BRF
SUNS

B. Riley Financial’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

B. Riley Financial’s Portfolio SUNS Stock Details SUNS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-268,360
Closed -$4.48M – 223
2018
Q3 		$4.48M Buy
268,360
+1,545
+0.6% +$25.9K 1.61% 17
2018
Q2 		$4.35M Buy
266,815
+126
+0% +$2.12K 1.3% 14
2018
Q1 		$4.48M Sell
266,689
-1,000
-0.4% -$17.1K 1.4% 16
2017
Q4 		$4.75M Sell
267,689
-6,244
-2% -$111K 1.5% 17
2017
Q3 		$4.72M Sell
273,933
-3,898
-1% -$65.7K 1.51% 16
2017
Q2 		$4.65M Sell
277,831
-2,875
-1% -$50.3K 1.93% 17
2017
Q1 		$5.05M Sell
280,706
-4,000
-1% -$68.9K 3.05% 7
2016
Q4 		$4.68M Buy
284,706
+2,383
+0.8% +$38.6K 3.36% 5
2016
Q3 		$4.58M Buy
282,323
+4,170
+1% +$69.1K 3.75% 7
2016
Q2 		$4.48M Buy
278,153
+161
+0.1% +$2.47K 3.3% 8
2016
Q1 		$4.05M Buy
277,992
+4,412
+2% +$61.5K 2.98% 6
2015
Q4 		$4.08M Buy
+273,580
New +$4.15M 3.11% 8

Other funds holding SUNS

JP Morgan Chase
JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
BRWM
B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
RA
Resource America New York $40M AUM 20.54% 1-Year Est. Return
AM
Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return
Mackenzie Financial
Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return