Alethea Capital Management’s UBS Group UBS Stock Holding History

Alethea Capital Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-99,654	Closed	-$1.85M	–	87
2015 Q3	$1.85M	Buy	+99,654	New	+$2.11M	2.8%	10

Other funds holding UBS

Norges Bank Oslo, Norway $935B AUM

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Alethea Capital Management's UBS Position: Q4 2015 in Review

Alethea Capital Management sold out of UBS Group (UBS) in Q4 2015, closing a stake of 99,654 shares — an estimated $1.85M sold.

Alethea Capital Management first reported a position in UBS in Q3 2015 and held it in 1 quarter. The position peaked at $1.85M in Q3 2015. 249 funds tracked by Wall St. Rank hold UBS as of Q4 2015.

Alethea Capital Management reported no remaining UBS Group position as of Q4 2015 after selling out during the quarter.
Alethea Capital Management sold 99,654 UBS Group shares in Q4 2015, an estimated $1.85M.
Alethea Capital Management first reported a position in UBS Group in Q3 2015 and held it in 1 quarter.
Alethea Capital Management's UBS Group position peaked at $1.85M in Q3 2015.
249 funds tracked by Wall St. Rank held UBS Group as of Q4 2015.

Based on Alethea Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.