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ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
+3.01%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$85.2M
AUM Growth
-$2.88M
(-3.3%)
Cap. Flow
+$7.56M
Cap. Flow
% of AUM
8.87%
Top 10 Holdings %
Top 10 Hldgs %
42.19%
Holding
106
New
32
Increased
6
Reduced
11
Closed
32
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
HP
HPQ
|
+$2.65M |
| 2 |
Xcel Energy
XEL
|
+$2.58M |
| 3 |
Walmart Inc
WMT
|
+$2.56M |
| 4 |
KLA
KLAC
|
+$2.56M |
| 5 |
Crown Castle
CCI
|
+$2.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
McDonald's
MCD
|
+$2.94M |
| 2 |
Altria Group
MO
|
+$2.62M |
| 3 |
CVS Health
CVS
|
+$2.56M |
| 4 |
US Bancorp
USB
|
+$2.52M |
| 5 |
Exelon
EXC
|
+$2.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Utilities | 17.24% |
| 2 | Financials | 17.09% |
| 3 | Consumer Staples | 10.33% |
| 4 | Real Estate | 8.28% |
| 5 | Technology | 7.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Capital One
COF
$124B
| $12.8M | 15.02% |
151,194
| – | – |
|
|
2
KLA
KLAC
$275B
| $2.84M | 3.33% |
+267,970
| New | +$2.56M |
|
|
3
HP
HPQ
$23.5B
| $2.78M | 3.26% |
+139,138
| New | +$2.65M |
|
4
ConocoPhillips
COP
$147B
| $2.66M | 3.12% |
+53,148
| New | +$2.39M |
|
|
5
Xcel Energy
XEL
$51B
| $2.55M | 2.99% |
+53,847
| New | +$2.58M |
|
|
6
Walmart Inc
WMT
$871B
| $2.54M | 2.99% |
+97,728
| New | +$2.56M |
|
|
7
Crown Castle
CCI
$32.7B
| $2.48M | 2.91% |
+24,796
| New | +$2.54M |
|
8
Edison International
EIX
$30.7B
| $2.45M | 2.87% |
+31,711
| New | +$2.51M |
|
9
Pinnacle West Capital
PNW
$12.9B
| $2.43M | 2.85% |
+28,727
| New | +$2.52M |
|
10
Essex Property Trust
ESS
$18.9B
| $2.42M | 2.84% |
9,528
-1,251
| -12% | -$327K |
|
11
RTX Corp
RTX
$287B
| $2.32M | 2.73% |
+31,818
| New | +$2.35M |
|
|
UN
12
DELISTED
Unilever NV New York Registry Shares
UN
| $2.13M | 2.51% |
+36,154
| New | +$2.11M |
|
13
Unilever
UL
$131B
| $2.13M | 2.5% |
+32,699
| New | +$2.1M |
|
14
PG&E
PCG
$47.8B
| $2.13M | 2.5% |
+31,243
| New | +$2.14M |
|
15
Darden Restaurants
DRI
$22.5B
| $2.12M | 2.49% |
+26,967
| New | +$2.27M |
|
|
PPL
16
PPL Corp
PPL
$27.3B
| $1.84M | 2.17% |
+48,608
| New | +$1.88M |
|
17
British American Tobacco
BTI
$132B
| $1.82M | 2.14% |
+29,227
| New | +$1.89M |
|
18
Consolidated Edison
ED
$41.6B
| $1.72M | 2.02% |
+21,318
| New | +$1.76M |
|
|
FL
19
DELISTED
Foot Locker
FL
| $1.72M | 2.02% |
+48,806
| New | +$2.05M |
|
20
Kura Oncology
KURA
$922M
| $1.67M | 1.96% |
111,673
+15,000
| +16% | +$141K |
|
21
Digital Realty Trust
DLR
$73.7B
| $1.56M | 1.83% |
+13,167
| New | +$1.52M |
|
22
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $1.38M | 1.61% |
5,472
-164
| -3% | -$40.4K |
|
23
iShares Mortgage Real Estate ETF
REM
$542M
| $1.36M | 1.6% |
29,110
| – | – |
|
24
iShares Biotechnology ETF
IBB
$9.31B
| $1.27M | 1.49% |
11,385
| – | – |
|
25
Eversource Energy
ES
$28.2B
| $1.15M | 1.35% |
+19,040
| New | +$1.17M |
|
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Alethea Capital Management's Q3 2017 Portfolio in Review
As of Q3 2017, Alethea Capital Management held 106 positions worth $85.2M, down 3.3% from $88.1M the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Alethea Capital Management deployed $7.56M of net new capital in Q3 2017, opening 32 new positions and adding to 6 existing holdings. Its largest new stake was HP: 139,138 shares worth $2.78M.
By sector, the portfolio is most concentrated in Utilities at 17% of assets, up from 5.2% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $1.94M trimmed.
- Alethea Capital Management's largest Q3 2017 buy was HP: 139,138 shares worth $2.78M.
- Alethea Capital Management added most to Home Depot in Q3 2017, an estimated $352K increase.
- Alethea Capital Management's biggest Q3 2017 reduction was JPMorgan Chase, cutting an estimated $1.94M.
- Alethea Capital Management fully exited McDonald's in Q3 2017, selling an estimated $2.94M.
- Alethea Capital Management's ten largest holdings make up 42% of its $85.2M portfolio in Q3 2017.
- Alethea Capital Management opened 32 new positions and closed 32 in Q3 2017.
- Alethea Capital Management's portfolio value fell 3.3% quarter-over-quarter to $85.2M.
Based on Alethea Capital Management's 13F filing for Q3 2017, filed 2 Nov 2017.