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ACM

Alethea Capital Management Portfolio holdings

AUM $241M
1-Year Est. Return 112.74%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+112.74%
3 Year Est. Return
+274.73%
5 Year Est. Return
+347.03%
10 Year Est. Return
+2,691.05%
AUM
$86.4M
AUM Growth
+$20.5M
Cap. Flow
+$22.1M
Cap. Flow %
25.54%
Top 10 Hldgs %
39.66%
Holding
104
New
41
Increased
11
Reduced
13
Closed
37

Top Buys

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$2.94M
2
DE icon
Deere & Co
DE
+$2.57M
3
ABT icon
Abbott
ABT
+$2.54M
4
LEG
Leggett & Platt
LEG
+$2.5M
5
ABBV icon
AbbVie
ABBV
+$2.45M

Top Sells

Rank Stock Value
1
EQIX icon
Equinix
EQIX
+$2.86M
2
WU icon
Western Union
WU
+$2.6M
3
ADT
ADT Corp
ADT
+$2.4M
4
KMI icon
Kinder Morgan
KMI
+$1.96M
5
UBS icon
UBS Group
UBS
+$1.85M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 18.34%
2 Financials 18.1%
3 Miscellaneous 18.08%
4 Healthcare 12%
5 Industrials 8.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$133B
$11.6M 13.44%
160,790
-877
-0.5% -$67.2K
WYNN icon
2
Wynn Resorts
WYNN
$9.5B
$3.05M 3.53%
+44,025
New +$2.94M
ABT icon
3
Abbott
ABT
$183B
$2.59M 3%
+57,620
New +$2.54M
DE icon
4
Deere & Co
DE
$184B
$2.54M 2.93%
+33,239
New +$2.57M
ABBV icon
5
AbbVie
ABBV
$444B
$2.52M 2.92%
+42,583
New +$2.45M
VLO icon
6
Valero Energy
VLO
$109B
$2.48M 2.87%
+35,040
New +$2.39M
CAG icon
7
Conagra Brands
CAG
$7.32B
$2.44M 2.82%
+74,241
New +$2.37M
LEG
8
DELISTED
Leggett & Platt
LEG
$2.37M 2.74%
+56,377
New +$2.5M
CCEP icon
9
Coca-Cola Europacific Partners
CCEP
$47.1B
$2.36M 2.73%
+47,878
New +$2.41M
IBB icon
10
iShares Biotechnology ETF
IBB
$10.5B
$2.32M 2.68%
20,541
-360
-2% -$39.1K
PALI icon
11
Palisade Bio
PALI
$382M
$2.2M 2.55%
2
– –
DRI icon
12
Darden Restaurants
DRI
$24.4B
$2.17M 2.52%
+34,138
New +$1.98M
AES icon
13
AES
AES
$10.6B
$2.09M 2.42%
218,798
+47,608
+28% +$477K
HAS icon
14
Hasbro
HAS
$12.7B
$2.05M 2.37%
30,432
+331
+1% +$24.2K
CF icon
15
CF Industries
CF
$20.5B
$2M 2.31%
+48,954
New +$2.31M
MOS icon
16
The Mosaic Company
MOS
$8.43B
$2M 2.31%
+72,382
New +$2.31M
NEE icon
17
NextEra Energy
NEE
$175B
$1.95M 2.26%
+75,228
New +$1.9M
PGR icon
18
Progressive
PGR
$125B
$1.94M 2.25%
+61,018
New +$1.94M
GAP
19
The Gap Inc
GAP
$7.88B
$1.94M 2.24%
+78,495
New +$2.09M
IEF icon
20
iShares 7-10 Year Treasury Bond ETF
IEF
$42.1B
$1.91M 2.22%
+18,126
New +$1.93M
DXJ icon
21
WisdomTree Japan Hedged Equity Fund
DXJ
$7.16B
$1.77M 2.05%
35,309
+23,821
+207% +$1.27M
DEX
22
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.59M 1.84%
170,094
-6,232
-4% -$60K
GME icon
23
GameStop
GME
$8.48B
$1.53M 1.78%
+219,040
New +$2.11M
M icon
24
Macy's
M
$5.92B
$1.5M 1.74%
+42,987
New +$1.86M
TEVA icon
25
Teva Pharmaceuticals
TEVA
$42.4B
$1.25M 1.45%
+19,123
New +$1.18M
1
2 3 4 5

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Alethea Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Alethea Capital Management held 104 positions worth $86.4M, up 31% from $65.9M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Alethea Capital Management deployed $22.1M of net new capital in Q4 2015, opening 41 new positions and adding to 11 existing holdings. Its largest new stake was Wynn Resorts: 44,025 shares worth $3.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 18% of assets, up from 6.9% a quarter earlier, followed by Financials and Miscellaneous.

On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $1.45M trimmed.

  • Alethea Capital Management's largest Q4 2015 buy was Wynn Resorts: 44,025 shares worth $3.05M.
  • Alethea Capital Management added most to WisdomTree Japan Hedged Equity Fund in Q4 2015, an estimated $1.27M increase.
  • Alethea Capital Management's biggest Q4 2015 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $1.45M.
  • Alethea Capital Management fully exited Equinix in Q4 2015, selling an estimated $2.86M.
  • Alethea Capital Management's ten largest holdings make up 40% of its $86.4M portfolio in Q4 2015.
  • Alethea Capital Management opened 41 new positions and closed 37 in Q4 2015.
  • Alethea Capital Management's portfolio value rose 31% quarter-over-quarter to $86.4M.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.