Penn Mutual Asset Management’s Eagle Point Credit Company ECC Stock Holding History

Penn Mutual Asset Management’s Portfolio ECC Stock Details ECC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-28,145	Closed	-$444K	–	31
2019 Q3	$444K	Sell	28,145 -22,256	-44%	-$379K	0.3%	21
2019 Q2	$902K	Sell	50,401 -23,044	-31%	-$402K	0.89%	18
2019 Q1	$73K	Hold	73,445	–	–	0.84%	13
2018 Q4	$1.04M	Hold	73,445	–	–	1.43%	12
2018 Q3	$1.31M	Buy	+73,445	New	+$1.34M	1.22%	15

Other funds holding ECC

SPC

Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $3.06B AUM 23.82% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.88B AUM 32.38% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

HIM

Hanlon Investment Management Egg Harbor Township, New Jersey $189M AUM 32.11% 1-Year Est. Return

Penn Mutual Asset Management's ECC Position: Q4 2019 in Review

Penn Mutual Asset Management sold out of Eagle Point Credit Company (ECC) in Q4 2019, closing a stake of 28,145 shares — an estimated $444K sold.

Penn Mutual Asset Management first reported a position in ECC in Q3 2018 and held it in 5 quarters. The position peaked at $1.31M in Q3 2018. 35 funds tracked by Wall St. Rank hold ECC as of Q4 2019.

Penn Mutual Asset Management reported no remaining Eagle Point Credit Company position as of Q4 2019 after selling out during the quarter.
Penn Mutual Asset Management sold 28,145 Eagle Point Credit Company shares in Q4 2019, an estimated $444K.
Penn Mutual Asset Management first reported a position in Eagle Point Credit Company in Q3 2018 and held it in 5 quarters.
Penn Mutual Asset Management's Eagle Point Credit Company position peaked at $1.31M in Q3 2018.
35 funds tracked by Wall St. Rank held Eagle Point Credit Company as of Q4 2019.

Based on Penn Mutual Asset Management's 13F filing for Q4 2019, filed 13 Feb 2020.