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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-7.12%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$81.4M
AUM Growth
-$12.1M
(-13%)
Cap. Flow
-$4.44M
Cap. Flow
% of AUM
-5.45%
Top 10 Holdings %
Top 10 Hldgs %
83.3%
Holding
70
New
19
Increased
4
Reduced
15
Closed
19
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ASRT
Assertio
ASRT
|
+$521K |
| 2 |
AbbVie
ABBV
|
+$509K |
| 3 |
CME Group
CME
|
+$502K |
| 4 |
GRMN
Garmin
GRMN
|
+$472K |
| 5 |
Consolidated Edison
ED
|
+$471K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$918K |
| 2 |
Pfizer
PFE
|
+$746K |
| 3 |
SPPI
Spectrum Pharmaceuticals Inc
SPPI
|
+$720K |
| 4 |
American International
AIG
|
+$646K |
| 5 |
Ventas
VTR
|
+$616K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 81.13% |
| 2 | Consumer Staples | 3.5% |
| 3 | Industrials | 2.83% |
| 4 | Utilities | 2.45% |
| 5 | Financials | 2.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Axsome Therapeutics
AXSM
$12.4B
| $53M | 65.14% |
758,794
-1,150
| -0.2% | -$86K |
|
|
RNAM
2
DELISTED
Avidity Biosciences
RNAM
| $5.45M | 6.7% |
854,651
+5,000
| +0.6% | +$43.1K |
|
3
Kura Oncology
KURA
$922M
| $3.2M | 3.93% |
350,445
+17,000
| +5% | +$173K |
|
4
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $2.06M | 2.54% |
23,278
| – | – |
|
|
CDTX
5
DELISTED
Cidara Therapeutics
CDTX
| $1.53M | 1.88% |
81,384
| – | – |
|
6
Merck
MRK
$324B
| $587K | 0.72% |
5,703
-2,609
| -31% | -$281K |
|
|
7
AbbVie
ABBV
$458B
| $517K | 0.64% |
+3,470
| New | +$509K |
|
|
8
CME Group
CME
$92.2B
| $505K | 0.62% |
+2,524
| New | +$502K |
|
|
GRMN
9
Garmin
GRMN
$46.9B
| $472K | 0.58% |
+4,486
| New | +$472K |
|
10
Gilead Sciences
GILD
$161B
| $455K | 0.56% |
+6,069
| New | +$467K |
|
11
Kroger
KR
$34.8B
| $445K | 0.55% |
+9,952
| New | +$468K |
|
|
12
Consolidated Edison
ED
$41.6B
| $443K | 0.54% |
+5,174
| New | +$471K |
|
13
AT&T
T
$165B
| $440K | 0.54% |
+29,326
| New | +$430K |
|
14
Southern Company
SO
$110B
| $431K | 0.53% |
+6,658
| New | +$462K |
|
15
Xcel Energy
XEL
$51B
| $431K | 0.53% |
+7,524
| New | +$452K |
|
16
WEC Energy
WEC
$37.7B
| $427K | 0.52% |
+5,300
| New | +$461K |
|
17
Bristol-Myers Squibb
BMY
$127B
| $425K | 0.52% |
+7,315
| New | +$448K |
|
18
Campbell Soup
CPB
$6.51B
| $420K | 0.52% |
+10,232
| New | +$448K |
|
19
Lockheed Martin
LMT
$134B
| $415K | 0.51% |
+1,015
| New | +$450K |
|
20
Newmont
NEM
$98.2B
| $405K | 0.5% |
+10,965
| New | +$446K |
|
21
Apple
AAPL
$4.89T
| $403K | 0.49% |
2,351
| – | – |
|
22
Darden Restaurants
DRI
$22.5B
| $401K | 0.49% |
+2,800
| New | +$444K |
|
23
General Mills
GIS
$19.2B
| $390K | 0.48% |
+6,099
| New | +$431K |
|
24
Clorox
CLX
$11.6B
| $386K | 0.47% |
+2,942
| New | +$447K |
|
25
JPMorgan Chase
JPM
$939B
| $363K | 0.45% |
2,500
-500
| -17% | -$75K |
|
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Alethea Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Alethea Capital Management held 70 positions worth $81.4M, down 13% from $93.5M the previous quarter. Its ten largest holdings account for 83% of the portfolio.
Alethea Capital Management withdrew a net $4.44M in Q3 2023, closing 19 positions and reducing 15 holdings. Its most notable exit was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $918K position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 81% of assets, up from 78% a quarter earlier, followed by Consumer Staples and Industrials.
Against the trend, Alethea Capital Management opened a new position in Assertio worth $343K.
- Alethea Capital Management's largest Q3 2023 buy was Assertio: 8,920 shares worth $343K.
- Alethea Capital Management added most to Kura Oncology in Q3 2023, an estimated $173K increase.
- Alethea Capital Management's biggest Q3 2023 reduction was Dow Inc, cutting an estimated $553K.
- Alethea Capital Management fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $918K.
- Alethea Capital Management's ten largest holdings make up 83% of its $81.4M portfolio in Q3 2023.
- Alethea Capital Management opened 19 new positions and closed 19 in Q3 2023.
- Alethea Capital Management's portfolio value fell 13% quarter-over-quarter to $81.4M.
Based on Alethea Capital Management's 13F filing for Q3 2023, filed 15 Nov 2023.