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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-10.29%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$68.7M
AUM Growth
+$1.98M
Cap. Flow
+$8.95M
Cap. Flow %
13.03%
Top 10 Hldgs %
62.85%
Holding
95
New
21
Increased
10
Reduced
14
Closed
36

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$16.5M
2
TRI icon
Thomson Reuters
TRI
+$1.77M
3
WFC icon
Wells Fargo
WFC
+$1.71M
4
PFE icon
Pfizer
PFE
+$1.55M
5
SNY icon
Sanofi
SNY
+$1.54M

Top Sells

Rank Stock Value
1
LNT icon
Alliant Energy
LNT
+$2.49M
2
PSX icon
Phillips 66
PSX
+$2.48M
3
VLO icon
Valero Energy
VLO
+$1.9M
4
PSA icon
Public Storage
PSA
+$1.82M
5
ETR icon
Entergy
ETR
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 21.71%
2 Healthcare 19.65%
3 Industrials 7.78%
4 Consumer Discretionary 7.41%
5 Consumer Staples 5.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$16.5M 23.98%
+180,082
New +$16.5M
COF icon
2
Capital One
COF
$124B
$11.4M 16.64%
151,194
– –
KURA icon
3
Kura Oncology
KURA
$922M
$3.06M 4.45%
217,750
+2,088
+1% +$27.7K
AXSM icon
4
Axsome Therapeutics
AXSM
$12.4B
$2.56M 3.73%
908,429
+360,986
+66% +$1.19M
EVRG icon
5
Evergy
EVRG
$20.1B
$1.75M 2.55%
30,863
+20,243
+191% +$1.17M
TRI icon
6
Thomson Reuters
TRI
$39.4B
$1.68M 2.44%
+32,954
New +$1.77M
FE icon
7
FirstEnergy
FE
$28.9B
$1.59M 2.32%
42,374
-26,553
-39% -$1.01M
DRI icon
8
Darden Restaurants
DRI
$22.5B
$1.55M 2.26%
15,519
+6,926
+81% +$741K
PFE icon
9
Pfizer
PFE
$140B
$1.54M 2.25%
+37,289
New +$1.55M
WFC icon
10
Wells Fargo
WFC
$261B
$1.54M 2.24%
+33,385
New +$1.71M
SNY icon
11
Sanofi
SNY
$104B
$1.52M 2.21%
+34,957
New +$1.54M
BMY icon
12
Bristol-Myers Squibb
BMY
$127B
$1.4M 2.03%
+26,873
New +$1.44M
QSR icon
13
Restaurant Brands International
QSR
$25.1B
$1.39M 2.03%
+26,618
New +$1.48M
CLX icon
14
Clorox
CLX
$11.6B
$1.34M 1.95%
+8,693
New +$1.35M
ENB icon
15
Enbridge
ENB
$124B
$1.33M 1.94%
+42,852
New +$1.38M
CDTX
16
DELISTED
Cidara Therapeutics
CDTX
$1.13M 1.65%
24,118
+2,250
+10% +$161K
KSS icon
17
Kohl's
KSS
$2.03B
$1.01M 1.46%
+15,164
New +$1.06M
AMGN icon
18
Amgen
AMGN
$203B
$830K 1.21%
4,264
+1,664
+64% +$325K
PEP icon
19
PepsiCo
PEP
$186B
$828K 1.21%
7,498
+4,998
+200% +$564K
VTAK icon
20
Catheter Precision
VTAK
$948K
– –
0
– –
MMM icon
21
3M
MMM
$89B
$667K 0.97%
4,186
-598
-13% -$99.3K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.9T
$642K 0.93%
12,400
-2,000
-14% -$107K
KEY icon
23
KeyCorp
KEY
$24.3B
$598K 0.87%
+40,462
New +$712K
HON icon
24
Honeywell
HON
$77.1B
$595K 0.87%
4,775
-760
-14% -$104K
WM icon
25
Waste Management
WM
$95.9B
$561K 0.82%
6,300
+1,300
+26% +$117K
1
2 3 4

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Alethea Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Alethea Capital Management held 95 positions worth $68.7M, up 3% from $66.7M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Alethea Capital Management deployed $8.95M of net new capital in Q4 2018, opening 21 new positions and adding to 10 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 29% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was FirstEnergy, an estimated $1.01M trimmed.

  • Alethea Capital Management's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 180,082 shares worth $16.5M.
  • Alethea Capital Management added most to Axsome Therapeutics in Q4 2018, an estimated $1.19M increase.
  • Alethea Capital Management's biggest Q4 2018 reduction was FirstEnergy, cutting an estimated $1.01M.
  • Alethea Capital Management fully exited Alliant Energy in Q4 2018, selling an estimated $2.49M.
  • Alethea Capital Management's ten largest holdings make up 63% of its $68.7M portfolio in Q4 2018.
  • Alethea Capital Management opened 21 new positions and closed 36 in Q4 2018.
  • Alethea Capital Management's portfolio value rose 3% quarter-over-quarter to $68.7M.

Based on Alethea Capital Management's 13F filing for Q4 2018, filed 23 Jan 2019.