B. Riley Financial’s Vanguard Short-Term Corporate Bond ETF VCSH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-116,254	Closed	-$9.09M	–	198
2018 Q3	$9.09M	Buy	116,254 +9,750	+9%	+$762K	3.26%	10
2018 Q2	$8.32M	Buy	106,504 +41,805	+65%	+$3.27M	2.48%	8
2018 Q1	$5.07M	Buy	64,699 +4,223	+7%	+$332K	1.59%	14
2017 Q4	$4.8M	Buy	60,476 +3,046	+5%	+$243K	1.52%	16
2017 Q3	$4.6M	Buy	57,430 +15,183	+36%	+$1.22M	1.47%	17
2017 Q2	$3.38M	Buy	42,247 +188	+0.4%	+$15K	1.4%	24
2017 Q1	$3.35M	Buy	42,059 +414	+1%	+$32.9K	2.03%	10
2016 Q4	$3.31M	Sell	41,645 -978	-2%	-$78K	2.37%	7
2016 Q3	$3.43M	Buy	42,623 +1,047	+3%	+$84.5K	2.81%	8
2016 Q2	$3.36M	Buy	41,576 +1,615	+4%	+$130K	2.47%	10
2016 Q1	$3.2M	Sell	39,961 -1,508	-4%	-$119K	2.35%	9
2015 Q4	$3.28M	Buy	+41,469	New	+$3.3M	2.5%	10