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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-24.04%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$154M
AUM Growth
-$78.8M
(-34%)
Cap. Flow
-$16.4M
Cap. Flow
% of AUM
-10.6%
Top 10 Holdings %
Top 10 Hldgs %
80.87%
Holding
128
New
43
Increased
7
Reduced
12
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$2.27M |
| 2 |
SPPI
Spectrum Pharmaceuticals Inc
SPPI
|
+$1.87M |
| 3 |
AvalonBay Communities
AVB
|
+$1.64M |
| 4 |
Mid-America Apartment Communities
MAA
|
+$1.51M |
| 5 |
Eversource Energy
ES
|
+$1.33M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$17.8M |
| 2 |
Capital One
COF
|
+$2.75M |
| 3 |
Edison International
EIX
|
+$1.28M |
| 4 |
News Corp Class A
NWSA
|
+$1.28M |
| 5 |
Universal Health Services
UHS
|
+$1.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 45.07% |
| 2 | Real Estate | 4.81% |
| 3 | Financials | 3.72% |
| 4 | Utilities | 2.96% |
| 5 | Industrials | 2.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Axsome Therapeutics
AXSM
$12.5B
| $58.3M | 37.79% |
991,754
-8,826
| -0.9% | -$719K |
|
|
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
| $49.4M | 32% |
539,173
-194,721
| -27% | -$17.8M |
|
|
3
Capital One
COF
$128B
| $4.26M | 2.76% |
84,406
-31,270
| -27% | -$2.75M |
|
4
Kura Oncology
KURA
$946M
| $3.17M | 2.06% |
318,992
+52,465
| +20% | +$601K |
|
|
5
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
| $2.28M | 1.48% |
+20,534
| New | +$2.27M |
|
|
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
| $2.22M | 1.44% |
44,743
+16,527
| +59% | +$990K |
|
|
SPPI
7
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $1.59M | 1.03% |
+684,189
| New | +$1.87M |
|
|
8
AvalonBay Communities
AVB
$27B
| $1.2M | 0.78% |
+8,163
| New | +$1.64M |
|
|
9
Mid-America Apartment Communities
MAA
$15.5B
| $1.2M | 0.78% |
+11,618
| New | +$1.51M |
|
|
10
Eversource Energy
ES
$28.4B
| $1.19M | 0.77% |
+15,212
| New | +$1.33M |
|
11
Bristol-Myers Squibb
BMY
$128B
| $1.18M | 0.77% |
+21,222
| New | +$1.3M |
|
12
Entergy
ETR
$54B
| $999K | 0.65% |
+21,256
| New | +$1.26M |
|
13
Brookfield Infrastructure Partners
BIP
$18.9B
| $882K | 0.57% |
+36,770
| New | +$1.07M |
|
14
Equity Residential
EQR
$25.4B
| $849K | 0.55% |
+13,765
| New | +$1.06M |
|
15
Hewlett Packard
HPE
$64B
| $821K | 0.53% |
+84,517
| New | +$1.11M |
|
16
Essex Property Trust
ESS
$18.8B
| $813K | 0.53% |
+3,692
| New | +$1.06M |
|
17
Phillips 66
PSX
$83.1B
| $780K | 0.51% |
+14,534
| New | +$1.18M |
|
18
Realty Income
O
$61.2B
| $757K | 0.49% |
+15,671
| New | +$1.09M |
|
19
AbbVie
ABBV
$462B
| $742K | 0.48% |
+9,740
| New | +$830K |
|
20
AT&T
T
$166B
| $715K | 0.46% |
+32,484
| New | +$887K |
|
21
Boeing
BA
$169B
| $637K | 0.41% |
+4,271
| New | +$1.17M |
|
22
HP
HPQ
$24.1B
| $610K | 0.4% |
+35,110
| New | +$710K |
|
23
Kimberly-Clark
KMB
$36.9B
| $575K | 0.37% |
4,500
| – | – |
|
24
Catheter Precision
VTAK
$1.06M
| $573K | 0.37% |
2
| – | – |
|
25
3M
MMM
$91.3B
| $532K | 0.34% |
4,664
| – | – |
|
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Alethea Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Alethea Capital Management held 128 positions worth $154M, down 34% from $233M the previous quarter. Its ten largest holdings account for 81% of the portfolio.
Alethea Capital Management withdrew a net $16.4M in Q1 2020, closing 51 positions and reducing 12 holdings. Its most notable exit was Edison International, an estimated $1.28M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 45% of assets, down from 50% a quarter earlier, followed by Real Estate and Financials.
Against the trend, Alethea Capital Management opened a new position in iShares 0-1 Year Treasury Bond ETF worth $2.28M.
- Alethea Capital Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 20,534 shares worth $2.28M.
- Alethea Capital Management added most to Cidara Therapeutics in Q1 2020, an estimated $990K increase.
- Alethea Capital Management's biggest Q1 2020 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $17.8M.
- Alethea Capital Management fully exited Edison International in Q1 2020, selling an estimated $1.28M.
- Alethea Capital Management's ten largest holdings make up 81% of its $154M portfolio in Q1 2020.
- Alethea Capital Management opened 43 new positions and closed 51 in Q1 2020.
- Alethea Capital Management's portfolio value fell 34% quarter-over-quarter to $154M.
Based on Alethea Capital Management's 13F filing for Q1 2020, filed 11 May 2020.