B. Riley Financial’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-150,000	Closed	-$405K	–	233
2018 Q3	$405K	Hold	150,000	–	–	0.15%	135
2018 Q2	$510K	Hold	150,000	–	–	0.15%	131
2018 Q1	$491K	Sell	150,000 -31,050	-17%	-$101K	0.15%	159
2017 Q4	$572K	Buy	181,050 +100,000	+123%	+$310K	0.18%	150
2017 Q3	$233K	Hold	81,050	–	–	0.07%	250
2017 Q2	$6K	Hold	81,050	–	–	﹤0.01%	216
2017 Q1	$6K	Hold	81,050	–	–	﹤0.01%	152
2016 Q4	$6K	Hold	81,050	–	–	﹤0.01%	143
2016 Q3	$6K	Hold	81,050	–	–	﹤0.01%	146
2016 Q2	$6K	Hold	81,050	–	–	﹤0.01%	140
2016 Q1	$6K	Hold	81,050	–	–	﹤0.01%	133
2015 Q4	$7K	Buy	+81,050	New	+$225K	0.01%	131