We are live on
!
Find out more
ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-2.4%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$148M
AUM Growth
-$23.2M
(-14%)
Cap. Flow
-$15.7M
Cap. Flow
% of AUM
-10.66%
Top 10 Holdings %
Top 10 Hldgs %
78.49%
Holding
102
New
17
Increased
17
Reduced
11
Closed
37
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gen Digital
GEN
|
+$1.76M |
| 2 |
CTRA
Coterra Energy
CTRA
|
+$1.76M |
| 3 |
Campbell Soup
CPB
|
+$1.59M |
| 4 |
Gilead Sciences
GILD
|
+$1.38M |
| 5 |
SPPI
Spectrum Pharmaceuticals Inc
SPPI
|
+$1.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$12.4M |
| 2 |
Kura Oncology
KURA
|
+$2.22M |
| 3 |
Eversource Energy
ES
|
+$1.21M |
| 4 |
Brookfield Infrastructure Partners
BIP
|
+$982K |
| 5 |
CMS Energy
CMS
|
+$945K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 62.38% |
| 2 | Consumer Staples | 6.54% |
| 3 | Financials | 4.2% |
| 4 | Technology | 3.05% |
| 5 | Industrials | 2.35% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Axsome Therapeutics
AXSM
$12.4B
| $71.9M | 48.66% |
1,009,131
+623
| +0.1% | +$48.5K |
|
|
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $19.8M | 13.43% |
216,852
-135,626
| -38% | -$12.4M |
|
|
SPPI
3
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $6.03M | 4.08% |
1,477,212
+342,941
| +30% | +$1.3M |
|
4
Capital One
COF
$124B
| $4.16M | 2.81% |
57,837
| – | – |
|
|
5
Kura Oncology
KURA
$922M
| $3.54M | 2.4% |
115,641
-100,530
| -47% | -$2.22M |
|
|
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
| $3.29M | 2.23% |
57,714
+6,295
| +12% | +$445K |
|
7
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $2.27M | 1.54% |
20,534
| – | – |
|
|
8
Gen Digital
GEN
$15.6B
| $1.69M | 1.14% |
+81,112
| New | +$1.76M |
|
|
CTRA
9
DELISTED
Coterra Energy
CTRA
| $1.63M | 1.1% |
+93,901
| New | +$1.76M |
|
10
General Mills
GIS
$19.2B
| $1.63M | 1.1% |
26,417
+18,238
| +223% | +$1.14M |
|
11
Conagra Brands
CAG
$7.07B
| $1.6M | 1.08% |
44,750
+30,214
| +208% | +$1.11M |
|
|
12
Campbell Soup
CPB
$6.51B
| $1.56M | 1.06% |
+32,286
| New | +$1.59M |
|
|
13
Gilead Sciences
GILD
$161B
| $1.26M | 0.85% |
+19,870
| New | +$1.38M |
|
14
Amgen
AMGN
$203B
| $1.23M | 0.83% |
4,852
+2,452
| +102% | +$607K |
|
15
Digital Realty Trust
DLR
$73.7B
| $1.11M | 0.75% |
+7,534
| New | +$1.13M |
|
16
Duke Energy
DUK
$102B
| $1.09M | 0.74% |
12,325
+6,825
| +124% | +$563K |
|
17
AstraZeneca
AZN
$263B
| $1.06M | 0.72% |
+9,691
| New | +$1.08M |
|
18
Target
TGT
$62.1B
| $1M | 0.68% |
6,369
+953
| +18% | +$131K |
|
19
Kraft Heinz
KHC
$30.4B
| $977K | 0.66% |
+32,632
| New | +$1.09M |
|
20
Merck
MRK
$324B
| $905K | 0.61% |
11,432
+2,107
| +23% | +$165K |
|
21
Pfizer
PFE
$140B
| $870K | 0.59% |
+24,998
| New | +$876K |
|
22
Kimberly-Clark
KMB
$36.4B
| $680K | 0.46% |
4,602
-3,450
| -43% | -$518K |
|
23
J.M. Smucker
SJM
$12.6B
| $679K | 0.46% |
+5,880
| New | +$655K |
|
24
WEC Energy
WEC
$37.7B
| $678K | 0.46% |
7,001
+1,740
| +33% | +$162K |
|
25
Verizon
VZ
$194B
| $676K | 0.46% |
11,371
+3,212
| +39% | +$187K |
|
Similar funds
WM
LWA
CPI
WAL
NLWP
ICMARC
RAM
MHFA
Alethea Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Alethea Capital Management held 102 positions worth $148M, down 14% from $171M the previous quarter. Its ten largest holdings account for 78% of the portfolio.
Alethea Capital Management withdrew a net $15.7M in Q3 2020, closing 37 positions and reducing 11 holdings. Its most notable exit was Eversource Energy, an estimated $1.21M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 62% of assets, up from 59% a quarter earlier, followed by Consumer Staples and Financials.
Against the trend, Alethea Capital Management opened a new position in Gen Digital worth $1.69M.
- Alethea Capital Management's largest Q3 2020 buy was Gen Digital: 81,112 shares worth $1.69M.
- Alethea Capital Management added most to Spectrum Pharmaceuticals Inc in Q3 2020, an estimated $1.3M increase.
- Alethea Capital Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $12.4M.
- Alethea Capital Management fully exited Eversource Energy in Q3 2020, selling an estimated $1.21M.
- Alethea Capital Management's ten largest holdings make up 78% of its $148M portfolio in Q3 2020.
- Alethea Capital Management opened 17 new positions and closed 37 in Q3 2020.
- Alethea Capital Management's portfolio value fell 14% quarter-over-quarter to $148M.
Based on Alethea Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.