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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$62.8M
AUM Growth
-$22.3M
Cap. Flow
-$26.1M
Cap. Flow %
-41.55%
Top 10 Hldgs %
42.64%
Holding
107
New
33
Increased
8
Reduced
16
Closed
30

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$1.17M
2
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$1.16M
3
MCD icon
McDonald's
MCD
+$1.13M
4
FE icon
FirstEnergy
FE
+$1.11M
5
ANDV
Andeavor
ANDV
+$1.1M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$2.84M
2
HPQ icon
HP
HPQ
+$2.78M
3
COP icon
ConocoPhillips
COP
+$2.66M
4
CCI icon
Crown Castle
CCI
+$2.48M
5
EIX icon
Edison International
EIX
+$2.45M

Sector Composition

Rank Sector Weight
1 Financials 30.06%
2 Healthcare 11.31%
3 Utilities 10.32%
4 Industrials 9.57%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$124B
$15.1M 23.96%
151,194
– –
DUK icon
2
Duke Energy
DUK
$102B
$1.47M 2.33%
17,431
+12,431
+249% +$1.09M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.46M 2.32%
5,472
– –
KURA icon
4
Kura Oncology
KURA
$922M
$1.37M 2.18%
89,673
-22,000
-20% -$324K
WMT icon
5
Walmart Inc
WMT
$871B
$1.34M 2.13%
40,662
-57,066
-58% -$1.75M
REM icon
6
iShares Mortgage Real Estate ETF
REM
$542M
$1.31M 2.08%
28,910
-200
-0.7% -$9.2K
BA icon
7
Boeing
BA
$165B
$1.27M 2.03%
+4,323
New +$1.17M
MMM icon
8
3M
MMM
$89B
$1.18M 1.87%
5,980
– –
XBI icon
9
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.18M 1.87%
+13,861
New +$1.16M
DEX
10
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.17M 1.86%
96,344
– –
ANDV
11
DELISTED
Andeavor
ANDV
$1.17M 1.86%
+10,220
New +$1.1M
MCD icon
12
McDonald's
MCD
$188B
$1.16M 1.84%
+6,728
New +$1.13M
MDT icon
13
Medtronic
MDT
$107B
$1.1M 1.75%
13,605
+10,105
+289% +$809K
XEL icon
14
Xcel Energy
XEL
$51B
$1.08M 1.71%
22,388
-31,459
-58% -$1.56M
FE icon
15
FirstEnergy
FE
$28.9B
$1.05M 1.67%
+34,196
New +$1.11M
HRB icon
16
H&R Block
HRB
$5.18B
$1.04M 1.66%
+39,816
New +$1.03M
PM icon
17
Philip Morris
PM
$301B
$1.01M 1.6%
9,540
+5,544
+139% +$591K
GILD icon
18
Gilead Sciences
GILD
$161B
$965K 1.54%
+13,464
New +$1.02M
HON icon
19
Honeywell
HON
$77.1B
$905K 1.44%
6,531
+221
+4% +$29.6K
PEP icon
20
PepsiCo
PEP
$186B
$850K 1.35%
+7,087
New +$809K
NEE icon
21
NextEra Energy
NEE
$187B
$836K 1.33%
+21,400
New +$826K
GOOG icon
22
Alphabet (Google) Class C
GOOG
$3.9T
$786K 1.25%
15,020
+300
+2% +$15.3K
ABBV icon
23
AbbVie
ABBV
$458B
$774K 1.23%
8,000
– –
BAC icon
24
Bank of America
BAC
$435B
$770K 1.23%
26,075
+275
+1% +$7.58K
EG icon
25
Everest Group
EG
$15.2B
$739K 1.18%
+3,338
New +$753K
1
2 3 4 5

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Alethea Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Alethea Capital Management held 107 positions worth $62.8M, down 26% from $85.2M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Alethea Capital Management withdrew a net $26.1M in Q4 2017, closing 30 positions and reducing 16 holdings. Its most notable exit was KLA, an estimated $2.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, Alethea Capital Management opened a new position in Boeing worth $1.27M.

  • Alethea Capital Management's largest Q4 2017 buy was Boeing: 4,323 shares worth $1.27M.
  • Alethea Capital Management added most to Duke Energy in Q4 2017, an estimated $1.09M increase.
  • Alethea Capital Management's biggest Q4 2017 reduction was Walmart Inc, cutting an estimated $1.75M.
  • Alethea Capital Management fully exited KLA in Q4 2017, selling an estimated $2.84M.
  • Alethea Capital Management's ten largest holdings make up 43% of its $62.8M portfolio in Q4 2017.
  • Alethea Capital Management opened 33 new positions and closed 30 in Q4 2017.
  • Alethea Capital Management's portfolio value fell 26% quarter-over-quarter to $62.8M.

Based on Alethea Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.