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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$79.2M
AUM Growth
-$720K
Cap. Flow
-$3.83M
Cap. Flow %
-4.84%
Top 10 Hldgs %
82.65%
Holding
79
New
15
Increased
5
Reduced
12
Closed
21

Top Buys

Rank Stock Value
1
BBWI icon
Bath & Body Works
BBWI
+$452K
2
FE icon
FirstEnergy
FE
+$434K
3
OMC icon
Omnicom Group
OMC
+$408K
4
MPC icon
Marathon Petroleum
MPC
+$393K
5
HON icon
Honeywell
HON
+$367K

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$653K
2
GILD icon
Gilead Sciences
GILD
+$547K
3
IBM icon
IBM
IBM
+$513K
4
CL icon
Colgate-Palmolive
CL
+$499K
5
PM icon
Philip Morris
PM
+$497K

Sector Composition

Rank Sector Weight
1 Healthcare 71.97%
2 Industrials 2.95%
3 Energy 2.47%
4 Consumer Staples 2.44%
5 Financials 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$12.4B
$35.2M 44.43%
788,263
-1,550
-0.2% -$77.5K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$13.6M 17.24%
835,473
– –
BIL icon
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$5.79M 7.31%
63,166
– –
KURA icon
4
Kura Oncology
KURA
$922M
$5.01M 6.33%
366,569
– –
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.53M 3.2%
24,700
+500
+2% +$56.3K
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
$1.05M 1.33%
83,860
– –
HON icon
7
Honeywell
HON
$77.1B
$693K 0.88%
4,402
+2,109
+92% +$367K
MDT icon
8
Medtronic
MDT
$107B
$593K 0.75%
7,345
+3,845
+110% +$346K
DOW icon
9
Dow Inc
DOW
$21.6B
$527K 0.67%
11,986
+6,686
+126% +$339K
BBWI icon
10
Bath & Body Works
BBWI
$4.01B
$418K 0.53%
+12,820
New +$452K
MPC icon
11
Marathon Petroleum
MPC
$90.3B
$417K 0.53%
+4,199
New +$393K
FE icon
12
FirstEnergy
FE
$28.9B
$407K 0.51%
+10,989
New +$434K
OMC icon
13
Omnicom Group
OMC
$22.7B
$380K 0.48%
+6,022
New +$408K
GOOG icon
14
Alphabet (Google) Class C
GOOG
$3.9T
$365K 0.46%
3,800
-100
-3% -$11.2K
PEP icon
15
PepsiCo
PEP
$186B
$359K 0.45%
2,200
– –
WM icon
16
Waste Management
WM
$95.9B
$352K 0.44%
2,200
– –
KMB icon
17
Kimberly-Clark
KMB
$36.4B
$349K 0.44%
3,100
-3,438
-53% -$447K
XOM icon
18
ExxonMobil
XOM
$651B
$349K 0.44%
4,000
-900
-18% -$82.2K
MRK icon
19
Merck
MRK
$324B
$344K 0.43%
4,000
– –
CVX icon
20
Chevron
CVX
$388B
$343K 0.43%
+2,384
New +$364K
PG icon
21
Procter & Gamble
PG
$343B
$341K 0.43%
2,700
– –
MMM icon
22
3M
MMM
$89B
$339K 0.43%
3,674
+322
+10% +$35.3K
SPPI
23
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$339K 0.43%
787,973
– –
MO icon
24
Altria Group
MO
$122B
$334K 0.42%
+8,262
New +$360K
AAPL icon
25
Apple
AAPL
$4.89T
$332K 0.42%
2,400
– –
1
2 3 4

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Alethea Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Alethea Capital Management held 79 positions worth $79.2M, down 0.9% from $79.9M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Alethea Capital Management withdrew a net $3.83M in Q3 2022, closing 21 positions and reducing 12 holdings. Its most notable exit was Verizon, an estimated $653K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 72% of assets, up from 67% a quarter earlier, followed by Industrials and Energy.

Against the trend, Alethea Capital Management opened a new position in Bath & Body Works worth $418K.

  • Alethea Capital Management's largest Q3 2022 buy was Bath & Body Works: 12,820 shares worth $418K.
  • Alethea Capital Management added most to Honeywell in Q3 2022, an estimated $367K increase.
  • Alethea Capital Management's biggest Q3 2022 reduction was Home Depot, cutting an estimated $466K.
  • Alethea Capital Management fully exited Verizon in Q3 2022, selling an estimated $653K.
  • Alethea Capital Management's ten largest holdings make up 83% of its $79.2M portfolio in Q3 2022.
  • Alethea Capital Management opened 15 new positions and closed 21 in Q3 2022.
  • Alethea Capital Management's portfolio value fell 0.9% quarter-over-quarter to $79.2M.

Based on Alethea Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.