BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+15.92%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$338M
AUM Growth
+$338M
Cap. Flow
+$21.3M
Cap. Flow %
6.29%
Top 10 Hldgs %
94.1%
Holding
31
New
5
Increased
4
Reduced
3
Closed
5

Top Buys

1
SAIIU
Software Acquisition Group Inc. II Unit
SAIIU
$17.8M
2
BW icon
Babcock & Wilcox
BW
$10.1M
3
CXDO icon
Crexendo
CXDO
$1.88M
4
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$1.19M
5
SXC icon
SunCoke Energy
SXC
$1.03M

Top Sells

1
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$7.56M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$2.24M
3
SPOK icon
Spok Holdings
SPOK
$1.58M
4
RNGR icon
Ranger Energy Services
RNGR
$782K
5
TURN
180 Degree Capital
TURN
$468K

Sector Composition

1 Industrials 62.22%
2 Technology 14.8%
3 Consumer Discretionary 6.62%
4 Financials 5.56%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$115M 30.34% 4,547,462 – –
ALTG icon
2
Alta Equipment Group
ALTG
$267M
$45.8M 12.05% 5,848,317 – –
QMCO icon
3
Quantum Corp
QMCO
$99M
$39.3M 10.35% 8,547,611 – –
BW icon
4
Babcock & Wilcox
BW
$225M
$32.9M 8.66% 14,191,276 +4,374,818 +45% +$10.1M
SIC
5
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$22.4M 5.9% 3,248,000 +102,264 +3% +$706K
SAIIU
6
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$17.8M 4.69% +1,791,128 New +$17.8M
GSL icon
7
Global Ship Lease
GSL
$1.07B
$15.2M 3.99% 2,196,224 -2,846 -0.1% -$19.6K
NHLD
8
DELISTED
National Holdings Corporation
NHLD
$13.1M 3.44% 6,159,550 – –
SONM icon
9
Sonim Technologies
SONM
$10.4M
$9.17M 2.41% 11,819,577 – –
BMRG.U
10
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$7.46M 1.96% 700,000 – –
RILY icon
11
B. Riley Financial
RILY
$168M
$4.42M 1.16% 176,187 – –
SXC icon
12
SunCoke Energy
SXC
$654M
$3.42M 0.9% 1,000,000 +300,000 +43% +$1.03M
ALTG.WS
13
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$2.34M 0.62% 1,399,420 – –
SPOK icon
14
Spok Holdings
SPOK
$374M
$2.02M 0.53% 212,265 -166,209 -44% -$1.58M
CXDO icon
15
Crexendo
CXDO
$191M
$1.88M 0.5% +336,927 New +$1.88M
TRIT
16
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$1.6M 0.42% 154,710 +114,710 +287% +$1.19M
GIFI icon
17
Gulf Island Fabrication
GIFI
$108M
$1.36M 0.36% 433,026 – –
TURN
18
180 Degree Capital
TURN
$49.8M
$1.35M 0.35% 711,604 -247,591 -26% -$468K
CURI icon
19
CuriosityStream
CURI
$265M
$917K 0.24% +92,054 New +$917K
PK icon
20
Park Hotels & Resorts
PK
$2.35B
$260K 0.07% +25,999 New +$260K
ET icon
21
Energy Transfer Partners
ET
$60.8B
$217K 0.06% +40,000 New +$217K
HHS icon
22
Harte-Hanks
HHS
$26.7M
– – -36,470 Closed -$111K
QQQ icon
23
Invesco QQQ Trust
QQQ
$364B
– – 0 – –
RNGR icon
24
Ranger Energy Services
RNGR
$312M
– – -265,062 Closed -$782K
SQQQ icon
25
ProShares UltraPro Short QQQ
SQQQ
$2.39B
– – -1,000,000 Closed -$7.56M
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