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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-11.25%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$164M
AUM Growth
-$35.5M
(-18%)
Cap. Flow
-$9.16M
Cap. Flow
% of AUM
-5.59%
Top 10 Holdings %
Top 10 Hldgs %
74.41%
Holding
106
New
32
Increased
9
Reduced
11
Closed
29
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$2.31M |
| 2 |
Consolidated Edison
ED
|
+$1.58M |
| 3 |
American Electric Power
AEP
|
+$1.57M |
| 4 |
Dominion Energy
D
|
+$1.56M |
| 5 |
Alliant Energy
LNT
|
+$1.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Capital One
COF
|
+$6.22M |
| 2 |
RNAM
Avidity Biosciences
RNAM
|
+$4.54M |
| 3 |
Kura Oncology
KURA
|
+$2.21M |
| 4 |
Morgan Stanley
MS
|
+$1.94M |
| 5 |
SPDR Gold Trust
GLD
|
+$1.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 60.91% |
| 2 | Utilities | 9.24% |
| 3 | Consumer Staples | 3.5% |
| 4 | Financials | 2.86% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Axsome Therapeutics
AXSM
$12.4B
| $57.3M | 34.96% |
1,012,203
+2,404
| +0.2% | +$169K |
|
|
RNAM
2
DELISTED
Avidity Biosciences
RNAM
| $30.2M | 18.44% |
1,385,864
-185,296
| -12% | -$4.54M |
|
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $16.2M | 9.88% |
177,084
-7,200
| -4% | -$659K |
|
|
SPPI
4
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $5.21M | 3.18% |
1,599,449
+59,500
| +4% | +$213K |
|
|
CDTX
5
DELISTED
Cidara Therapeutics
CDTX
| $3.1M | 1.89% |
58,182
+475
| +0.8% | +$23.5K |
|
6
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $2.27M | 1.38% |
20,534
| – | – |
|
|
7
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $2.16M | 1.32% |
+15,959
| New | +$2.31M |
|
8
Procter & Gamble
PG
$343B
| $2.14M | 1.3% |
15,783
+11,633
| +280% | +$1.52M |
|
|
9
Alliant Energy
LNT
$19.4B
| $1.7M | 1.04% |
+31,410
| New | +$1.56M |
|
|
10
Consolidated Edison
ED
$41.6B
| $1.68M | 1.02% |
+22,394
| New | +$1.58M |
|
|
11
American Electric Power
AEP
$73.7B
| $1.65M | 1% |
+19,439
| New | +$1.57M |
|
12
WEC Energy
WEC
$37.7B
| $1.65M | 1% |
+17,585
| New | +$1.53M |
|
|
13
Dominion Energy
D
$62.5B
| $1.64M | 1% |
+21,524
| New | +$1.56M |
|
14
Entergy
ETR
$54.1B
| $1.61M | 0.98% |
+32,422
| New | +$1.53M |
|
15
Duke Energy
DUK
$102B
| $1.29M | 0.79% |
13,403
+7,903
| +144% | +$721K |
|
16
Home Depot
HD
$332B
| $1.04M | 0.63% |
3,405
+1,805
| +113% | +$498K |
|
17
Archer Daniels Midland
ADM
$41.4B
| $1.01M | 0.62% |
+17,732
| New | +$973K |
|
18
Verizon
VZ
$194B
| $926K | 0.56% |
+15,917
| New | +$898K |
|
19
British American Tobacco
BTI
$132B
| $925K | 0.56% |
+23,867
| New | +$899K |
|
|
PPL
20
PPL Corp
PPL
$27.3B
| $915K | 0.56% |
+31,729
| New | +$888K |
|
21
Sanofi
SNY
$104B
| $911K | 0.56% |
+18,415
| New | +$885K |
|
22
AstraZeneca
AZN
$263B
| $890K | 0.54% |
+8,950
| New | +$900K |
|
23
Whirlpool
WHR
$2.42B
| $883K | 0.54% |
+4,009
| New | +$796K |
|
24
Crown Castle
CCI
$32.7B
| $878K | 0.54% |
+5,103
| New | +$817K |
|
25
Alphabet (Google) Class C
GOOG
$3.9T
| $865K | 0.53% |
8,360
-80
| -0.9% | -$7.94K |
|
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Alethea Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Alethea Capital Management held 106 positions worth $164M, down 18% from $199M the previous quarter. Its ten largest holdings account for 74% of the portfolio.
Alethea Capital Management withdrew a net $9.16M in Q1 2021, closing 29 positions and reducing 11 holdings. Its most notable exit was Kura Oncology, an estimated $2.21M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 61% of assets, down from 68% a quarter earlier, followed by Utilities and Consumer Staples.
Against the trend, Alethea Capital Management opened a new position in iShares 20+ Year Treasury Bond ETF worth $2.16M.
- Alethea Capital Management's largest Q1 2021 buy was iShares 20+ Year Treasury Bond ETF: 15,959 shares worth $2.16M.
- Alethea Capital Management added most to Procter & Gamble in Q1 2021, an estimated $1.52M increase.
- Alethea Capital Management's biggest Q1 2021 reduction was Capital One, cutting an estimated $6.22M.
- Alethea Capital Management fully exited Kura Oncology in Q1 2021, selling an estimated $2.21M.
- Alethea Capital Management's ten largest holdings make up 74% of its $164M portfolio in Q1 2021.
- Alethea Capital Management opened 32 new positions and closed 29 in Q1 2021.
- Alethea Capital Management's portfolio value fell 18% quarter-over-quarter to $164M.
Based on Alethea Capital Management's 13F filing for Q1 2021, filed 14 May 2021.