B. Riley Financial’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

B. Riley Financial’s Portfolio LTS Stock Details LTS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-150,000	Closed	-$405K	–	222
2018 Q3	$405K	Hold	150,000	–	–	0.11%	135
2018 Q2	$510K	Hold	150,000	–	–	0.13%	131
2018 Q1	$491K	Sell	150,000 -31,050	-17%	-$101K	0.14%	159
2017 Q4	$572K	Buy	181,050 +100,000	+123%	+$310K	0.15%	150
2017 Q3	$233K	Hold	81,050	–	–	0.06%	250
2017 Q2	$6K	Hold	81,050	–	–	﹤0.01%	216
2017 Q1	$6K	Hold	81,050	–	–	﹤0.01%	152
2016 Q4	$6K	Hold	81,050	–	–	﹤0.01%	143
2016 Q3	$6K	Hold	81,050	–	–	﹤0.01%	146
2016 Q2	$6K	Hold	81,050	–	–	﹤0.01%	140
2016 Q1	$6K	Hold	81,050	–	–	﹤0.01%	133
2015 Q4	$7K	Buy	+81,050	New	+$225K	0.01%	131

Other funds holding LTS

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

B. Riley Financial's LTS Position: Q4 2018 in Review

B. Riley Financial sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q4 2018, closing a stake of 150,000 shares — an estimated $405K sold.

B. Riley Financial first reported a position in LTS in Q4 2015 and held it in 12 quarters. The position peaked at $572K in Q4 2017. 95 funds tracked by Wall St. Rank hold LTS as of Q4 2018.

B. Riley Financial reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 150,000 Ladenburg Thalmann Financial Services Inc shares in Q4 2018, an estimated $405K.
B. Riley Financial first reported a position in Ladenburg Thalmann Financial Services Inc in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Ladenburg Thalmann Financial Services Inc position peaked at $572K in Q4 2017.
95 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.