BRF
SUNS

B. Riley Financial’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

B. Riley Financial’s Portfolio SUNS Stock Details SUNS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-268,360
Closed -$4.48M – 213
2018
Q3 		$4.48M Buy
268,360
+1,545
+0.6% +$25.9K 1.27% 17
2018
Q2 		$4.35M Buy
266,815
+126
+0% +$2.12K 1.14% 14
2018
Q1 		$4.48M Sell
266,689
-1,000
-0.4% -$17.1K 1.25% 16
2017
Q4 		$4.75M Sell
267,689
-6,244
-2% -$111K 1.24% 17
2017
Q3 		$4.72M Sell
273,933
-3,898
-1% -$65.7K 1.29% 16
2017
Q2 		$4.65M Sell
277,831
-2,875
-1% -$50.3K 1.26% 17
2017
Q1 		$5.05M Sell
280,706
-4,000
-1% -$68.9K 2.53% 7
2016
Q4 		$4.68M Buy
284,706
+2,383
+0.8% +$38.6K 3.12% 5
2016
Q3 		$4.58M Buy
282,323
+4,170
+1% +$69.1K 2.93% 7
2016
Q2 		$4.48M Buy
278,153
+161
+0.1% +$2.47K 2.59% 8
2016
Q1 		$4.05M Buy
277,992
+4,412
+2% +$61.5K 2.98% 6
2015
Q4 		$4.08M Buy
+273,580
New +$4.15M 2.94% 8

Other funds holding SUNS

JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return
BRWM
B. Riley Wealth Management Memphis, Tennessee $962M AUM 8.45% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return
RA
Resource America New York $40M AUM 20.54% 1-Year Est. Return
AM
Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return
Mackenzie Financial
Mackenzie Financial Toronto Ontario, Ontario, Canada $100B AUM 36.93% 1-Year Est. Return

B. Riley Financial's SUNS Position: Q4 2018 in Review

B. Riley Financial sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2018, closing a stake of 268,360 shares — an estimated $4.48M sold.

B. Riley Financial first reported a position in SUNS in Q4 2015 and held it in 12 quarters. The position peaked at $5.05M in Q1 2017. 41 funds tracked by Wall St. Rank hold SUNS as of Q4 2018.

  • B. Riley Financial reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2018 after selling out during the quarter.
  • B. Riley Financial sold 268,360 SLR Senior Investment Corp. Common Stock shares in Q4 2018, an estimated $4.48M.
  • B. Riley Financial first reported a position in SLR Senior Investment Corp. Common Stock in Q4 2015 and held it in 12 quarters.
  • B. Riley Financial's SLR Senior Investment Corp. Common Stock position peaked at $5.05M in Q1 2017.
  • 41 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.