Alethea Capital Management’s State Street Energy Select Sector SPDR ETF XLE Stock Holding History

Alethea Capital Management’s Portfolio XLE Stock Details XLE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-22,574	Closed	-$770K	–	80
2016 Q2	$770K	Sell	22,574 -194	-0.9%	-$6.4K	1.06%	30
2016 Q1	$705K	Sell	22,768 -8,134	-26%	-$236K	0.78%	40
2015 Q4	$932K	Sell	30,902 -44,206	-59%	-$1.45M	1.08%	32
2015 Q3	$2.3M	Buy	75,108 +62,922	+516%	+$2.12M	3.49%	6
2015 Q2	$458K	Buy	12,186 +316	+3%	+$12.5K	0.7%	34
2015 Q1	$460K	Sell	11,870 -11,796	-50%	-$457K	0.51%	42
2014 Q4	$937K	Buy	+23,666	New	+$984K	0.95%	34

Other funds holding XLE

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3.39B AUM 20.1% 1-Year Est. Return

Rafferty Asset Management New York $43.9B AUM 121.74% 1-Year Est. Return

Alethea Capital Management's XLE Position: Q3 2016 in Review

Alethea Capital Management sold out of State Street Energy Select Sector SPDR ETF (XLE) in Q3 2016, closing a stake of 22,574 shares — an estimated $770K sold.

Alethea Capital Management first reported a position in XLE in Q4 2014 and held it in 7 quarters. The position peaked at $2.3M in Q3 2015. 672 funds tracked by Wall St. Rank hold XLE as of Q3 2016.

Alethea Capital Management reported no remaining State Street Energy Select Sector SPDR ETF position as of Q3 2016 after selling out during the quarter.
Alethea Capital Management sold 22,574 State Street Energy Select Sector SPDR ETF shares in Q3 2016, an estimated $770K.
Alethea Capital Management first reported a position in State Street Energy Select Sector SPDR ETF in Q4 2014 and held it in 7 quarters.
Alethea Capital Management's State Street Energy Select Sector SPDR ETF position peaked at $2.3M in Q3 2015.
672 funds tracked by Wall St. Rank held State Street Energy Select Sector SPDR ETF as of Q3 2016.

Based on Alethea Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.