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ECC

Eagle Point Credit Company

35 hedge funds and large institutions have $118M invested in Eagle Point Credit Company in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less funds holding

Funds holding: 3735 (-2)

6.83% less ownership

Funds ownership: 42.74%35.91% (-6.8%)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

28% less capital invested

Capital invested by funds: $163M → $118M (-$45.3M)

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
12
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
1
Stone Point Capital
Connecticut
$82.7M
MWP
2
MYCIO Wealth Partners
Pennsylvania
$15.2M -$206K -12,529 -1%
BA
3
Bard Associates
Illinois
$3.63M +$2.02M +122,694 +92%
Manulife (Manufacturers Life Insurance)
4
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3.13M
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$2.93M
BRWA
6
B. Riley Wealth Advisors
Florida
$2.46M +$752K +45,663 +36%
PMAM
7
Penn Mutual Asset Management
Pennsylvania
$1.04M
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$921K -$9.95M -604,552 -90%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$842K +$170K +10,310 +21%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$684K -$24.6K -1,494 -3%
SFS
11
Shaker Financial Services
Virginia
$623K +$722K +43,853 New
CIBC Private Wealth Group
12
CIBC Private Wealth Group
Georgia
$592K +$194K +11,795 +40%
BFM
13
Boothbay Fund Management
New York
$568K +$658K +40,000 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$418K -$93.7K -5,694 -16%
EWM
15
Evercore Wealth Management
New York
$408K +$198K +12,000 +72%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$340K +$177K +10,750 +81%
Morgan Stanley
17
Morgan Stanley
New York
$262K -$85.8K -5,210 -22%
WS
18
Wedbush Securities
California
$228K +$12.3K +750 +5%
Citigroup
19
Citigroup
New York
$172K -$20.9K -1,270 -9%
OC
20
Oppenheimer & Co
New York
$165K +$16.6K +1,006 +9%
Stifel Financial
21
Stifel Financial
Missouri
$159K -$27.2K -1,650 -13%
HVIA
22
Hudson Valley Investment Advisors
New York
$149K +$173K +10,500 New
AG
23
Advisor Group
Arizona
$68K +$64.7K +3,932 +485%
Bank of America
24
Bank of America
North Carolina
$60K -$68.3K -4,150 -50%
CG
25
Cutler Group
California
$46K +$54.3K +3,300 New

ECC Hedge Fund Activity: Q4 2018 in Review

35 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Eagle Point Credit Company (ECC) for Q4 2018, worth a combined $118M — down 28% from $163M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ECC and 8 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 12 added.

The largest buyer was Bard Associates, adding an estimated $2.02M. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $9.95M.

  • 35 institutional investors held Eagle Point Credit Company (ECC) as of Q4 2018, down from 37 in Q3 2018.
  • Funds reported $118M of Eagle Point Credit Company stock for Q4 2018, down 28% quarter-over-quarter.
  • 8 funds opened new Eagle Point Credit Company positions in Q4 2018 and 9 closed out, a net change of -1 holder.
  • The largest Eagle Point Credit Company buyer in Q4 2018 was Bard Associates, an estimated $2.02M added.
  • The largest Eagle Point Credit Company seller in Q4 2018 was Thomas J. Herzfeld Advisors, an estimated $9.95M sold.

Based on aggregated 13F filings for Q4 2018.