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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+0.55%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$90.6M
AUM Growth
-$7.57M
Cap. Flow
+$23.8M
Cap. Flow %
26.24%
Top 10 Hldgs %
44.49%
Holding
118
New
30
Increased
13
Reduced
14
Closed
55

Top Buys

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$2.91M
2
MO icon
Altria Group
MO
+$2.88M
3
KDP icon
Keurig Dr Pepper
KDP
+$2.87M
4
HAS icon
Hasbro
HAS
+$2.85M
5
LEG icon
Leggett & Platt
LEG
+$2.8M

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.62M
2
AVB icon
AvalonBay Communities
AVB
+$2.77M
3
ESS icon
Essex Property Trust
ESS
+$2.74M
4
JCI icon
Johnson Controls International
JCI
+$2.74M
5
CHRW icon
C.H. Robinson
CHRW
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 23.9%
2 Financials 16.6%
3 Consumer Discretionary 13.25%
4 Real Estate 7.76%
5 Technology 6.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWG icon
26
iShares MSCI Germany ETF
EWG
$1.61B
$1.04M 1.15%
+34,939
New +$1M
DBL
27
DoubleLine Opportunistic Credit Fund
DBL
$279M
$1.04M 1.15%
41,875
+150
+0.4% +$3.81K
EVV
28
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$1.01M 1.12%
70,527
– –
EVM
29
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$999K 1.1%
83,097
– –
GME icon
30
GameStop
GME
$8.53B
$948K 1.05%
+99,860
New +$939K
HIO
31
Western Asset High Income Opportunity Fund
HIO
$339M
$697K 0.77%
131,056
+2,134
+2% +$11.4K
FLOT icon
32
iShares Floating Rate Bond ETF
FLOT
$10.3B
$640K 0.71%
12,630
– –
JNJ icon
33
Johnson & Johnson
JNJ
$621B
$514K 0.57%
5,105
-2,000
-28% -$203K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$501K 0.55%
6,907
-8,385
-55% -$598K
XTL icon
35
State Street SPDR S&P Telecom ETF
XTL
$590M
$496K 0.55%
8,494
+73
+0.9% +$4.25K
XLY icon
36
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$489K 0.54%
12,968
-14,046
-52% -$516K
BLW icon
37
BlackRock Limited Duration Income Trust
BLW
$491M
$475K 0.52%
30,086
+276
+0.9% +$4.35K
XLP icon
38
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$472K 0.52%
9,681
-11,122
-53% -$546K
XLK icon
39
State Street Technology Select Sector SPDR ETF
XLK
$122B
$471K 0.52%
22,740
-24,150
-52% -$503K
NEA icon
40
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$463K 0.51%
33,400
+237
+0.7% +$3.3K
XLB icon
41
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$462K 0.51%
18,952
+200
+1% +$4.95K
XLE icon
42
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$460K 0.51%
11,870
-11,796
-50% -$457K
XLF icon
43
State Street Financial Select Sector SPDR ETF
XLF
$58.6B
$459K 0.51%
21,679
-23,555
-52% -$498K
XLI icon
44
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$458K 0.51%
8,209
-17,315
-68% -$975K
XLU icon
45
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$445K 0.49%
20,052
-42,854
-68% -$990K
MSFT icon
46
Microsoft
MSFT
$3.62T
$438K 0.48%
10,774
-4,068
-27% -$177K
MRK icon
47
Merck
MRK
$317B
$416K 0.46%
7,579
+212
+3% +$12K
PFF icon
48
iShares Preferred and Income Securities ETF
PFF
$13.3B
$410K 0.45%
+10,233
New +$408K
SPY icon
49
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$395K 0.44%
+48,000
New +$9.91M
NFJ
50
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$357K 0.39%
21,881
– –
1
2
3 4 5

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MHFA
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Alethea Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Alethea Capital Management held 118 positions worth $90.6M, down 7.7% from $98.1M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Alethea Capital Management deployed $23.8M of net new capital in Q1 2015, opening 30 new positions and adding to 13 existing holdings. Its largest new stake was Reynolds American Inc: 83,086 shares worth $2.86M.

By sector, the portfolio is most concentrated in Consumer Staples at 24% of assets, up from 2.1% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Capital One, an estimated $1.08M trimmed.

  • Alethea Capital Management's largest Q1 2015 buy was Reynolds American Inc: 83,086 shares worth $2.86M.
  • Alethea Capital Management added most to Altria Group in Q1 2015, an estimated $2.88M increase.
  • Alethea Capital Management's biggest Q1 2015 reduction was Capital One, cutting an estimated $1.08M.
  • Alethea Capital Management fully exited iShares MSCI ACWI ETF in Q1 2015, selling an estimated $4.62M.
  • Alethea Capital Management's ten largest holdings make up 44% of its $90.6M portfolio in Q1 2015.
  • Alethea Capital Management opened 30 new positions and closed 55 in Q1 2015.
  • Alethea Capital Management's portfolio value fell 7.7% quarter-over-quarter to $90.6M.

Based on Alethea Capital Management's 13F filing for Q1 2015, filed 13 May 2015.