Alethea Capital Management’s DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND DEX Stock Holding History

Alethea Capital Management’s Portfolio DEX Stock Details DEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-95,122	Closed	-$1.08M	–	98
2018 Q2	$1.08M	Sell	95,122 -1,222	-1%	-$14.3K	1.84%	11
2018 Q1	$1.11M	Hold	96,344	–	–	1.51%	17
2017 Q4	$1.17M	Hold	96,344	–	–	1.86%	10
2017 Q3	$1.14M	Sell	96,344 -27,731	-22%	-$320K	1.34%	26
2017 Q2	$1.41M	Sell	124,075 -1,000	-0.8%	-$11.3K	1.61%	21
2017 Q1	$1.38M	Hold	125,075	–	–	1.65%	21
2016 Q4	$1.26M	Hold	125,075	–	–	1.6%	19
2016 Q3	$1.27M	Hold	125,075	–	–	1.76%	21
2016 Q2	$1.2M	Sell	125,075 -40,196	-24%	-$379K	1.65%	21
2016 Q1	$1.51M	Sell	165,271 -4,823	-3%	-$41.9K	1.68%	26
2015 Q4	$1.59M	Sell	170,094 -6,232	-4%	-$60K	1.84%	22
2015 Q3	$1.63M	Sell	176,326 -2,008	-1%	-$20.5K	2.48%	12
2015 Q2	$1.93M	Buy	178,334 +2,772	+2%	+$31.8K	2.96%	9
2015 Q1	$2.01M	Buy	175,562 +1,109	+0.6%	+$12.6K	2.22%	21
2014 Q4	$1.97M	Buy	+174,453	New	+$2.03M	2%	14

Other funds holding DEX

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Alethea Capital Management's DEX Position: Q3 2018 in Review

Alethea Capital Management sold out of DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND (DEX) in Q3 2018, closing a stake of 95,122 shares — an estimated $1.08M sold.

Alethea Capital Management first reported a position in DEX in Q4 2014 and held it in 15 quarters. The position peaked at $2.01M in Q1 2015. 38 funds tracked by Wall St. Rank hold DEX as of Q3 2018.

Alethea Capital Management reported no remaining DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position as of Q3 2018 after selling out during the quarter.
Alethea Capital Management sold 95,122 DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND shares in Q3 2018, an estimated $1.08M.
Alethea Capital Management first reported a position in DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND in Q4 2014 and held it in 15 quarters.
Alethea Capital Management's DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position peaked at $2.01M in Q1 2015.
38 funds tracked by Wall St. Rank held DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND as of Q3 2018.

Based on Alethea Capital Management's 13F filing for Q3 2018, filed 29 Oct 2018.