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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+49.63%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$104M
AUM Growth
+$25.2M
Cap. Flow
-$6.01M
Cap. Flow %
-5.76%
Top 10 Hldgs %
90.87%
Holding
61
New
3
Increased
2
Reduced
11
Closed
18

Top Buys

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$261K
2
VZ icon
Verizon
VZ
+$207K
3
GLD icon
SPDR Gold Trust
GLD
+$193K
4
KMB icon
Kimberly-Clark
KMB
+$82.7K
5
PFE icon
Pfizer
PFE
+$81K

Top Sells

Rank Stock Value
1
BBWI icon
Bath & Body Works
BBWI
+$418K
2
MPC icon
Marathon Petroleum
MPC
+$417K
3
HON icon
Honeywell
HON
+$413K
4
FE icon
FirstEnergy
FE
+$407K
5
OMC icon
Omnicom Group
OMC
+$380K

Sector Composition

Rank Sector Weight
1 Healthcare 83.11%
2 Industrials 1.85%
3 Financials 1.66%
4 Consumer Staples 1.59%
5 Technology 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$12.4B
$60.6M 58.09%
785,683
-2,580
-0.3% -$154K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$18.3M 17.56%
825,473
-10,000
-1% -$149K
BIL icon
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$5.78M 5.54%
63,166
– –
KURA icon
4
Kura Oncology
KURA
$922M
$4.51M 4.33%
363,773
-2,796
-0.8% -$40.6K
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.46M 2.36%
24,700
– –
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
$1.27M 1.22%
83,860
– –
KMB icon
7
Kimberly-Clark
KMB
$36.4B
$509K 0.49%
3,751
+651
+21% +$82.7K
HON icon
8
Honeywell
HON
$77.1B
$452K 0.43%
2,239
-2,163
-49% -$413K
MRK icon
9
Merck
MRK
$324B
$444K 0.43%
4,000
– –
XOM icon
10
ExxonMobil
XOM
$651B
$441K 0.42%
4,000
– –
PG icon
11
Procter & Gamble
PG
$343B
$409K 0.39%
2,700
– –
PEP icon
12
PepsiCo
PEP
$186B
$397K 0.38%
2,200
– –
ITW icon
13
Illinois Tool Works
ITW
$81.4B
$386K 0.37%
1,750
– –
ETN icon
14
Eaton
ETN
$157B
$385K 0.37%
2,450
– –
PFE icon
15
Pfizer
PFE
$140B
$368K 0.35%
7,189
+1,689
+31% +$81K
CMI icon
16
Cummins
CMI
$91.7B
$363K 0.35%
1,500
– –
HD icon
17
Home Depot
HD
$332B
$363K 0.35%
1,150
– –
BAC icon
18
Bank of America
BAC
$435B
$351K 0.34%
10,600
-300
-3% -$10.3K
WM icon
19
Waste Management
WM
$95.9B
$345K 0.33%
2,200
– –
KO icon
20
Coca-Cola
KO
$354B
$340K 0.33%
5,350
– –
BRK.B icon
21
Berkshire Hathaway Class B
BRK.B
$1.07T
$340K 0.33%
1,100
– –
JPM icon
22
JPMorgan Chase
JPM
$939B
$335K 0.32%
2,500
– –
GOOG icon
23
Alphabet (Google) Class C
GOOG
$3.9T
$311K 0.3%
3,500
-300
-8% -$28.6K
DUK icon
24
Duke Energy
DUK
$102B
$309K 0.3%
3,000
– –
AMGN icon
25
Amgen
AMGN
$203B
$309K 0.3%
1,175
– –
1
2 3

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Alethea Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Alethea Capital Management held 61 positions worth $104M, up 32% from $79.2M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Alethea Capital Management withdrew a net $6.01M in Q4 2022, closing 18 positions and reducing 11 holdings. Its most notable exit was Bath & Body Works, an estimated $418K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 83% of assets, up from 72% a quarter earlier, followed by Industrials and Financials.

Against the trend, Alethea Capital Management opened a new position in Qualcomm worth $245K.

  • Alethea Capital Management's largest Q4 2022 buy was Qualcomm: 2,231 shares worth $245K.
  • Alethea Capital Management added most to Kimberly-Clark in Q4 2022, an estimated $82.7K increase.
  • Alethea Capital Management's biggest Q4 2022 reduction was Honeywell, cutting an estimated $413K.
  • Alethea Capital Management fully exited Bath & Body Works in Q4 2022, selling an estimated $418K.
  • Alethea Capital Management's ten largest holdings make up 91% of its $104M portfolio in Q4 2022.
  • Alethea Capital Management opened 3 new positions and closed 18 in Q4 2022.
  • Alethea Capital Management's portfolio value rose 32% quarter-over-quarter to $104M.

Based on Alethea Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.