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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$270M
AUM Growth
+$62.4M
Cap. Flow
+$74.3M
Cap. Flow %
27.47%
Top 10 Hldgs %
86.05%
Holding
64
New
20
Increased
8
Reduced
6
Closed
14

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$22.3M
2
GSL icon
Global Ship Lease
GSL
+$15.2M
3
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$3.08M
4
TURN
180 Degree Capital
TURN
+$2.81M
5
EHTH icon
eHealth
EHTH
+$1.47M

Top Sells

Rank Stock Value
1
RRGB icon
Red Robin
RRGB
+$6.67M
2
MGNI icon
Magnite
MGNI
+$3.75M
3
RRC icon
Range Resources
RRC
+$2.79M
4
TST
TheStreet, Inc.
TST
+$2.09M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$1.28M

Sector Composition

Rank Sector Weight
1 Industrials 21.97%
2 Consumer Discretionary 15.14%
3 Financials 11.21%
4 Technology 3.84%
5 Energy 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$90M 33.28%
594,700
+244,700
+70% +$37.4M
SIC
2
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$39.8M 14.71%
3,066,351
– –
BW icon
3
Babcock & Wilcox
BW
$1.18B
$33.1M 12.24%
6,911,608
+5,820,737
+534% +$22.3M
NHLD
4
DELISTED
National Holdings Corporation
NHLD
$16.9M 6.24%
6,159,550
– –
GSL icon
5
Global Ship Lease
GSL
$1.56B
$16M 5.91%
2,089,226
+2,061,987
+7,570% +$15.2M
VATE icon
6
INNOVATE Corp
VATE
$106M
$9.9M 3.66%
421,473
– –
BFYT
7
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$9.41M 3.48%
377,608
– –
VSI
8
DELISTED
Vitamin Shoppe Inc.
VSI
$6.56M 2.43%
1,006,000
– –
SONM icon
9
DNA X Inc
SONM
$4.63M
$6.48M 2.4%
1,229
– –
BRPM.U
10
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$4.6M 1.7%
462,500
– –
RNGR icon
11
Ranger Energy Services
RNGR
$354M
$4.38M 1.62%
679,234
-7,032
-1% -$47.6K
LONE
12
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$4.06M 1.5%
1,493,975
-490,016
-25% -$1.28M
NFINU
13
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$3.09M 1.14%
+306,100
New +$3.08M
SPY icon
14
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$2.97M 1.1%
+10,000
New +$2.95M
TURN
15
DELISTED
180 Degree Capital
TURN
$2.93M 1.08%
+456,496
New +$2.81M
GWPH
16
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$2.88M 1.06%
+25,000
New +$3.79M
LSAK icon
17
Lesaka Technologies
LSAK
$384M
$1.89M 0.7%
528,600
– –
TUES
18
DELISTED
Tuesday Morning Corp
TUES
$1.51M 0.56%
964,276
+665,276
+223% +$1.04M
CLW icon
19
Clearwater Paper
CLW
$349M
$1.29M 0.48%
+61,260
New +$1.09M
TSLA icon
20
PUT
Tesla
TSLA
$1.18T
$1.2M 0.45%
75,000
-150,000
-67% -$2.35M
RTW
21
DELISTED
RTW Retailwinds, Inc.
RTW
$1.14M 0.42%
+832,996
New +$1.3M
EHTH icon
22
eHealth
EHTH
$41.9M
$1.09M 0.4%
+16,318
New +$1.47M
FCFS icon
23
PUT
FirstCash
FCFS
$8.77B
$917K 0.34%
+10,000
New +$993K
AEHR icon
24
Aehr Test Systems
AEHR
$2.13B
$841K 0.31%
470,000
+33,068
+8% +$47.4K
CELH icon
25
Celsius Holdings
CELH
$7.38B
$835K 0.31%
+720,600
New +$1M
1
2 3

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TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
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FIM
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EGP
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AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
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B. Riley Financial's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Financial held 64 positions worth $270M, up 30% from $208M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

B. Riley Financial deployed $74.3M of net new capital in Q3 2019, opening 20 new positions and adding to 8 existing holdings. Its largest new stake was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.

By sector, the portfolio is most concentrated in Industrials at 22% of assets, up from 7.8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Lonestar Resources US Inc. Class A Common Stock, an estimated $1.28M trimmed.

  • B. Riley Financial's largest Q3 2019 buy was Netfin Acquisition Corp. Unit: 306,100 shares worth $3.09M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2019, an estimated $22.3M increase.
  • B. Riley Financial's biggest Q3 2019 reduction was Lonestar Resources US Inc. Class A Common Stock, cutting an estimated $1.28M.
  • B. Riley Financial fully exited Red Robin in Q3 2019, selling an estimated $6.67M.
  • B. Riley Financial's ten largest holdings make up 86% of its $270M portfolio in Q3 2019.
  • B. Riley Financial opened 20 new positions and closed 14 in Q3 2019.
  • B. Riley Financial's portfolio value rose 30% quarter-over-quarter to $270M.

Based on B. Riley Financial's 13F filing for Q3 2019, filed 14 Nov 2019.