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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.54%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$118M
AUM Growth
+$4.24M
Cap. Flow
+$1.29M
Cap. Flow %
1.1%
Top 10 Hldgs %
75.53%
Holding
121
New
40
Increased
3
Reduced
16
Closed
35

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.54M
2
KURA icon
Kura Oncology
KURA
+$1.39M
3
CDTX
Cidara Therapeutics
CDTX
+$1.19M
4
HOOD icon
Robinhood
HOOD
+$883K
5
NVDA icon
NVIDIA
NVDA
+$688K

Top Sells

Rank Stock Value
1
ODFL icon
Old Dominion Freight Line
ODFL
+$1.83M
2
BR icon
Broadridge
BR
+$969K
3
FAST icon
Fastenal
FAST
+$938K
4
AMZN icon
Amazon
AMZN
+$910K
5
ABBV icon
AbbVie
ABBV
+$892K

Sector Composition

Rank Sector Weight
1 Healthcare 62.37%
2 Financials 3.46%
3 Industrials 3.45%
4 Technology 3.36%
5 Consumer Staples 2.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$12.4B
$42.5M 36.04%
1,123,929
-8,716
-0.8% -$321K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$21.1M 17.94%
889,537
-18,030
-2% -$431K
BIL icon
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$9.08M 7.71%
99,334
-8,750
-8% -$800K
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$8.59M 7.29%
+57,954
New +$8.54M
CDTX
5
DELISTED
Cidara Therapeutics
CDTX
$2.46M 2.09%
96,852
+38,250
+65% +$1.19M
SPPI
6
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$1.5M 1.27%
1,177,115
-479,700
-29% -$858K
KURA icon
7
Kura Oncology
KURA
$922M
$1.2M 1.02%
+85,800
New +$1.39M
GOOG icon
8
Alphabet (Google) Class C
GOOG
$3.9T
$1.07M 0.91%
7,400
+2,100
+40% +$304K
SPY icon
9
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$765K 0.65%
+1,700
New +$780K
NVDA icon
10
NVIDIA
NVDA
$5.01T
$735K 0.62%
+25,000
New +$688K
PG icon
11
Procter & Gamble
PG
$343B
$695K 0.59%
4,250
– –
BAC icon
12
Bank of America
BAC
$435B
$690K 0.59%
15,500
-512
-3% -$23.3K
AAPL icon
13
Apple
AAPL
$4.89T
$675K 0.57%
3,800
-100
-3% -$15.8K
MSFT icon
14
Microsoft
MSFT
$2.84T
$673K 0.57%
2,000
– –
HD icon
15
Home Depot
HD
$332B
$664K 0.56%
1,600
– –
MAA icon
16
Mid-America Apartment Communities
MAA
$15.6B
$639K 0.54%
+2,786
New +$576K
EXR icon
17
Extra Space Storage
EXR
$31.2B
$604K 0.51%
+2,663
New +$528K
BX icon
18
Blackstone
BX
$104B
$595K 0.51%
4,600
– –
DUK icon
19
Duke Energy
DUK
$102B
$577K 0.49%
5,500
-1,641
-23% -$166K
BLK icon
20
Blackrock
BLK
$164B
$568K 0.48%
620
– –
ZTS icon
21
Zoetis
ZTS
$31.6B
$562K 0.48%
+2,302
New +$504K
WM icon
22
Waste Management
WM
$95.9B
$559K 0.47%
3,350
-4,940
-60% -$794K
ITW icon
23
Illinois Tool Works
ITW
$81.4B
$547K 0.46%
2,215
– –
HON icon
24
Honeywell
HON
$77.1B
$543K 0.46%
2,761
– –
AMGN icon
25
Amgen
AMGN
$203B
$540K 0.46%
2,400
– –
1
2 3 4 5

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Alethea Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Alethea Capital Management held 121 positions worth $118M, up 3.7% from $114M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Alethea Capital Management's Q4 2021 filing shows 40 new, 3 increased, 16 reduced and 35 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M. The largest sale was Old Dominion Freight Line, an estimated $1.83M.

By sector, the portfolio is most concentrated in Healthcare at 62% of assets, down from 63% a quarter earlier, followed by Financials and Industrials.

  • Alethea Capital Management's largest Q4 2021 buy was iShares 20+ Year Treasury Bond ETF: 57,954 shares worth $8.59M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q4 2021, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2021 reduction was Spectrum Pharmaceuticals Inc, cutting an estimated $858K.
  • Alethea Capital Management fully exited Old Dominion Freight Line in Q4 2021, selling an estimated $1.83M.
  • Alethea Capital Management's ten largest holdings make up 76% of its $118M portfolio in Q4 2021.
  • Alethea Capital Management opened 40 new positions and closed 35 in Q4 2021.
  • Alethea Capital Management's portfolio value rose 3.7% quarter-over-quarter to $118M.

Based on Alethea Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.