Relative Value Partners Group’s Eagle Point Credit Company ECC Stock Holding History

Relative Value Partners Group’s Portfolio ECC Stock Details ECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-50,357	Closed	-$901K	–	158
2018 Q3	$901K	Buy	50,357 +1,641	+3%	+$30K	0.1%	73
2018 Q2	$885K	Buy	48,716 +893	+2%	+$16.3K	0.1%	76
2018 Q1	$868K	Buy	47,823 +1,881	+4%	+$34.6K	0.1%	75
2017 Q4	$864K	Buy	45,942 +9,744	+27%	+$189K	0.1%	74
2017 Q3	$748K	Buy	36,198 +1,883	+5%	+$38.9K	0.09%	66
2017 Q2	$710K	Buy	34,315 +3,638	+12%	+$74K	0.08%	70
2017 Q1	$621K	Buy	30,677 +2,385	+8%	+$43.3K	0.08%	82
2016 Q4	$473K	Buy	+28,292	New	+$485K	0.06%	89

Other funds holding ECC

SPC

Stone Point Capital Greenwich, Connecticut $21.7M AUM 48.55% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $535M AUM 19.4% 1-Year Est. Return

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

B. Riley Wealth Advisors Boca Raton, Florida $2.57B AUM 28.13% 1-Year Est. Return

PMAM

Penn Mutual Asset Management Conshohocken, Pennsylvania $23.1M AUM 4.22% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Relative Value Partners Group's ECC Position: Q4 2018 in Review

Relative Value Partners Group sold out of Eagle Point Credit Company (ECC) in Q4 2018, closing a stake of 50,357 shares — an estimated $901K sold.

Relative Value Partners Group first reported a position in ECC in Q4 2016 and held it in 8 quarters. The position peaked at $901K in Q3 2018. 35 funds tracked by Wall St. Rank hold ECC as of Q4 2018.

Relative Value Partners Group reported no remaining Eagle Point Credit Company position as of Q4 2018 after selling out during the quarter.
Relative Value Partners Group sold 50,357 Eagle Point Credit Company shares in Q4 2018, an estimated $901K.
Relative Value Partners Group first reported a position in Eagle Point Credit Company in Q4 2016 and held it in 8 quarters.
Relative Value Partners Group's Eagle Point Credit Company position peaked at $901K in Q3 2018.
35 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q4 2018.

Based on Relative Value Partners Group's 13F filing for Q4 2018, filed 11 Feb 2019.