Baird Financial Group
ECC

Baird Financial Group’s Eagle Point Credit Company ECC Stock Holding History

Baird Financial Group’s Portfolio ECC Stock Details ECC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-48,129
Closed -$684K – 1291
2018
Q4 		$684K Sell
48,129
-1,494
-3% -$24.6K ﹤0.01% 900
2018
Q3 		$889K Buy
49,623
+680
+1% +$12.4K 0.01% 878
2018
Q2 		$889K Buy
48,943
+1,939
+4% +$35.4K 0.01% 857
2018
Q1 		$853K Buy
47,004
+7,257
+18% +$133K 0.01% 873
2017
Q4 		$748K Buy
39,747
+1,863
+5% +$36.2K 0.01% 899
2017
Q3 		$784K Buy
37,884
+5,267
+16% +$109K 0.01% 870
2017
Q2 		$675K Buy
32,617
+1,304
+4% +$26.5K 0.01% 884
2017
Q1 		$653K Buy
+31,313
New +$569K 0.01% 889

Other funds holding ECC

SPC
Stone Point Capital Greenwich, Connecticut $21.9M AUM 47.18% 1-Year Est. Return
MWP
MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
HIM
Hanlon Investment Management Egg Harbor Township, New Jersey $181M AUM 27.95% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
CC
Claybrook Capital Wellesley, Massachusetts $175M AUM 10.74% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.55B AUM 28.47% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return