We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+6.58%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$156M
AUM Growth
-$16.8M
Cap. Flow
-$26.7M
Cap. Flow %
-17.09%
Top 10 Hldgs %
45.13%
Holding
164
New
23
Increased
28
Reduced
36
Closed
18

Top Buys

Rank Stock Value
1
NLST
Netlist, Inc.
NLST
+$1.09M
2
VATE icon
INNOVATE Corp
VATE
+$803K
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$726K
4
KEM
KEMET Corporation
KEM
+$634K
5
FG
FGL Holdings Ordinary Shares
FG
+$496K

Top Sells

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$15.7M
2
PRGX
PRGX Global, Inc.
PRGX
+$4.44M
3
TIVO
Tivo Inc
TIVO
+$2.05M
4
WPRT
Westport Fuel Systems
WPRT
+$1.12M
5
NHLD
National Holdings Corporation
NHLD
+$787K

Sector Composition

Rank Sector Weight
1 Technology 8.84%
2 Industrials 6.76%
3 Consumer Discretionary 6.24%
4 Financials 5.86%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$79.1B
$21.2M 13.58%
170,800
+10,000
+6% +$1.22M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$436B
$11.9M 7.6%
100,000
-70,000
-41% -$8.08M
VV icon
3
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$6.73M 4.31%
67,865
+1,661
+3% +$165K
KEM
4
DELISTED
KEMET Corporation
KEM
$6.58M 4.21%
1,843,493
+189,465
+11% +$634K
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$5.01M 3.21%
49,421
+7,167
+17% +$726K
AAPC
6
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$4.88M 3.12%
464,828
– –
SUNS
7
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.58M 2.93%
282,323
+4,170
+1% +$69.1K
VCSH icon
8
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.43M 2.2%
42,623
+1,047
+3% +$84.5K
TNAV
9
DELISTED
Telenav Inc.
TNAV
$3.14M 2.01%
547,297
-101,164
-16% -$549K
VATE icon
10
INNOVATE Corp
VATE
$106M
$3.08M 1.97%
56,436
+17,414
+45% +$803K
VO icon
11
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.01M 1.93%
92,940
+8,452
+10% +$271K
BWEN icon
12
Broadwind
BWEN
$81.7M
$2.71M 1.74%
616,431
+36,431
+6% +$166K
IWR icon
13
iShares Russell Mid-Cap ETF
IWR
$55.9B
$2.63M 1.68%
60,232
-640
-1% -$27.7K
VTIP icon
14
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.58M 1.65%
51,955
+5,671
+12% +$280K
PNNT
15
Pennant Park Investment Corp
PNNT
$220M
$2.39M 1.53%
318,282
-197
-0.1% -$1.48K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.39M 1.53%
26,664
-645
-2% -$57.7K
PFLT icon
17
PennantPark Floating Rate Capital
PFLT
$698M
$2.37M 1.52%
179,320
-500
-0.3% -$6.43K
HPQ icon
18
HP
HPQ
$26B
$2.29M 1.46%
147,261
-30,000
-17% -$428K
MSFT icon
19
Microsoft
MSFT
$2.9T
$2.11M 1.35%
36,611
– –
APPS icon
20
Digital Turbine
APPS
$982M
$2.07M 1.32%
1,969,540
-116,743
-6% -$136K
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.87M 1.2%
8,651
+181
+2% +$39.1K
ACWV icon
22
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$1.79M 1.15%
23,502
– –
VTI icon
23
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$1.71M 1.1%
15,375
-29
-0.2% -$3.22K
IDV icon
24
iShares International Select Dividend ETF
IDV
$8.31B
$1.71M 1.09%
56,913
+1,276
+2% +$37.7K
DSL
25
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.66M 1.06%
86,521
-11,116
-11% -$211K
1
2 3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Financial held 164 positions worth $156M, down 9.7% from $173M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

B. Riley Financial withdrew a net $26.7M in Q3 2016, closing 18 positions and reducing 36 holdings. Its most notable exit was UNITED ONLINE INC COM NEW, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 6.9% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in Netlist, Inc. worth $906K.

  • B. Riley Financial's largest Q3 2016 buy was Netlist, Inc.: 731,000 shares worth $906K.
  • B. Riley Financial added most to INNOVATE Corp in Q3 2016, an estimated $803K increase.
  • B. Riley Financial's biggest Q3 2016 reduction was PRGX Global, Inc., cutting an estimated $4.44M.
  • B. Riley Financial fully exited UNITED ONLINE INC COM NEW in Q3 2016, selling an estimated $15.7M.
  • B. Riley Financial's ten largest holdings make up 45% of its $156M portfolio in Q3 2016.
  • B. Riley Financial opened 23 new positions and closed 18 in Q3 2016.
  • B. Riley Financial's portfolio value fell 9.7% quarter-over-quarter to $156M.

Based on B. Riley Financial's 13F filing for Q3 2016, filed 15 Nov 2016.