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ACM

Alethea Capital Management Portfolio holdings

AUM $241M
1-Year Est. Return 112.74%
This Fund
S&P 500
This Quarter Est. Return
-11.25%
1 Year Est. Return
+112.74%
3 Year Est. Return
+274.73%
5 Year Est. Return
+347.03%
10 Year Est. Return
+2,691.05%
AUM
$164M
AUM Growth
-$35.5M
Cap. Flow
-$9.31M
Cap. Flow %
-5.68%
Top 10 Hldgs %
74.41%
Holding
106
New
32
Increased
9
Reduced
11
Closed
29

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.31M
2
ED icon
Consolidated Edison
ED
+$1.58M
3
AEP icon
American Electric Power
AEP
+$1.57M
4
D icon
Dominion Energy
D
+$1.56M
5
LNT icon
Alliant Energy
LNT
+$1.56M

Top Sells

Rank Stock Value
1
COF icon
Capital One
COF
+$6.22M
2
RNAM
Avidity Biosciences
RNAM
+$4.54M
3
KURA icon
Kura Oncology
KURA
+$2.21M
4
MS icon
Morgan Stanley
MS
+$1.94M
5
GLD icon
SPDR Gold Trust
GLD
+$1.9M

Sector Composition

Rank Sector Weight
1 Healthcare 61.19%
2 Miscellaneous 13.19%
3 Utilities 9.24%
4 Consumer Staples 3.5%
5 Financials 2.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$10.7B
$57.3M 34.96%
1,012,203
+2,404
+0.2% +$169K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$30.2M 18.44%
1,385,864
-185,296
-12% -$4.54M
BIL icon
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$16.2M 9.88%
177,084
-7,200
-4% -$659K
SPPI
4
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$5.21M 3.18%
1,599,449
+59,500
+4% +$213K
CDTX
5
DELISTED
Cidara Therapeutics
CDTX
$3.1M 1.89%
58,182
+475
+0.8% +$23.5K
SHV icon
6
iShares 0-1 Year Treasury Bond ETF
SHV
$21.1B
$2.27M 1.38%
20,534
– –
TLT icon
7
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$2.16M 1.32%
+15,959
New +$2.31M
PG icon
8
Procter & Gamble
PG
$341B
$2.14M 1.3%
15,783
+11,633
+280% +$1.52M
LNT icon
9
Alliant Energy
LNT
$17.1B
$1.7M 1.04%
+31,410
New +$1.56M
ED icon
10
Consolidated Edison
ED
$38.9B
$1.68M 1.02%
+22,394
New +$1.58M
AEP icon
11
American Electric Power
AEP
$65.7B
$1.65M 1%
+19,439
New +$1.57M
WEC icon
12
WEC Energy
WEC
$33.7B
$1.65M 1%
+17,585
New +$1.53M
D icon
13
Dominion Energy
D
$56.2B
$1.64M 1%
+21,524
New +$1.56M
ETR icon
14
Entergy
ETR
$49.2B
$1.61M 0.98%
+32,422
New +$1.53M
DUK icon
15
Duke Energy
DUK
$91.8B
$1.29M 0.79%
13,403
+7,903
+144% +$721K
HD icon
16
Home Depot
HD
$305B
$1.04M 0.63%
3,405
+1,805
+113% +$498K
ADM icon
17
Archer Daniels Midland
ADM
$41.7B
$1.01M 0.62%
+17,732
New +$973K
VZ icon
18
Verizon
VZ
$214B
$926K 0.56%
+15,917
New +$898K
BTI icon
19
British American Tobacco
BTI
$122B
$925K 0.56%
+23,867
New +$899K
PPL
20
PPL Corp
PPL
$25B
$915K 0.56%
+31,729
New +$888K
SNY icon
21
Sanofi
SNY
$102B
$911K 0.56%
+18,415
New +$885K
AZN icon
22
AstraZeneca
AZN
$251B
$890K 0.54%
+8,950
New +$900K
WHR icon
23
Whirlpool
WHR
$2.15B
$883K 0.54%
+4,009
New +$796K
CCI icon
24
Crown Castle
CCI
$31.2B
$878K 0.54%
+5,103
New +$817K
GOOG icon
25
Alphabet (Google) Class C
GOOG
$4.18T
$865K 0.53%
8,360
-80
-0.9% -$7.94K
1
2 3 4 5

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Alethea Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Alethea Capital Management held 106 positions worth $164M, down 18% from $199M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Alethea Capital Management withdrew a net $9.31M in Q1 2021, closing 29 positions and reducing 11 holdings. Its most notable exit was Kura Oncology, an estimated $2.21M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 61% of assets, down from 68% a quarter earlier, followed by Miscellaneous and Utilities.

Against the trend, Alethea Capital Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $2.16M.

  • Alethea Capital Management's largest Q1 2021 buy was iShares 20+ Year Treasury Bond ETF: 15,959 shares worth $2.16M.
  • Alethea Capital Management added most to Procter & Gamble in Q1 2021, an estimated $1.52M increase.
  • Alethea Capital Management's biggest Q1 2021 reduction was Capital One, cutting an estimated $6.22M.
  • Alethea Capital Management fully exited Kura Oncology in Q1 2021, selling an estimated $2.21M.
  • Alethea Capital Management's ten largest holdings make up 74% of its $164M portfolio in Q1 2021.
  • Alethea Capital Management opened 32 new positions and closed 29 in Q1 2021.
  • Alethea Capital Management's portfolio value fell 18% quarter-over-quarter to $164M.

Based on Alethea Capital Management's 13F filing for Q1 2021, filed 14 May 2021.