BRF
KBLMW

B. Riley Financial’s KBL Merger Corp. IV Warrant KBLMW Stock Holding History

B. Riley Financial’s Portfolio KBLMW Stock Details KBLMW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-40,000
Closed -$8K – 215
2018
Q3 		$8K Hold
40,000
– – ﹤0.01% 187
2018
Q2 		$12K Buy
+40,000
New +$10K ﹤0.01% 314

Other funds holding KBLMW

OAM
Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return
PAMP
Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
AA
AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
BCM
Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
KC
Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return
BCM
BlueCrest Capital Management St Helier, Jersey $1.69B AUM 20.01% 1-Year Est. Return

B. Riley Financial's KBLMW Position: Q4 2018 in Review

B. Riley Financial sold out of KBL Merger Corp. IV Warrant (KBLMW) in Q4 2018, closing a stake of 40,000 shares — an estimated $8K sold.

B. Riley Financial first reported a position in KBLMW in Q2 2018 and held it in 2 quarters. The position peaked at $12K in Q2 2018. 19 funds tracked by Wall St. Rank hold KBLMW as of Q4 2018.

  • B. Riley Financial reported no remaining KBL Merger Corp. IV Warrant position as of Q4 2018 after selling out during the quarter.
  • B. Riley Financial sold 40,000 KBL Merger Corp. IV Warrant shares in Q4 2018, an estimated $8K.
  • B. Riley Financial first reported a position in KBL Merger Corp. IV Warrant in Q2 2018 and held it in 2 quarters.
  • B. Riley Financial's KBL Merger Corp. IV Warrant position peaked at $12K in Q2 2018.
  • 19 funds tracked by Wall St. Rank held KBL Merger Corp. IV Warrant as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.