BRF
ECC

B. Riley Financial’s Eagle Point Credit Company ECC Stock Holding History

B. Riley Financial’s Portfolio ECC Stock Details ECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-210,000
Closed -$3.07M – 35
2019
Q4 		$3.07M Buy
+210,000
New +$3.2M 0.77% 12
2018
Q4 		– Sell
-55,809
Closed -$999K – 126
2018
Q3 		$999K Buy
+55,809
New +$1.02M 0.28% 61

Other funds holding ECC

SPC
Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return
BAM
Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
WS
Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MAFM
Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

B. Riley Financial's ECC Position: Q1 2020 in Review

B. Riley Financial sold out of Eagle Point Credit Company (ECC) in Q1 2020, closing a stake of 210,000 shares — an estimated $3.07M sold.

B. Riley Financial first reported a position in ECC in Q3 2018 and held it in 2 quarters. The position peaked at $3.07M in Q4 2019. 40 funds tracked by Wall St. Rank hold ECC as of Q1 2020.

  • B. Riley Financial reported no remaining Eagle Point Credit Company position as of Q1 2020 after selling out during the quarter.
  • B. Riley Financial sold 210,000 Eagle Point Credit Company shares in Q1 2020, an estimated $3.07M.
  • B. Riley Financial first reported a position in Eagle Point Credit Company in Q3 2018 and held it in 2 quarters.
  • B. Riley Financial's Eagle Point Credit Company position peaked at $3.07M in Q4 2019.
  • 40 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q1 2020.

Based on B. Riley Financial's 13F filing for Q1 2020, filed 14 May 2020.