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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+52.73%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$140M
AUM Growth
+$71.8M
Cap. Flow
+$57.6M
Cap. Flow %
41.02%
Top 10 Hldgs %
73.59%
Holding
96
New
38
Increased
5
Reduced
8
Closed
21

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$42.5M
2
PM icon
Philip Morris
PM
+$2.28M
3
AXSM icon
Axsome Therapeutics
AXSM
+$2.15M
4
PEG icon
Public Service Enterprise Group
PEG
+$2.09M
5
MO icon
Altria Group
MO
+$2.02M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$1.75M
2
TRI icon
Thomson Reuters
TRI
+$1.68M
3
FE icon
FirstEnergy
FE
+$1.59M
4
DRI icon
Darden Restaurants
DRI
+$1.55M
5
PFE icon
Pfizer
PFE
+$1.54M

Sector Composition

Rank Sector Weight
1 Healthcare 20.88%
2 Financials 10.13%
3 Consumer Staples 6.99%
4 Industrials 5.46%
5 Communication Services 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
1
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$59M 42.03%
644,480
+464,398
+258% +$42.5M
AXSM icon
2
Axsome Therapeutics
AXSM
$12.4B
$16.2M 11.55%
1,140,394
+231,965
+26% +$2.15M
COF icon
3
Capital One
COF
$124B
$11.7M 8.31%
142,810
-8,384
-6% -$681K
KURA icon
4
Kura Oncology
KURA
$922M
$3.96M 2.82%
238,916
+21,166
+10% +$326K
PM icon
5
Philip Morris
PM
$301B
$2.5M 1.78%
+28,287
New +$2.28M
MO icon
6
Altria Group
MO
$122B
$2.27M 1.62%
+39,589
New +$2.02M
PEG icon
7
Public Service Enterprise Group
PEG
$39.8B
$2.22M 1.58%
+37,314
New +$2.09M
JNJ icon
8
Johnson & Johnson
JNJ
$635B
$2.1M 1.49%
+14,999
New +$2.01M
VZ icon
9
Verizon
VZ
$194B
$1.82M 1.29%
+30,727
New +$1.74M
VIAB
10
DELISTED
Viacom Inc. Class B
VIAB
$1.56M 1.11%
+55,623
New +$1.6M
CDTX
11
DELISTED
Cidara Therapeutics
CDTX
$1.5M 1.06%
28,216
+4,098
+17% +$225K
SJM icon
12
J.M. Smucker
SJM
$12.6B
$1.49M 1.06%
+12,795
New +$1.34M
WBA
13
DELISTED
Walgreens Boots Alliance
WBA
$1.42M 1.01%
+22,471
New +$1.53M
CAG icon
14
Conagra Brands
CAG
$7.07B
$1.34M 0.95%
+48,212
New +$1.11M
DOV icon
15
Dover
DOV
$27.2B
$1.26M 0.9%
+13,460
New +$1.16M
JWN
16
DELISTED
Nordstrom
JWN
$1.19M 0.85%
+26,831
New +$1.22M
SLB icon
17
SLB Ltd
SLB
$77.8B
$1.18M 0.84%
+27,054
New +$1.17M
AES icon
18
AES
AES
$10.6B
$1.17M 0.83%
+64,564
New +$1.09M
DTE icon
19
DTE Energy
DTE
$31.1B
$1.08M 0.77%
+10,144
New +$1.02M
HAS icon
20
Hasbro
HAS
$12.6B
$1.01M 0.72%
11,892
+5,940
+100% +$517K
AZN icon
21
AstraZeneca
AZN
$263B
$973K 0.69%
+12,037
New +$949K
XRX icon
22
Xerox
XRX
$337M
$967K 0.69%
+30,253
New +$853K
USB icon
23
US Bancorp
USB
$99.6B
$905K 0.64%
+18,774
New +$941K
APA icon
24
APA Corp
APA
$12.8B
$767K 0.55%
+22,126
New +$721K
GOOG icon
25
Alphabet (Google) Class C
GOOG
$3.9T
$727K 0.52%
12,400
– –
1
2 3 4

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Alethea Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Alethea Capital Management held 96 positions worth $140M, up 104% from $68.7M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Alethea Capital Management deployed $57.6M of net new capital in Q1 2019, opening 38 new positions and adding to 5 existing holdings. Its largest new stake was Philip Morris: 28,287 shares worth $2.5M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, up from 20% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Capital One, an estimated $681K trimmed.

  • Alethea Capital Management's largest Q1 2019 buy was Philip Morris: 28,287 shares worth $2.5M.
  • Alethea Capital Management added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2019, an estimated $42.5M increase.
  • Alethea Capital Management's biggest Q1 2019 reduction was Capital One, cutting an estimated $681K.
  • Alethea Capital Management fully exited Evergy in Q1 2019, selling an estimated $1.75M.
  • Alethea Capital Management's ten largest holdings make up 74% of its $140M portfolio in Q1 2019.
  • Alethea Capital Management opened 38 new positions and closed 21 in Q1 2019.
  • Alethea Capital Management's portfolio value rose 104% quarter-over-quarter to $140M.

Based on Alethea Capital Management's 13F filing for Q1 2019, filed 6 May 2019.