BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+2.38%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
+$136M
Cap. Flow
-$3.72M
Cap. Flow %
-2.73%
Top 10 Hldgs %
40.55%
Holding
152
New
15
Increased
37
Reduced
27
Closed
13

Top Buys

1
WPRT
Westport Fuel Systems
WPRT
$2.7M
2
TIVO
Tivo Inc
TIVO
$1.8M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.56M
4
KEM
KEMET Corporation
KEM
$680K
5
UE icon
Urban Edge Properties
UE
$454K

Top Sells

1
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$3.38M
2
PRGX
PRGX Global, Inc.
PRGX
$3.04M
3
VATE icon
INNOVATE Corp
VATE
$1.77M
4
TNAV
Telenav Inc.
TNAV
$883K
5
MWW
Monster Worldwide Inc
MWW
$774K

Sector Composition

1 Industrials 11.58%
2 Technology 8.77%
3 Financials 6.65%
4 Consumer Discretionary 6.47%
5 Communication Services 0.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UNTD
1
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$15.7M 9.08% 1,427,228 – –
VV icon
2
Vanguard Large-Cap ETF
VV
$44.5B
$6.35M 3.67% 66,204 -394 -0.6% -$37.8K
PRGX
3
DELISTED
PRGX Global, Inc.
PRGX
$5.29M 3.06% 1,013,595 -581,536 -36% -$3.04M
KEM
4
DELISTED
KEMET Corporation
KEM
$4.85M 2.8% 1,654,028 +232,228 +16% +$680K
AAPC
5
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$4.83M 2.79% 464,828 – –
SUNS
6
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.48M 2.59% 278,153 +161 +0.1% +$2.59K
MINT icon
7
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$4.28M 2.47% 42,254 +15,456 +58% +$1.56M
VCSH icon
8
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$3.36M 1.94% 41,576 +1,615 +4% +$131K
TNAV
9
DELISTED
Telenav Inc.
TNAV
$3.31M 1.91% 648,461 -173,191 -21% -$883K
WPRT
10
Westport Fuel Systems
WPRT
$48.4M
$2.7M 1.56% +1,617,870 New +$2.7M
VO icon
11
Vanguard Mid-Cap ETF
VO
$87.5B
$2.61M 1.51% 21,122 -485 -2% -$60K
IWR icon
12
iShares Russell Mid-Cap ETF
IWR
$44.4B
$2.56M 1.48% 15,218 +922 +6% +$155K
BWEN icon
13
Broadwind
BWEN
$48.4M
$2.45M 1.42% 580,000 -70,000 -11% -$295K
VCIT icon
14
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.4B
$2.44M 1.41% 27,309 -22 -0.1% -$1.97K
VTIP icon
15
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$2.29M 1.32% 46,284 +3,563 +8% +$176K
APPS icon
16
Digital Turbine
APPS
$455M
$2.23M 1.29% 2,086,283 -662,566 -24% -$709K
PFLT icon
17
PennantPark Floating Rate Capital
PFLT
$1.02B
$2.23M 1.29% 179,820 +2,006 +1% +$24.9K
HPQ icon
18
HP
HPQ
$26.7B
$2.23M 1.29% 177,261 – –
PNNT
19
Pennant Park Investment Corp
PNNT
$468M
$2.18M 1.26% 318,479 +14,000 +5% +$95.6K
MSFT icon
20
Microsoft
MSFT
$3.77T
$1.87M 1.08% 36,611 – –
TIVO
21
DELISTED
Tivo Inc
TIVO
$1.8M 1.04% +115,290 New +$1.8M
ACWV icon
22
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
$1.8M 1.04% 23,502 – –
DSL
23
DoubleLine Income Solutions Fund
DSL
$1.42B
$1.79M 1.04% 97,637 +38 +0% +$697
SPY icon
24
SPDR S&P 500 ETF Trust
SPY
$658B
$1.77M 1.03% 8,470 +1 +0% +$209
VATE icon
25
INNOVATE Corp
VATE
$72.1M
$1.68M 0.97% 390,224 -411,942 -51% -$1.77M
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