 New +$457K
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