Alethea Capital Management’s iShares Russell 2000 ETF IWM Stock Holding History

Alethea Capital Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-5,250	Closed	-$1.03M	–	95
2020 Q4	$1.03M	Buy	+5,250	New	+$919K	0.52%	17
2015 Q3	–	Sell	-12,086	Closed	-$1.51M	–	72
2015 Q2	$1.51M	Buy	+12,086	New	+$1.51M	2.32%	11
2015 Q1	–	Sell	-399	Closed	-$48K	–	94
2014 Q4	$48K	Buy	+399	New	+$45.6K	0.05%	79

Other funds holding IWM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Alethea Capital Management's IWM Position: Q1 2021 in Review

Alethea Capital Management sold out of iShares Russell 2000 ETF (IWM) in Q1 2021, closing a stake of 5,250 shares — an estimated $1.03M sold.

Alethea Capital Management first reported a position in IWM in Q4 2014 and held it in 3 quarters. The position peaked at $1.51M in Q2 2015. 1,820 funds tracked by Wall St. Rank hold IWM as of Q1 2021.

Alethea Capital Management reported no remaining iShares Russell 2000 ETF position as of Q1 2021 after selling out during the quarter.
Alethea Capital Management sold 5,250 iShares Russell 2000 ETF shares in Q1 2021, an estimated $1.03M.
Alethea Capital Management first reported a position in iShares Russell 2000 ETF in Q4 2014 and held it in 3 quarters.
Alethea Capital Management's iShares Russell 2000 ETF position peaked at $1.51M in Q2 2015.
1,820 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q1 2021.

Based on Alethea Capital Management's 13F filing for Q1 2021, filed 14 May 2021.