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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+3.9%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$72.1M
AUM Growth
-$861K
(-1.2%)
Cap. Flow
-$1.79M
Cap. Flow
% of AUM
-2.49%
Top 10 Holdings %
Top 10 Hldgs %
43.18%
Holding
82
New
25
Increased
6
Reduced
13
Closed
22
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Navient
NAVI
|
+$2.34M |
| 2 |
Motorola Solutions
MSI
|
+$2.29M |
| 3 |
Home Depot
HD
|
+$2.22M |
| 4 |
Wynn Resorts
WYNN
|
+$2.18M |
| 5 |
Lockheed Martin
LMT
|
+$2.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
J.M. Smucker
SJM
|
+$2.31M |
| 2 |
Realty Income
O
|
+$2.21M |
| 3 |
RTN
Raytheon Company
RTN
|
+$2.21M |
| 4 |
AT&T
T
|
+$2.19M |
| 5 |
NextEra Energy
NEE
|
+$2.19M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 21.5% |
| 2 | Industrials | 13.31% |
| 3 | Consumer Discretionary | 9.28% |
| 4 | Real Estate | 8.94% |
| 5 | Healthcare | 7.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Capital One
COF
$124B
| $11.3M | 15.74% |
157,990
-2,800
| -2% | -$192K |
|
2
Pfizer
PFE
$140B
| $2.47M | 3.43% |
76,925
+60,971
| +382% | +$2.04M |
|
|
3
Navient
NAVI
$774M
| $2.43M | 3.37% |
+168,006
| New | +$2.34M |
|
|
4
Motorola Solutions
MSI
$69.4B
| $2.39M | 3.31% |
+31,321
| New | +$2.29M |
|
5
Oneok
OKE
$58.7B
| $2.23M | 3.09% |
+43,312
| New | +$2.05M |
|
|
6
Wynn Resorts
WYNN
$10.1B
| $2.18M | 3.02% |
+22,367
| New | +$2.18M |
|
|
7
Home Depot
HD
$332B
| $2.07M | 2.87% |
+16,675
| New | +$2.22M |
|
8
Eastman Chemical
EMN
$7.8B
| $2.04M | 2.83% |
+30,158
| New | +$2.02M |
|
9
Ventas
VTR
$48.9B
| $1.99M | 2.76% |
+28,147
| New | +$2.04M |
|
|
10
Lockheed Martin
LMT
$134B
| $1.98M | 2.75% |
+8,257
| New | +$2.07M |
|
11
McDonald's
MCD
$188B
| $1.97M | 2.74% |
+17,105
| New | +$2.03M |
|
|
SYT
12
DELISTED
Syngenta Ag
SYT
| $1.97M | 2.73% |
+22,481
| New | +$1.85M |
|
13
C.H. Robinson
CHRW
$22B
| $1.94M | 2.68% |
+27,458
| New | +$1.93M |
|
14
Consolidated Edison
ED
$41.6B
| $1.93M | 2.68% |
25,661
-229
| -0.9% | -$17.8K |
|
15
Iron Mountain
IRM
$38.2B
| $1.93M | 2.68% |
+51,483
| New | +$1.99M |
|
16
Edison International
EIX
$30.7B
| $1.93M | 2.67% |
+26,652
| New | +$2M |
|
17
Murphy Oil
MUR
$5.58B
| $1.61M | 2.23% |
+52,952
| New | +$1.51M |
|
|
DFS
18
DELISTED
Discover Financial Services
DFS
| $1.45M | 2.02% |
+25,702
| New | +$1.47M |
|
19
Weyerhaeuser
WY
$17.3B
| $1.41M | 1.96% |
+44,138
| New | +$1.4M |
|
20
W.W. Grainger
GWW
$65.3B
| $1.33M | 1.84% |
+5,899
| New | +$1.33M |
|
|
DEX
21
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
| $1.27M | 1.76% |
125,075
| – | – |
|
22
iShares Mortgage Real Estate ETF
REM
$542M
| $1.13M | 1.57% |
26,895
| – | – |
|
23
Extra Space Storage
EXR
$31.2B
| $1.11M | 1.55% |
+14,045
| New | +$1.19M |
|
24
DuPont de Nemours
DD
$18.6B
| $1.1M | 1.53% |
+8,833
| New | +$1.18M |
|
25
3M
MMM
$89B
| $1.09M | 1.52% |
7,415
| – | – |
|
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Alethea Capital Management's Q3 2016 Portfolio in Review
As of Q3 2016, Alethea Capital Management held 82 positions worth $72.1M, down 1.2% from $72.9M the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Alethea Capital Management's Q3 2016 filing shows 25 new, 6 increased, 13 reduced and 22 closed positions. Its largest new stake was Navient: 168,006 shares worth $2.43M. The largest sale was J.M. Smucker, an estimated $2.31M.
By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.
- Alethea Capital Management's largest Q3 2016 buy was Navient: 168,006 shares worth $2.43M.
- Alethea Capital Management added most to Pfizer in Q3 2016, an estimated $2.04M increase.
- Alethea Capital Management's biggest Q3 2016 reduction was Kellanova, cutting an estimated $2.09M.
- Alethea Capital Management fully exited J.M. Smucker in Q3 2016, selling an estimated $2.31M.
- Alethea Capital Management's ten largest holdings make up 43% of its $72.1M portfolio in Q3 2016.
- Alethea Capital Management opened 25 new positions and closed 22 in Q3 2016.
- Alethea Capital Management's portfolio value fell 1.2% quarter-over-quarter to $72.1M.
Based on Alethea Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.