B. Riley Financial’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2018
Q4
Sell
2018
Q3
$7.1M Sell
2018
Q2
$8.11M Buy
2018
Q1
$7.97M Sell
2017
Q4
$9.33M Buy
2017
Q3
$9.3M Buy
2017
Q2
$6.65M Buy
2017
Q1
$6.53M Buy
2016
Q4
$6.17M Buy
2016
Q3
$5.01M Buy
2016
Q2
$4.28M Buy
2016
Q1
$2.7M Buy
2015
Q4
$2.2M Buy