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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$380M
AUM Growth
+$104M
Cap. Flow
+$63.3M
Cap. Flow %
16.66%
Top 10 Hldgs %
92.79%
Holding
30
New
6
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
SAIIU
Software Acquisition Group Inc. II Unit
SAIIU
+$17.9M
2
BW icon
Babcock & Wilcox
BW
+$10.9M
3
CXDO icon
Crexendo
CXDO
+$2.72M
4
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$1.2M
5
SXC icon
SunCoke Energy
SXC
+$978K

Top Sells

Rank Stock Value
1
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$7.56M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$2.24M
3
SPOK icon
Spok Holdings
SPOK
+$1.66M
4
RNGR icon
Ranger Energy Services
RNGR
+$782K
5
TURN
180 Degree Capital
TURN
+$460K

Sector Composition

Rank Sector Weight
1 Industrials 55.4%
2 Technology 13.18%
3 Consumer Discretionary 5.9%
4 Financials 4.95%
5 Materials 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$115M 30.34%
4,547,462
– –
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$45.8M 12.05%
5,848,317
– –
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$436B
$41.7M 10.97%
+150,000
New +$40.7M
QMCO icon
4
Quantum Corp
QMCO
$411M
$39.3M 10.35%
427,381
– –
BW icon
5
Babcock & Wilcox
BW
$1.18B
$32.9M 8.66%
14,191,276
+4,374,818
+45% +$10.9M
SIC
6
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$22.4M 5.9%
3,248,000
+102,264
+3% +$549K
SAIIU
7
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$17.8M 4.69%
+1,791,128
New +$17.9M
GSL icon
8
Global Ship Lease
GSL
$1.56B
$15.2M 3.99%
2,196,224
-2,846
-0.1% -$14.5K
NHLD
9
DELISTED
National Holdings Corporation
NHLD
$13.1M 3.44%
6,159,550
– –
SONM icon
10
DNA X Inc
SONM
$4.63M
$9.17M 2.41%
6,566
– –
BMRG.U
11
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$7.46M 1.96%
700,000
– –
RILY icon
12
BRC Group Holdings
RILY
$264M
$4.42M 1.16%
176,187
– –
SXC icon
13
SunCoke Energy
SXC
$794M
$3.42M 0.9%
1,000,000
+300,000
+43% +$978K
ALTG.WS
14
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$2.34M 0.62%
1,399,420
– –
SPOK icon
15
Spok Holdings
SPOK
$229M
$2.02M 0.53%
212,265
-166,209
-44% -$1.66M
CXDO icon
16
Crexendo
CXDO
$217M
$1.88M 0.5%
+336,927
New +$2.72M
TRIT
17
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$1.6M 0.42%
154,710
+114,710
+287% +$1.2M
GIFI
18
DELISTED
Gulf Island Fabrication
GIFI
$1.35M 0.36%
433,026
– –
TURN
19
DELISTED
180 Degree Capital
TURN
$1.34M 0.35%
237,201
-82,531
-26% -$460K
CURI icon
20
CuriosityStream
CURI
$148M
$917K 0.24%
+92,054
New +$926K
PK icon
21
Park Hotels & Resorts
PK
$3.08B
$260K 0.07%
+25,999
New +$246K
ET icon
22
Energy Transfer Partners
ET
$69.5B
$217K 0.06%
+40,000
New +$254K
HHS icon
23
Harte-Hanks
HHS
$16.4M
– –
-36,470
Closed -$111K
RNGR icon
24
Ranger Energy Services
RNGR
$354M
– –
-265,062
Closed -$782K
SQQQ icon
25
ProShares UltraPro Short QQQ
SQQQ
$2.31B
– –
-1,600
Closed -$7.56M
1
2

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EIA
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TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
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AWM
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AWMG
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B. Riley Financial's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Financial held 30 positions worth $380M, up 38% from $276M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

B. Riley Financial deployed $63.3M of net new capital in Q3 2020, opening 6 new positions and adding to 4 existing holdings. Its largest new stake was Software Acquisition Group Inc. II Unit: 1,791,128 shares worth $17.8M.

By sector, the portfolio is most concentrated in Industrials at 55% of assets, down from 65% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spok Holdings, an estimated $1.66M trimmed.

  • B. Riley Financial's largest Q3 2020 buy was Software Acquisition Group Inc. II Unit: 1,791,128 shares worth $17.8M.
  • B. Riley Financial added most to Babcock & Wilcox in Q3 2020, an estimated $10.9M increase.
  • B. Riley Financial's biggest Q3 2020 reduction was Spok Holdings, cutting an estimated $1.66M.
  • B. Riley Financial fully exited ProShares UltraPro Short QQQ in Q3 2020, selling an estimated $7.56M.
  • B. Riley Financial's ten largest holdings make up 93% of its $380M portfolio in Q3 2020.
  • B. Riley Financial opened 6 new positions and closed 5 in Q3 2020.
  • B. Riley Financial's portfolio value rose 38% quarter-over-quarter to $380M.

Based on B. Riley Financial's 13F filing for Q3 2020, filed 13 Nov 2020.