We are live on ! Find out more
ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$66.7M
AUM Growth
+$8.16M
Cap. Flow
+$6.74M
Cap. Flow %
10.1%
Top 10 Hldgs %
51.49%
Holding
99
New
38
Increased
7
Reduced
6
Closed
26

Top Buys

Rank Stock Value
1
PSX icon
Phillips 66
PSX
+$2.55M
2
FE icon
FirstEnergy
FE
+$2.52M
3
LNT icon
Alliant Energy
LNT
+$2.51M
4
PSA icon
Public Storage
PSA
+$1.95M
5
VLO icon
Valero Energy
VLO
+$1.9M

Top Sells

Rank Stock Value
1
KSS icon
Kohl's
KSS
+$2.89M
2
TGT icon
Target
TGT
+$2.84M
3
STX icon
Seagate
STX
+$2.5M
4
TPR icon
Tapestry
TPR
+$2.08M
5
COTY icon
Coty
COTY
+$1.6M

Sector Composition

Rank Sector Weight
1 Financials 29.47%
2 Healthcare 14.65%
3 Utilities 11.01%
4 Energy 10.63%
5 Consumer Discretionary 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$124B
$14.4M 21.52%
151,194
– –
KURA icon
2
Kura Oncology
KURA
$922M
$3.77M 5.66%
215,662
– –
FE icon
3
FirstEnergy
FE
$28.9B
$2.56M 3.84%
+68,927
New +$2.52M
LNT icon
4
Alliant Energy
LNT
$19.4B
$2.49M 3.73%
+58,485
New +$2.51M
PSX icon
5
Phillips 66
PSX
$82.9B
$2.48M 3.72%
+22,036
New +$2.55M
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
$1.92M 2.88%
21,868
+16,413
+301% +$1.45M
VLO icon
7
Valero Energy
VLO
$89.8B
$1.9M 2.85%
+16,719
New +$1.9M
AXSM icon
8
Axsome Therapeutics
AXSM
$12.4B
$1.89M 2.83%
547,443
+276,620
+102% +$820K
PSA icon
9
Public Storage
PSA
$60.2B
$1.82M 2.72%
+9,013
New +$1.95M
HD icon
10
Home Depot
HD
$332B
$1.16M 1.73%
5,578
– –
ETR icon
11
Entergy
ETR
$54.1B
$1.14M 1.71%
+28,178
New +$1.16M
EC icon
12
Ecopetrol
EC
$32.9B
$1.03M 1.54%
+38,216
New +$845K
DRI icon
13
Darden Restaurants
DRI
$22.5B
$955K 1.43%
8,593
+2,947
+52% +$332K
M icon
14
Macy's
M
$6.15B
$889K 1.33%
+25,589
New +$952K
GOOG icon
15
Alphabet (Google) Class C
GOOG
$3.9T
$859K 1.29%
14,400
+100
+0.7% +$5.99K
MMM icon
16
3M
MMM
$89B
$843K 1.26%
4,784
– –
HON icon
17
Honeywell
HON
$77.1B
$832K 1.25%
5,535
– –
HRB icon
18
H&R Block
HRB
$5.18B
$813K 1.22%
+31,569
New +$801K
AZN icon
19
AstraZeneca
AZN
$263B
$774K 1.16%
+9,784
New +$740K
AAPL icon
20
Apple
AAPL
$4.89T
$739K 1.11%
13,100
– –
SNP
21
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$728K 1.09%
+7,253
New +$685K
MTUM icon
22
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$713K 1.07%
5,995
– –
DIS icon
23
Walt Disney
DIS
$165B
$643K 0.96%
5,501
– –
ETN icon
24
Eaton
ETN
$157B
$607K 0.91%
7,000
-2,000
-22% -$164K
CAT icon
25
Caterpillar
CAT
$409B
$602K 0.9%
+3,951
New +$559K
1
2 3 4

Similar funds

WM
WestCap Management San Francisco, California $195M AUM
LWA
Lantern Wealth Advisors Melville, New York $195M AUM 18.72% 1-Year Est. Return
CPI
Crestview Partners III New York $195M AUM 17.49% 1-Year Est. Return
WAL
W Advisors LLC Germantown, Tennessee $195M AUM 22.86% 1-Year Est. Return
NLWP
Next Level Wealth Planning Meridian, Idaho $195M AUM 20% 1-Year Est. Return
ICMARC
International City Management Association Retirement Corp Washington, District of Columbia $195M AUM 10.82% 1-Year Est. Return
RAM
Revere Asset Management Dallas, Texas $195M AUM 80.44% 1-Year Est. Return
MHFA
Mission Hills Financial Advisory San Diego, California $195M AUM 8.43% 1-Year Est. Return

Alethea Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Alethea Capital Management held 99 positions worth $66.7M, up 14% from $58.6M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Alethea Capital Management deployed $6.74M of net new capital in Q3 2018, opening 38 new positions and adding to 7 existing holdings. Its largest new stake was Phillips 66: 22,036 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 26% a quarter earlier, followed by Healthcare and Utilities.

On the sell side, the largest reduction was Tapestry, an estimated $2.08M trimmed.

  • Alethea Capital Management's largest Q3 2018 buy was Phillips 66: 22,036 shares worth $2.48M.
  • Alethea Capital Management added most to Cidara Therapeutics in Q3 2018, an estimated $1.45M increase.
  • Alethea Capital Management's biggest Q3 2018 reduction was Tapestry, cutting an estimated $2.08M.
  • Alethea Capital Management fully exited Kohl's in Q3 2018, selling an estimated $2.89M.
  • Alethea Capital Management's ten largest holdings make up 51% of its $66.7M portfolio in Q3 2018.
  • Alethea Capital Management opened 38 new positions and closed 26 in Q3 2018.
  • Alethea Capital Management's portfolio value rose 14% quarter-over-quarter to $66.7M.

Based on Alethea Capital Management's 13F filing for Q3 2018, filed 29 Oct 2018.