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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$65.1M
AUM Growth
-$25.5M
Cap. Flow
-$17.6M
Cap. Flow %
-27.09%
Top 10 Hldgs %
58.2%
Holding
97
New
34
Increased
17
Reduced
11
Closed
27

Top Buys

Rank Stock Value
1
CME icon
CME Group
CME
+$2.7M
2
KSS icon
Kohl's
KSS
+$2.63M
3
SJM icon
J.M. Smucker
SJM
+$2.49M
4
OKE icon
Oneok
OKE
+$2.22M
5
VLO icon
Valero Energy
VLO
+$2.16M

Top Sells

Rank Stock Value
1
BBWI icon
Bath & Body Works
BBWI
+$2.9M
2
LEG icon
Leggett & Platt
LEG
+$2.89M
3
RAI
Reynolds American Inc
RAI
+$2.86M
4
PAYX icon
Paychex
PAYX
+$2.83M
5
CAG icon
Conagra Brands
CAG
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 29.56%
2 Consumer Discretionary 11.79%
3 Healthcare 8.79%
4 Energy 7.22%
5 Consumer Staples 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$124B
$15.9M 24.49%
181,229
+22,251
+14% +$1.87M
PALI icon
2
Palisade Bio
PALI
$339M
$4.15M 6.37%
2
– –
CME icon
3
CME Group
CME
$92.2B
$2.69M 4.14%
+28,950
New +$2.7M
HAS icon
4
Hasbro
HAS
$12.6B
$2.52M 3.86%
33,626
-14,907
-31% -$1.06M
KSS icon
5
Kohl's
KSS
$2.03B
$2.37M 3.64%
+37,885
New +$2.63M
SJM icon
6
J.M. Smucker
SJM
$12.6B
$2.34M 3.59%
+21,546
New +$2.49M
VLO icon
7
Valero Energy
VLO
$89.8B
$2.29M 3.52%
+36,627
New +$2.16M
OKE icon
8
Oneok
OKE
$58.7B
$1.97M 3.03%
+49,965
New +$2.22M
DEX
9
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.93M 2.96%
178,334
+2,772
+2% +$31.8K
TPR icon
10
Tapestry
TPR
$28.8B
$1.69M 2.59%
+48,806
New +$1.87M
IWM icon
11
iShares Russell 2000 ETF
IWM
$80.9B
$1.51M 2.32%
+12,086
New +$1.51M
MO icon
12
Altria Group
MO
$122B
$1.01M 1.55%
20,696
-47,172
-70% -$2.39M
UUP icon
13
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$993K 1.53%
+39,669
New +$1M
EVV
14
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$950K 1.46%
70,527
– –
EVM
15
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$938K 1.44%
83,097
– –
DBL
16
DoubleLine Opportunistic Credit Fund
DBL
$278M
$935K 1.44%
40,336
-1,539
-4% -$37.5K
DD
17
DELISTED
Du Pont De Nemours E I
DD
$902K 1.39%
+14,853
New +$1M
HIO
18
Western Asset High Income Opportunity Fund
HIO
$340M
$704K 1.08%
136,609
+5,553
+4% +$29.6K
DXJ icon
19
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$697K 1.07%
12,182
+11,789
+3,000% +$684K
BMY icon
20
Bristol-Myers Squibb
BMY
$127B
$680K 1.04%
+10,215
New +$673K
FLOT icon
21
iShares Floating Rate Bond ETF
FLOT
$10.1B
$640K 0.98%
12,630
– –
LHX icon
22
L3Harris
LHX
$55.9B
$624K 0.96%
+8,119
New +$644K
FTR
23
DELISTED
Frontier Communications Corp.
FTR
$564K 0.87%
+7,593
New +$677K
XLV icon
24
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$529K 0.81%
7,117
+210
+3% +$15.6K
XTL icon
25
State Street SPDR S&P Telecom ETF
XTL
$581M
$503K 0.77%
8,743
+249
+3% +$14.8K
1
2 3 4

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Alethea Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Alethea Capital Management held 97 positions worth $65.1M, down 28% from $90.6M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Alethea Capital Management withdrew a net $17.6M in Q2 2015, closing 27 positions and reducing 11 holdings. Its most notable exit was Bath & Body Works, an estimated $2.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Alethea Capital Management opened a new position in CME Group worth $2.69M.

  • Alethea Capital Management's largest Q2 2015 buy was CME Group: 28,950 shares worth $2.69M.
  • Alethea Capital Management added most to Capital One in Q2 2015, an estimated $1.87M increase.
  • Alethea Capital Management's biggest Q2 2015 reduction was Clorox, cutting an estimated $2.52M.
  • Alethea Capital Management fully exited Bath & Body Works in Q2 2015, selling an estimated $2.9M.
  • Alethea Capital Management's ten largest holdings make up 58% of its $65.1M portfolio in Q2 2015.
  • Alethea Capital Management opened 34 new positions and closed 27 in Q2 2015.
  • Alethea Capital Management's portfolio value fell 28% quarter-over-quarter to $65.1M.

Based on Alethea Capital Management's 13F filing for Q2 2015, filed 24 Jul 2015.