Alethea Capital Management’s Nuveen AMT-Free Quality Municipal Income Fund NEA Stock Holding History

Alethea Capital Management’s Portfolio NEA Stock Details NEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-31,897	Closed	-$442K	–	80
2015 Q4	$442K	Sell	31,897 -501	-2%	-$6.64K	0.51%	50
2015 Q3	$422K	Sell	32,398 -1,802	-5%	-$23.2K	0.64%	44
2015 Q2	$436K	Buy	34,200 +800	+2%	+$10.8K	0.67%	38
2015 Q1	$463K	Buy	33,400 +237	+0.7%	+$3.3K	0.51%	40
2014 Q4	$458K	Buy	+33,163	New	+$453K	0.47%	60

Other funds holding NEA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

OHA

Oak Hill Advisors New York $701M AUM 78.4% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Alethea Capital Management's NEA Position: Q1 2016 in Review

Alethea Capital Management sold out of Nuveen AMT-Free Quality Municipal Income Fund (NEA) in Q1 2016, closing a stake of 31,897 shares — an estimated $442K sold.

Alethea Capital Management first reported a position in NEA in Q4 2014 and held it in 5 quarters. The position peaked at $463K in Q1 2015. 85 funds tracked by Wall St. Rank hold NEA as of Q1 2016.

Alethea Capital Management reported no remaining Nuveen AMT-Free Quality Municipal Income Fund position as of Q1 2016 after selling out during the quarter.
Alethea Capital Management sold 31,897 Nuveen AMT-Free Quality Municipal Income Fund shares in Q1 2016, an estimated $442K.
Alethea Capital Management first reported a position in Nuveen AMT-Free Quality Municipal Income Fund in Q4 2014 and held it in 5 quarters.
Alethea Capital Management's Nuveen AMT-Free Quality Municipal Income Fund position peaked at $463K in Q1 2015.
85 funds tracked by Wall St. Rank held Nuveen AMT-Free Quality Municipal Income Fund as of Q1 2016.

Based on Alethea Capital Management's 13F filing for Q1 2016, filed 10 May 2016.