B. Riley Financial’s Goldman Sachs MLP Income Opportunities Fund GMZ Stock Holding History

B. Riley Financial’s Portfolio GMZ Stock Details GMZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-11,559	Closed	-$745K	–	221
2018 Q3	$745K	Buy	11,559 +283	+3%	+$18.7K	0.21%	74
2018 Q2	$712K	Sell	11,276 -59	-0.5%	-$3.63K	0.19%	103
2018 Q1	$617K	Hold	11,335	–	–	0.17%	133
2017 Q4	$709K	Hold	11,335	–	–	0.19%	128
2017 Q3	$740K	Buy	11,335 +286	+3%	+$18.8K	0.2%	121
2017 Q2	$745K	Hold	11,049	–	–	0.2%	109
2017 Q1	$825K	Hold	11,049	–	–	0.41%	59
2016 Q4	$752K	Sell	11,049 -365	-3%	-$24K	0.5%	51
2016 Q3	$759K	Hold	11,414	–	–	0.49%	45
2016 Q2	$747K	Hold	11,414	–	–	0.43%	48
2016 Q1	$614K	Sell	11,414 -393	-3%	-$19.2K	0.45%	50
2015 Q4	$680K	Buy	+11,807	New	+$851K	0.49%	49

Other funds holding GMZ

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

QPWM

Quadrant Private Wealth Management Center Valley, Pennsylvania $646M AUM 27.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

B. Riley Financial's GMZ Position: Q4 2018 in Review

B. Riley Financial sold out of Goldman Sachs MLP Income Opportunities Fund (GMZ) in Q4 2018, closing a stake of 11,559 shares — an estimated $745K sold.

B. Riley Financial first reported a position in GMZ in Q4 2015 and held it in 12 quarters. The position peaked at $825K in Q1 2017. 43 funds tracked by Wall St. Rank hold GMZ as of Q4 2018.

B. Riley Financial reported no remaining Goldman Sachs MLP Income Opportunities Fund position as of Q4 2018 after selling out during the quarter.
B. Riley Financial sold 11,559 Goldman Sachs MLP Income Opportunities Fund shares in Q4 2018, an estimated $745K.
B. Riley Financial first reported a position in Goldman Sachs MLP Income Opportunities Fund in Q4 2015 and held it in 12 quarters.
B. Riley Financial's Goldman Sachs MLP Income Opportunities Fund position peaked at $825K in Q1 2017.
43 funds tracked by Wall St. Rank held Goldman Sachs MLP Income Opportunities Fund as of Q4 2018.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.