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ACM

Alethea Capital Management Portfolio holdings

AUM $241M
1-Year Est. Return 112.74%
This Fund
S&P 500
This Quarter Est. Return
+18.08%
1 Year Est. Return
+112.74%
3 Year Est. Return
+274.73%
5 Year Est. Return
+347.03%
10 Year Est. Return
+2,691.05%
AUM
$86.7M
AUM Growth
+$5.27M
Cap. Flow
-$6.95M
Cap. Flow %
-8.02%
Top 10 Hldgs %
91.75%
Holding
53
New
2
Increased
2
Reduced
9
Closed
18

Top Buys

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$1.66M
2
QCOM icon
Qualcomm
QCOM
+$198K
3
BAC icon
Bank of America
BAC
+$262
4
HON icon
Honeywell
HON
+$180

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$517K
2
CME icon
CME Group
CME
+$505K
3
GRMN
Garmin
GRMN
+$472K
4
GILD icon
Gilead Sciences
GILD
+$455K
5
AXSM icon
Axsome Therapeutics
AXSM
+$451K

Sector Composition

Rank Sector Weight
1 Healthcare 86.4%
2 Miscellaneous 5.29%
3 Industrials 1.99%
4 Financials 1.67%
5 Technology 1.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXSM icon
1
Axsome Therapeutics
AXSM
$10.7B
$59.9M 69.06%
752,044
-6,750
-0.9% -$451K
RNAM
2
DELISTED
Avidity Biosciences
RNAM
$7.73M 8.92%
854,651
– –
KURA icon
3
Kura Oncology
KURA
$1.01B
$5.04M 5.81%
350,445
– –
TLT icon
4
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$2.3M 2.66%
23,278
– –
VBK icon
5
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.8B
$1.84M 2.13%
+7,625
New +$1.66M
CDTX
6
DELISTED
Cidara Therapeutics
CDTX
$1.29M 1.49%
81,384
– –
HON icon
7
Honeywell
HON
$64.5B
$391K 0.45%
1,977
+1
+0.1% +$180
BAC icon
8
Bank of America
BAC
$416B
$357K 0.41%
10,617
+9
+0.1% +$262
AAPL icon
9
Apple
AAPL
$4.84T
$356K 0.41%
1,851
-500
-21% -$92.3K
GOOG icon
10
Alphabet (Google) Class C
GOOG
$4.18T
$354K 0.41%
2,515
-35
-1% -$4.75K
INTC icon
11
Intel
INTC
$513B
$352K 0.41%
7,000
– –
WM icon
12
Waste Management
WM
$86.8B
$349K 0.4%
1,950
-250
-11% -$41.9K
MSFT icon
13
Microsoft
MSFT
$3.69T
$348K 0.4%
925
– –
ITW icon
14
Illinois Tool Works
ITW
$76.5B
$347K 0.4%
1,325
– –
HD icon
15
Home Depot
HD
$305B
$347K 0.4%
1,000
-150
-13% -$46.5K
BLK icon
16
Blackrock
BLK
$164B
$345K 0.4%
425
– –
HEDJ icon
17
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
$344K 0.4%
8,020
– –
JPM icon
18
JPMorgan Chase
JPM
$937B
$340K 0.39%
2,000
-500
-20% -$75.8K
ETN icon
19
Eaton
ETN
$152B
$325K 0.38%
1,350
– –
KO icon
20
Coca-Cola
KO
$382B
$315K 0.36%
5,350
– –
CMI icon
21
Cummins
CMI
$74.1B
$311K 0.36%
1,300
-200
-13% -$45.5K
PEP icon
22
PepsiCo
PEP
$185B
$306K 0.35%
1,800
– –
BRK.B icon
23
Berkshire Hathaway Class B
BRK.B
$1.11T
$303K 0.35%
850
– –
PG icon
24
Procter & Gamble
PG
$341B
$293K 0.34%
2,000
-200
-9% -$29.6K
DUK icon
25
Duke Energy
DUK
$91.8B
$291K 0.34%
3,000
– –
1
2 3

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Alethea Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Alethea Capital Management held 53 positions worth $86.7M, up 6.5% from $81.4M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Alethea Capital Management withdrew a net $6.95M in Q4 2023, closing 18 positions and reducing 9 holdings. Its most notable exit was AbbVie, an estimated $517K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 86% of assets, up from 81% a quarter earlier, followed by Miscellaneous and Industrials.

Against the trend, Alethea Capital Management opened a new position in Vanguard Morningstar Small-Cap Growth ETF worth $1.84M.

  • Alethea Capital Management's largest Q4 2023 buy was Vanguard Morningstar Small-Cap Growth ETF: 7,625 shares worth $1.84M.
  • Alethea Capital Management added most to Bank of America in Q4 2023, an estimated $262 increase.
  • Alethea Capital Management's biggest Q4 2023 reduction was Axsome Therapeutics, cutting an estimated $451K.
  • Alethea Capital Management fully exited AbbVie in Q4 2023, selling an estimated $517K.
  • Alethea Capital Management's ten largest holdings make up 92% of its $86.7M portfolio in Q4 2023.
  • Alethea Capital Management opened 2 new positions and closed 18 in Q4 2023.
  • Alethea Capital Management's portfolio value rose 6.5% quarter-over-quarter to $86.7M.

Based on Alethea Capital Management's 13F filing for Q4 2023, filed 15 Feb 2024.