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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$79.3M
AUM Growth
+$7.18M
Cap. Flow
+$2.07M
Cap. Flow %
2.62%
Top 10 Hldgs %
42.35%
Holding
96
New
36
Increased
9
Reduced
12
Closed
23

Top Buys

Rank Stock Value
1
GAP
The Gap Inc
GAP
+$2.36M
2
HST icon
Host Hotels & Resorts
HST
+$2.21M
3
CME icon
CME Group
CME
+$2.17M
4
GIS icon
General Mills
GIS
+$2.16M
5
RTN
Raytheon Company
RTN
+$2.13M

Top Sells

Rank Stock Value
1
NAVI icon
Navient
NAVI
+$2.43M
2
MSI icon
Motorola Solutions
MSI
+$2.39M
3
OKE icon
Oneok
OKE
+$2.23M
4
WYNN icon
Wynn Resorts
WYNN
+$2.18M
5
HD icon
Home Depot
HD
+$2.07M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 17.16%
3 Consumer Staples 10.76%
4 Technology 7.15%
5 Consumer Discretionary 7.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
1
Capital One
COF
$124B
$13.2M 16.64%
151,194
-6,796
-4% -$548K
WM icon
2
Waste Management
WM
$95.9B
$2.76M 3.49%
38,975
+29,975
+333% +$2M
HST icon
3
Host Hotels & Resorts
HST
$16.8B
$2.47M 3.11%
+130,944
New +$2.21M
CME icon
4
CME Group
CME
$92.2B
$2.25M 2.84%
+19,505
New +$2.17M
HSY icon
5
Hershey
HSY
$35.4B
$2.21M 2.78%
+21,324
New +$2.11M
GIS icon
6
General Mills
GIS
$19.2B
$2.16M 2.72%
+34,915
New +$2.16M
PAYX icon
7
Paychex
PAYX
$40.4B
$2.15M 2.71%
+35,232
New +$2.03M
UPS icon
8
United Parcel Service
UPS
$97.6B
$2.14M 2.7%
+18,641
New +$2.1M
LMT icon
9
Lockheed Martin
LMT
$134B
$2.13M 2.68%
8,502
+245
+3% +$61.2K
RTN
10
DELISTED
Raytheon Company
RTN
$2.13M 2.68%
+14,965
New +$2.13M
GAP
11
The Gap Inc
GAP
$6.84B
$2.06M 2.6%
+91,672
New +$2.36M
GRMN
12
Garmin
GRMN
$46.9B
$2.06M 2.59%
+42,377
New +$2.11M
JNJ icon
13
Johnson & Johnson
JNJ
$635B
$1.99M 2.51%
+17,256
New +$1.99M
MOS icon
14
The Mosaic Company
MOS
$7.09B
$1.93M 2.43%
+65,819
New +$1.77M
SJM icon
15
J.M. Smucker
SJM
$12.6B
$1.93M 2.43%
+15,039
New +$1.95M
MAT icon
16
Mattel
MAT
$4.17B
$1.85M 2.34%
+67,331
New +$2.05M
BMY icon
17
Bristol-Myers Squibb
BMY
$127B
$1.6M 2.02%
27,392
+11,109
+68% +$607K
SPG icon
18
Simon Property Group
SPG
$74.5B
$1.32M 1.67%
+7,459
New +$1.39M
DEX
19
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.26M 1.6%
125,075
– –
SPY icon
20
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$1.22M 1.54%
5,474
+3,973
+265% +$868K
MAC icon
21
Macerich
MAC
$7.32B
$1.21M 1.52%
+17,016
New +$1.22M
REM icon
22
iShares Mortgage Real Estate ETF
REM
$542M
$1.17M 1.47%
27,785
+890
+3% +$37.3K
HRB icon
23
H&R Block
HRB
$5.18B
$1.1M 1.39%
+47,942
New +$1.1M
AAPL icon
24
CALL
Apple
AAPL
$4.89T
$1.1M 1.39%
+3,200
New +$90.7K
STX icon
25
Seagate
STX
$193B
$1.09M 1.37%
+28,516
New +$1.06M
1
2 3 4

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Alethea Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Alethea Capital Management held 96 positions worth $79.3M, up 10% from $72.1M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Alethea Capital Management's Q4 2016 filing shows 36 new, 9 increased, 12 reduced and 23 closed positions. Its largest new stake was The Gap Inc: 91,672 shares worth $2.06M. The largest sale was Navient, an estimated $2.43M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Staples.

  • Alethea Capital Management's largest Q4 2016 buy was The Gap Inc: 91,672 shares worth $2.06M.
  • Alethea Capital Management added most to Waste Management in Q4 2016, an estimated $2M increase.
  • Alethea Capital Management's biggest Q4 2016 reduction was Pfizer, cutting an estimated $1.86M.
  • Alethea Capital Management fully exited Navient in Q4 2016, selling an estimated $2.43M.
  • Alethea Capital Management's ten largest holdings make up 42% of its $79.3M portfolio in Q4 2016.
  • Alethea Capital Management opened 36 new positions and closed 23 in Q4 2016.
  • Alethea Capital Management's portfolio value rose 10% quarter-over-quarter to $79.3M.

Based on Alethea Capital Management's 13F filing for Q4 2016, filed 9 Feb 2017.