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ACM

Alethea Capital Management Portfolio holdings

AUM $241M
1-Year Est. Return 112.74%
This Fund
S&P 500
This Quarter Est. Return
+41.83%
1 Year Est. Return
+112.74%
3 Year Est. Return
+274.73%
5 Year Est. Return
+347.03%
10 Year Est. Return
+2,691.05%
AUM
$206M
AUM Growth
+$50.3M
Cap. Flow
-$5.27M
Cap. Flow %
-2.56%
Top 10 Hldgs %
99.89%
Holding
36
New
2
Increased
1
Reduced
5
Closed
23

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.41M
2
TEM
Tempus AI
TEM
+$2.47M
3
KURA icon
Kura Oncology
KURA
+$356K

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.9M
2
JNJ icon
Johnson & Johnson
JNJ
+$616K
3
VTR icon
Ventas
VTR
+$563K
4
UNH icon
UnitedHealth
UNH
+$562K
5
SJM icon
J.M. Smucker
SJM
+$561K

Sector Composition

Rank Sector Weight
1 Healthcare 83.58%
2 Miscellaneous 16.38%
3 Materials 0.03%
4 Financials 0.01%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$10.7B
$122M 59.3%
668,710
-2,173
-0.3% -$303K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$32.2M 15.62%
446,127
– –
BIL icon
3
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47B
$21.6M 10.5%
236,611
-75,363
-24% -$6.9M
KURA icon
4
Kura Oncology
KURA
$1.01B
$14.8M 7.18%
1,422,682
+33,888
+2% +$356K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$9.5M 4.61%
+13,927
New +$9.41M
TLT icon
6
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$2.02M 0.98%
23,123
– –
TEM
7
Tempus AI
TEM
$12.5B
$1.86M 0.9%
+31,554
New +$2.47M
CDTX
8
DELISTED
Cidara Therapeutics
CDTX
$1.02M 0.5%
4,630
-1,327
-22% -$214K
HEDJ icon
9
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
$394K 0.19%
7,430
-495
-6% -$25.7K
RSPU icon
10
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$497M
$213K 0.1%
2,847
-25
-0.9% -$1.93K
IMRX icon
11
Immuneering
IMRX
$287M
$151K 0.07%
22,935
– –
TGB
12
Trekor Metals
TGB
$2.92B
$56.6K 0.03%
10,000
– –
LPRO
13
DELISTED
Open Lending Corp
LPRO
$18.6K 0.01%
12,000
– –
AWK icon
14
American Water Works
AWK
$27.4B
– –
-3,648
Closed -$508K
BF.B icon
15
Brown-Forman Class B
BF.B
$12B
– –
-18,864
Closed -$511K
CCI icon
16
Crown Castle
CCI
$31.2B
– –
-4,941
Closed -$477K
CNP icon
17
CenterPoint Energy
CNP
$25B
– –
-13,820
Closed -$536K
ED icon
18
Consolidated Edison
ED
$38.9B
– –
-5,058
Closed -$508K
EVM
19
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
– –
-10,658
Closed -$101K
EXC icon
20
Exelon
EXC
$43.5B
– –
-11,693
Closed -$526K
INVH icon
21
Invitation Homes
INVH
$16.3B
– –
-15,478
Closed -$454K
JNJ icon
22
Johnson & Johnson
JNJ
$644B
– –
-3,323
Closed -$616K
KURA icon
23
CALL
Kura Oncology
KURA
$1.01B
– –
-150,000
Closed -$278K
LKQ icon
24
LKQ Corp
LKQ
$5.92B
– –
-13,716
Closed -$419K
LMT icon
25
Lockheed Martin
LMT
$123B
– –
-663
Closed -$331K
1
2

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Alethea Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Alethea Capital Management held 36 positions worth $206M, up 32% from $156M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Alethea Capital Management's Q4 2025 filing shows 2 new, 1 increased, 5 reduced and 23 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 13,927 shares worth $9.5M. The largest sale was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $6.9M.

By sector, the portfolio is most concentrated in Healthcare at 84% of assets, up from 74% a quarter earlier, followed by Miscellaneous and Materials.

  • Alethea Capital Management's largest Q4 2025 buy was State Street SPDR S&P 500 ETF Trust: 13,927 shares worth $9.5M.
  • Alethea Capital Management added most to Kura Oncology in Q4 2025, an estimated $356K increase.
  • Alethea Capital Management's biggest Q4 2025 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $6.9M.
  • Alethea Capital Management fully exited Johnson & Johnson in Q4 2025, selling an estimated $616K.
  • Alethea Capital Management's ten largest holdings make up 100% of its $206M portfolio in Q4 2025.
  • Alethea Capital Management opened 2 new positions and closed 23 in Q4 2025.
  • Alethea Capital Management's portfolio value rose 32% quarter-over-quarter to $206M.

Based on Alethea Capital Management's 13F filing for Q4 2025, filed 11 Feb 2026.