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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-11.8%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$65.9M
AUM Growth
+$771K
Cap. Flow
+$17.6M
Cap. Flow %
26.77%
Top 10 Hldgs %
49.44%
Holding
89
New
19
Increased
16
Reduced
24
Closed
26

Top Buys

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
ADT
ADT Corp
ADT
+$2.6M
3
IBB icon
iShares Biotechnology ETF
IBB
+$2.51M
4
WU icon
Western Union
WU
+$2.42M
5
KMI icon
Kinder Morgan
KMI
+$2.34M

Top Sells

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$2.29M
2
OKE icon
Oneok
OKE
+$1.97M
3
CME icon
CME Group
CME
+$1.74M
4
COF icon
Capital One
COF
+$1.57M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 28.55%
2 Energy 6.92%
3 Consumer Discretionary 6.91%
4 Healthcare 6.45%
5 Industrials 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$124B
$11.7M 17.8%
161,667
-19,562
-11% -$1.57M
EQIX icon
2
Equinix
EQIX
$107B
$2.86M 4.34%
+10,446
New +$2.86M
PALI icon
3
Palisade Bio
PALI
$339M
$2.61M 3.96%
2
– –
WU icon
4
Western Union
WU
$2.57B
$2.6M 3.95%
141,652
+127,287
+886% +$2.42M
ADT
5
DELISTED
ADT Corp
ADT
$2.4M 3.64%
+80,198
New +$2.6M
XLE icon
6
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.3M 3.49%
75,108
+62,922
+516% +$2.12M
HAS icon
7
Hasbro
HAS
$12.6B
$2.17M 3.3%
30,101
-3,525
-10% -$272K
IBB icon
8
iShares Biotechnology ETF
IBB
$9.31B
$2.11M 3.21%
+20,901
New +$2.51M
KMI icon
9
Kinder Morgan
KMI
$73.1B
$1.96M 2.97%
+70,637
New +$2.34M
UBS icon
10
UBS Group
UBS
$170B
$1.85M 2.8%
+99,654
New +$2.11M
AES icon
11
AES
AES
$10.6B
$1.68M 2.54%
+171,190
New +$2.07M
DEX
12
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.63M 2.48%
176,326
-2,008
-1% -$20.5K
SJM icon
13
J.M. Smucker
SJM
$12.6B
$1.52M 2.31%
13,319
-8,227
-38% -$917K
XLNX
14
DELISTED
Xilinx Inc
XLNX
$1.5M 2.28%
+35,493
New +$1.49M
XLY icon
15
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$1.46M 2.22%
39,426
+26,748
+211% +$1.03M
LHX icon
16
L3Harris
LHX
$55.9B
$1.42M 2.15%
19,390
+11,271
+139% +$882K
IVZ icon
17
Invesco
IVZ
$13.3B
$1.23M 1.87%
+39,443
New +$1.4M
MCD icon
18
McDonald's
MCD
$188B
$1.16M 1.76%
11,788
+7,076
+150% +$689K
CNQ icon
19
Canadian Natural Resources
CNQ
$96.9B
$1.16M 1.76%
123,215
+90,137
+272% +$992K
SLB icon
20
SLB Ltd
SLB
$78.4B
$1.04M 1.58%
+15,143
New +$1.2M
KSS icon
21
Kohl's
KSS
$2.03B
$1M 1.52%
21,615
-16,270
-43% -$915K
CME icon
22
CME Group
CME
$92.2B
$983K 1.49%
10,604
-18,346
-63% -$1.74M
DBL
23
DoubleLine Opportunistic Credit Fund
DBL
$278M
$970K 1.47%
38,992
-1,344
-3% -$32K
EVM
24
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$966K 1.47%
83,097
– –
XHB icon
25
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$958K 1.45%
+27,988
New +$1.03M
1
2 3 4

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Alethea Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Alethea Capital Management held 89 positions worth $65.9M, up 1.2% from $65.1M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Alethea Capital Management deployed $17.6M of net new capital in Q3 2015, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Equinix: 10,446 shares worth $2.86M.

By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 30% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was CME Group, an estimated $1.74M trimmed.

  • Alethea Capital Management's largest Q3 2015 buy was Equinix: 10,446 shares worth $2.86M.
  • Alethea Capital Management added most to Western Union in Q3 2015, an estimated $2.42M increase.
  • Alethea Capital Management's biggest Q3 2015 reduction was CME Group, cutting an estimated $1.74M.
  • Alethea Capital Management fully exited Valero Energy in Q3 2015, selling an estimated $2.29M.
  • Alethea Capital Management's ten largest holdings make up 49% of its $65.9M portfolio in Q3 2015.
  • Alethea Capital Management opened 19 new positions and closed 26 in Q3 2015.
  • Alethea Capital Management's portfolio value rose 1.2% quarter-over-quarter to $65.9M.

Based on Alethea Capital Management's 13F filing for Q3 2015, filed 23 Oct 2015.