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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+20.07%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$156M
AUM Growth
+$23.5M
Cap. Flow
+$2.1M
Cap. Flow %
1.35%
Top 10 Hldgs %
94.29%
Holding
54
New
23
Increased
4
Reduced
1
Closed
20

Top Buys

Rank Stock Value
1
KURA icon
Kura Oncology
KURA
+$3.13M
2
RNAM
Avidity Biosciences
RNAM
+$708K
3
JNJ icon
Johnson & Johnson
JNJ
+$569K
4
SJM icon
J.M. Smucker
SJM
+$561K
5
BF.B icon
Brown-Forman Class B
BF.B
+$547K

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$6.75M
2
NRG icon
NRG Energy
NRG
+$531K
3
NFLX icon
Netflix
NFLX
+$454K
4
DASH icon
DoorDash
DASH
+$426K
5
TPR icon
Tapestry
TPR
+$394K

Sector Composition

Rank Sector Weight
1 Healthcare 73.95%
2 Utilities 1.34%
3 Real Estate 1.27%
4 Consumer Staples 1.2%
5 Consumer Discretionary 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$12.4B
$81.5M 52.34%
670,883
+3,515
+0.5% +$396K
BIL icon
2
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$28.6M 18.39%
311,974
+433
+0.1% +$39.7K
RNAM
3
DELISTED
Avidity Biosciences
RNAM
$19.4M 12.49%
446,127
+17,503
+4% +$708K
KURA icon
4
Kura Oncology
KURA
$922M
$12.3M 7.9%
1,388,794
+439,509
+46% +$3.13M
TLT icon
5
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$2.07M 1.33%
23,123
– –
JNJ icon
6
Johnson & Johnson
JNJ
$635B
$616K 0.4%
+3,323
New +$569K
CDTX
7
DELISTED
Cidara Therapeutics
CDTX
$570K 0.37%
+5,957
New +$380K
VTR icon
8
Ventas
VTR
$48.9B
$563K 0.36%
+8,040
New +$540K
UNH icon
9
UnitedHealth
UNH
$382B
$562K 0.36%
+1,627
New +$492K
SJM icon
10
J.M. Smucker
SJM
$12.6B
$561K 0.36%
+5,170
New +$561K
CNP icon
11
CenterPoint Energy
CNP
$29.1B
$536K 0.34%
+13,820
New +$522K
MCD icon
12
McDonald's
MCD
$188B
$528K 0.34%
+1,739
New +$529K
EXC icon
13
Exelon
EXC
$48.6B
$526K 0.34%
+11,693
New +$514K
VZ icon
14
Verizon
VZ
$194B
$516K 0.33%
+11,732
New +$508K
BF.B icon
15
Brown-Forman Class B
BF.B
$12B
$511K 0.33%
+18,864
New +$547K
ED icon
16
Consolidated Edison
ED
$41.6B
$508K 0.33%
+5,058
New +$508K
AWK icon
17
American Water Works
AWK
$26.3B
$508K 0.33%
+3,648
New +$515K
MAA icon
18
Mid-America Apartment Communities
MAA
$15.6B
$479K 0.31%
+3,430
New +$496K
TAP icon
19
Molson Coors Class B
TAP
$7.68B
$478K 0.31%
+10,557
New +$521K
CCI icon
20
Crown Castle
CCI
$32.7B
$477K 0.31%
+4,941
New +$500K
INVH icon
21
Invitation Homes
INVH
$17.7B
$454K 0.29%
+15,478
New +$477K
PAYX icon
22
Paychex
PAYX
$40.4B
$443K 0.28%
+3,493
New +$485K
LKQ icon
23
LKQ Corp
LKQ
$6.58B
$419K 0.27%
+13,716
New +$451K
HEDJ icon
24
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$399K 0.26%
7,925
– –
T icon
25
AT&T
T
$165B
$361K 0.23%
+12,782
New +$363K
1
2 3

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Alethea Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Alethea Capital Management held 54 positions worth $156M, up 18% from $132M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

Alethea Capital Management's Q3 2025 filing shows 23 new, 4 increased, 1 reduced and 20 closed positions. Its largest new stake was Johnson & Johnson: 3,323 shares worth $616K. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $6.75M.

By sector, the portfolio is most concentrated in Healthcare at 74% of assets, up from 67% a quarter earlier, followed by Utilities and Real Estate.

  • Alethea Capital Management's largest Q3 2025 buy was Johnson & Johnson: 3,323 shares worth $616K.
  • Alethea Capital Management added most to Kura Oncology in Q3 2025, an estimated $3.13M increase.
  • Alethea Capital Management's biggest Q3 2025 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $6.75M.
  • Alethea Capital Management fully exited NRG Energy in Q3 2025, selling an estimated $531K.
  • Alethea Capital Management's ten largest holdings make up 94% of its $156M portfolio in Q3 2025.
  • Alethea Capital Management opened 23 new positions and closed 20 in Q3 2025.
  • Alethea Capital Management's portfolio value rose 18% quarter-over-quarter to $156M.

Based on Alethea Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.