Alethea Capital Management’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Alethea Capital Management’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-12,690	Closed	-$645K	–	87
2017 Q4	$645K	Sell	12,690 -313	-2%	-$15.9K	1.03%	32
2017 Q3	$662K	Hold	13,003	–	–	0.78%	37
2017 Q2	$662K	Hold	13,003	–	–	0.75%	38
2017 Q1	$661K	Hold	13,003	–	–	0.79%	36
2016 Q4	$660K	Hold	13,003	–	–	0.83%	38
2016 Q3	$660K	Hold	13,003	–	–	0.92%	35
2016 Q2	$658K	Hold	13,003	–	–	0.9%	35
2016 Q1	$656K	Sell	13,003 -171	-1%	-$8.6K	0.73%	41
2015 Q4	$664K	Buy	13,174 +109	+0.8%	+$5.5K	0.77%	43
2015 Q3	$659K	Buy	13,065 +435	+3%	+$22K	1%	29
2015 Q2	$640K	Hold	12,630	–	–	0.98%	21
2015 Q1	$640K	Hold	12,630	–	–	0.71%	32
2014 Q4	$638K	Buy	+12,630	New	+$640K	0.65%	49

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFIA

Cantor Fitzgerald Investment Advisors New York $1.36B AUM 16.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Alesco Advisors Pittsford, New York $3.92B AUM 15.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Banco Santander Madrid, Spain $12.4B AUM 29.42% 1-Year Est. Return

Alethea Capital Management's FLOT Position: Q1 2018 in Review

Alethea Capital Management sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2018, closing a stake of 12,690 shares — an estimated $645K sold.

Alethea Capital Management first reported a position in FLOT in Q4 2014 and held it in 13 quarters. The position peaked at $664K in Q4 2015. 441 funds tracked by Wall St. Rank hold FLOT as of Q1 2018.

Alethea Capital Management reported no remaining iShares Floating Rate Bond ETF position as of Q1 2018 after selling out during the quarter.
Alethea Capital Management sold 12,690 iShares Floating Rate Bond ETF shares in Q1 2018, an estimated $645K.
Alethea Capital Management first reported a position in iShares Floating Rate Bond ETF in Q4 2014 and held it in 13 quarters.
Alethea Capital Management's iShares Floating Rate Bond ETF position peaked at $664K in Q4 2015.
441 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2018.

Based on Alethea Capital Management's 13F filing for Q1 2018, filed 18 Apr 2018.